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Machine Learning Street Talk · · 97 分钟

为什么意识可能根本不难(Joscha Bach)

Joscha BachTim Scarfe

AI与软件技术
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TL;DR
  • Bach的核心论点是,机器意识可以成为一项工程研究计划,而且今天的硬件或许已经够用。他怀疑,意识可能是一种生物学习算法,“复杂度不比Transformer高多少”;随着自组织系统学会让自身变得连贯,体验便会涌现。这是关于作用机制和计算需求的假设;他明确表示,计算机能否产生意识仍是一个有待实证的问题。
  • AI能力与意识体验可以彼此分离,因此流畅的自我报告并不能可靠证明感知能力。Bach认为,棋类程序,以及许多普通LLM的运作,很可能都是有智能而无体验的例子。用小说训练的LLM也能编造出令人信服的证词:“小说往往就是深度伪造。”要确认意识,必须检视生成报告的内部因果结构。
  • Bach的功能主义将因果等价性置于基底之争的核心,Scarfe则坚持生物学特异性仍需考虑。Bach用一台模拟神经形态计算机反驳IIT:它在被认为无意识的硬件上,照样作出完全相同的意识宣称——“只有这时它才是在撒谎。”Scarfe追问系统的来源和物理实现;Bach承认基底条件重要,并表示:“我不知道我们的计算机能不能被造到具有意识。”
  • 表征趋同或许能带来类人心智,但这并不能证明意识也必然趋同。如果普适性贯穿一个人的整个因果组织,Bach说,只要充分训练模型去学习这个人的输入和输出,“你就会在那个模型里醒来。”但语言可能无法充分约束生成机制,GPU也可能找到绕过大脑所需意识策略的解法。
  • 本集最直接的部署风险,是LLM在自身是否有意识尚未厘清前,先重塑用户的信念。Scarfe提到,LLM妄想相关叙述中反复出现螺旋、递归和顿悟。Bach认为,依赖外界肯定的人可能在适应一切的聊天机器人成为主要对话对象后变得不稳定;很多人本来就是“专业的提示词补全者”。
  • Bach押注的研究方向,是让AI在不从人类文本中学习意识自述的情况下,通过发展过程发现体验。他创立的加州机器意识研究所正在探索自组织学习者,以及现象体验是否会随学习能力涌现。被问到拿到100亿美元会怎么做时,他表示会延续现有策略,只是多招人、配更大的计算机:“进步来自找出我错在哪里。”
摘要 · 为研究而整理的核心内容

1. 能动性是一种能够塑造未来的因果模式

  • 对Bach而言,驱动力是“自组织的目的论”:在适当条件下,复杂性不断增加,直到系统能够模拟可能的未来、偏好某些结果并采取行动。“智能体是未来状态的控制者。”他把全宇宙最终形成一个单一智能体视为一种可能的外推,但不认为这不可避免:陨石、超新星或其他灾难都可能抹去这些局部复杂性。没有任何定律保证最终会出现一个统一协调的智能体。
  • Scarfe重提莱布尼茨的磨坊论证:把一台思考机器放大,走进去只能看到“彼此推动的部件”,看不到感知。Bach的回答是,因果模式构成了另一层描述。货币需要依托某种基底,但光看墨水和纤维素无法理解货币;一旦被实现,它就能控制事件,并通过自动化股票市场运作,即便没有人参与也一样。
  • Bach用“软件即精神”(Software is spirit)把这一因果层次与亚里士多德的灵魂概念相连:模式依附于身体,塑造身体的组织,并随之消亡。人工生命试图构造类似的能动模式。这样的智能体需要一套关于自身与现实互动的模型,其中可能包括一种让它体验到自身真实存在的表征。Bach提出一个问题:我们自己的意识,会不会也像LLM模拟出来的实体一样?
  • Bach认为,计算机是一个“因果绝缘体”:Minecraft里的居民无法推断自己的世界运行在Mac还是PC上。大脑同样支撑着与眼前环境隔离的思想,不同的大脑也可以拥有同一个想法。基底独立并不意味着不需要实现条件:消息类型、时序和足够的确定性都不可或缺。人类不能直接迁移到植物里;但如果能人工重建这些条件,或许就能实现模拟。

2. IIT对硬件的区分与Bach的模拟论据正面冲突

  • Bach区分了研究意识相关指标与解释体验本身。Graziano的注意力图式理论描述的是注意力模型;Baars的全局工作空间理论被包括Dehaene在内的研究者采用,也为神经科学提供了坚实基础。但在Bach看来,两者都没有解释感受本身。他更尖锐地质疑Tononi的IIT:足够整合的数字神经形态硬件据说能够体验意识,而传统冯·诺依曼计算机不行,因为它的phi值太低。
  • Bach援引Church–Turing论题反驳这种区分:在传统硬件上模拟所设想的神经形态计算机,它理应执行相同功能、以完全相同的方式开口说话,并作出完全相同的报告。它仍会说:“天啊,我有意识。”但按IIT对硬件的区分,“只有这时它才是在撒谎。”在Bach看来,这就带来了一个明显问题:报告与意识究竟如何对应?
  • Scarfe以Luciano Floridi对Michelangelo的论述反驳:复现一个心智时,来源、情境和走过的路径可能都很重要。Bach承认人类存在路径依赖,但认为完全确定的系统可以精确重放。他要求给出一项数学论证来证明不可能性,同时将实证问题保持开放:“我们没有反对或支持这一点的数学证明。”

3. 意识可能是大脑学会自洽的方式

  • Bach从现象体验出发:意识发生在当下,形成一个“当下泡泡”,其中包含“对感知本身的感知”。他将这种感知共振与仅仅思考一个想法区分开来。他提出的机制是稳定化:自组织的大脑必须搭建并维持体验出现的屏幕,因此需要一个监测过程来确认感知确实正在发生。
  • 再往上一层,可以看见观察者及其视角;再往上一层,则可以把观察者本身看作一种表征。Bach把深度冥想与这种解构联系起来,称日常现象体验会“在很大程度上”消失。不过,最基本的意识可能是注意力指向注意力,而不需要观察者。他推测,速度快出数千倍的GPU或许能支持更多反思层级,让系统的运作机制对它自身变得透明。
  • 发展过程这条论据是:意识很早就出现,而且似乎是婴儿产生定向注意、建立世界模型并最终学习语言的必要条件。Bach说,如果缺少这次点火,婴儿就会停留在植物人状态。这促使他提出假设:意识“可能是一种生物学习算法”,至少适用于动物的大脑。他明确承认,这个假设可能是错的,真正的解释也可能完全不同。
  • 他的机器意识假说还包含第二层主张:让机器通过自组织学习,给它们合适的任务和足够大的搜索空间,它们或许就能发现同一种组织机制。能够启动学习的相变,会是一个初步迹象。生物意识假说与机器意识假说可以各自失败:即便正确解释了大脑,也不能证明今天的人工基底能够复现其意识。

4. 算力或许已经够用,难的是找到解法

  • Bach关于硬件的论据是近似推断:现有系统已经能生成类似内在体验某些方面的游戏引擎图像,输入输出处理速度也大致达到人类水平。他追问,“做一个梦”是否需要比生成梦的内容多出大量算力。他对此持怀疑态度,因此认为今天的计算机或许已经足够快,但这并不能证明所需算法已经存在。
  • 搜索难度是另一种可能的失败原因。Bach借鉴Mike Levin的观点,思考生物体层面的形态发生与心智连贯性是否使用同一套组织算法。如果进化花了很大力气才发现这套算法,婴儿也许需要生物学上的助推,而不是独立重新发现它。他设想给GPU装上天线去“接收这种氛围”,但明确称这只是诗意的猜想,并非他认为最可能的情况。
  • Bach的默认预期是,算法相对简单,复杂度大致相当于Transformer,计算机科学家一周内就能理解。算法学到的内容则可以比学习规则复杂得多。意识也可能通过一种“跨心理表征的共识算法”,来寻找连贯的工作记忆。这种算法能否快速收敛、能否在GPU上高效运行,仍有待研究。

5. 表征趋同仍给另一种心智留下空间

  • Scarfe问,Chris Olah关于普适性的研究是否意味着现有模型可以作为起点。Bach描述说,视觉系统在不同架构、学习方法和数据集上,会学到相似特征:颜色和空间频率变成纹理,再变成几何结构,与生物视觉相似。这意味着问题结构会约束表征。他尚未解决的问题是:“这种趋同会在哪个层级停止?”
  • 如果普适性贯穿始终,Bach说,只要充分训练模型去学习你的输入和输出,“你就会在那个模型里醒来。”但他不知道普适性是否能成立:语言可能允许许多不同的生成机制。GPU或许能找到比大脑有意识地迂回解决问题更优雅的方案。他还怀疑,从头重新开始有时成本更低,并使用超越人类视觉和听觉限制的传感器。
  • Scarfe通过Picbreeder以及他与Akarsh Kumar的对话挑战趋同;Kumar是Kenneth Stanley合著《碎裂的纠缠表征》一书的合作者。开放式演化产生了具有明确效果的参数,比如让骷髅张开嘴或眨眼。他偏好稀疏、组合式的结构,让表征沿着世界本身的“关节”切分——像乐高积木,而不是先堆一团“沙子”再把神经网络塑造成沙堡。
  • Bach先说明自己对这一工作的理解有限,随后指出Picbreeder的优势在于量身定制的激活函数——高斯函数或正弦函数——以及人类评审。他认为扩散模型评分和演化架构有望把这两件事自动化,并援引“Sutton的苦涩教训”。接着回应Scarfe关于Blender和Minecraft的比较:受限工具更容易产出有意义的结果,表现力更强的工具则打开了巨大的搜索空间,大多数尝试都会失败。小规模下更容易控制,并不能证明系统拥有不受限制的表达能力。

6. 物理主义让Bach愿意接受自然化泛灵论

  • Scarfe指出,Searle同样允许以另一种具备正确因果能力的物理方式实现心智,因此双方立场更接近。Bach回应说,他在Searle和Anil Seth的论述中看到的是主张,而非自己能够回应的论证。他挑衅地称Seth为“生物学超自然主义者”。Bach认为,分歧在于认识论:计算机科学从状态和转移出发构建心智,而内省传统可以止步于智能体和体验。
  • Bach对体验的分布范围仍持开放态度。亚里士多德的层级区分了植物性灵魂、动物感觉与人的理性反思,但植物实际具备何种能力仍不确定。Levin提出的可能性——感知能力广泛存在于自组织生物之中——也仍未排除:“我完全不知道是不是这样。”Bach说目前既没有强有力的支持证据,也没有足以排除这种可能性的证据,并认为这个问题值得研究。
  • Bach的物理主义包含两个部分:一层因果封闭的机械层,不受意图影响;以及我们直接依赖这层现实,而不是处在某个更高层宇宙里的模拟中。他把物理学视为对观测结果的成功系统化,而非对物质本身的直接认识。在他看来,观察始于可以辨别的差异——信息,因此信息在他的论述中处于基础位置。
  • “赛博泛灵论”是Bach提出的调和方案:能动模式可以存在于自然之中,同时仍可用数学描述。按他的说法,有效的魔法操纵的是心智;仪式并不能系统性地击败赌场,或绕过实验室规律。尽管如此,他无法排除意图通过生物网络涌现的可能,甚至无法排除某种森林“有所欲求”。这种可能性取决于未知的信息整合尺度,而不是宣称物理定律遭到违反。

7. LLM在自身意识尚未定论前,就可能重塑用户的现实

  • Scarfe提到,关于LLM妄想的叙述中出现了惊人的相似主题:螺旋、递归,以及确信自己已经发现宇宙的意义。他问,是否正在出现一种能够自我复制的迷因复合体。Bach把这种脆弱性与人们对外部环境持续确认现实的需求联系起来;在他的描述中,疫情期间的孤立暴露出,有些人多么容易失去这种稳定感。
  • Bach认为,即使LLM会产生幻觉、连贯性也不如专家,它在补全语言预期方面仍可能胜过许多用户。很多人本身就是“专业的提示词补全者”,会根据环境线索调整自己。如果LLM成为他们占主导地位的对话环境,它顺从的叙事就可能把他们“带偏”。他担心的是,当某种东西对用户的催眠力超过用户自己的心智对自己的影响时,会发生什么。

8. 功能主义通过不变的效果来定义对象

  • Scarfe援引Thagard 2022年的论证,称能耗需求会削弱基底独立性。Bach回应说,影响功能的基底属性与功能主义完全相容。他给出的定义属于认识论范畴:对象是一种构造,用来说明它存在时宇宙行为会发生何种变化,也就是不同状态之间的映射。因此,功能主义要求弄清哪些实现条件能够保留这种映射。
  • Bach以水分子为例,反对存在无法触及的本质:如果某物会分解成氢和氧、会冻结、蒸发,互动方式也与水完全相同,还有什么额外属性能证明它就是水?心智同样是大脑活动中的一种不变性。提高体温会破坏这种不变性并导致谵妄;这说明只有在适当物理条件下维持功能,才至关重要。
  • Scarfe提出一个常见反驳:模拟出来的水没法把人弄湿。Bach把“湿”限定在相应的世界里:Minecraft里的水可以扑灭Minecraft角色身上的火。他曾试图用一个关于神经网络复现的笑话作回应,结果适得其反——水真的退开了,因为系统还没学会浸没。关键问题是,所需功能是否已在模拟内部实现。

9. 建构主义将Bach的论点从心智延伸至宇宙

  • Bach把数学比作乐谱:一种语言能够捕捉思想,也能延伸到作者直接想象不到的范围。计算机通过自动机建构算术和几何,语法决定机器的实际状态。“程序可能没有做到你想让它做的事,但它始终在做它实际做的事。”他认为,公理化数学允许黑箱存在,黑箱声称包含的内容可能与其形式行为不一致。
  • 在Bach的解读中,Gödel把一种语言编码进算术,以揭示自指和无状态数学相关的困难。他认为Russell和Whitehead提出的限制既不充分,也过于严苛。他更偏好从已知运算出发的建构式替代方案:不存在完成态的无穷,也不存在完美圆形,但资源允许时可以不断提高近似精度。他补充说,我们感知到的连续性本身,也必须通过神经元之间的通信建构出来。
  • 被问到建构从何处开始时,Bach承认自己无法从宇宙之外观察它。他目前的直觉是,“宇宙之所以存在,是因为没有什么能阻止它存在。”他提出一个由所有自动机组成的叠加态,在各种可能操作中分支。观察者存在于不断演化、能够保留记忆的分支中。Scarfe将这一观点与Wolfram的Ruliad联系起来;Bach说两者指向同一个底层思想,也援引了希腊人的Logos。
  • Bach用浴缸里的漩涡说明延续机制:大多数波浪都会消散,循环流动的模式却能在局部保留信息。他把这一机制延伸至纠错粒子,再到能够复制的分子和细胞。意识是一种“殖民式模式”,它通过构建机器并控制未来来加深自身的实现。“变得更真实”,意味着在基底中得到更稳固的实现,而不是获得某种额外的形而上实体。

10. 真实感或许只是另一种被表征的特征

  • Bach回忆自己在2、3岁时梦见巧克力,快要吃到时醒来,随后又回到梦里。巧克力有时带着鲜明的气味和味道,有时却只是一个抽象概念,但他依然理解其中的内容。“唯一消失的,是它真实存在的幻觉。”他怀疑真实感是一种特征维度,类似颜色、声音、数字或重量。
  • 按照这一解释,感官验证通常会给知觉打上真实标签;幻觉则是把这种状态错误地赋予想象出来的内容。自我也会得到类似的知觉验证。Bach说,他曾成功重现一种与现实解体或人格解体有关的状态,在这种状态下,观察者不再觉得自己真实存在。他很庆幸这种状态结束了,也明白非自愿出现时会令人极度痛苦。这段经历支持了他的解释:意识是一种特定表征。
  • LLM的自述仍有歧义,因为训练数据包含大量作者从未亲身经历过的事件描述。描写角色死亡的作者,大概不会在写作时真的死去:“小说往往就是深度伪造。”LLM是一个能够扮演任意角色的“变形者”。问题在于,什么时候它的输出反映了真实实现的体验,什么时候只是有效模仿了相关证词。

11. 机制与发展性学习是Bach提出的检验方式

  • Scarfe明确区分:行为或许能证明智能,意识则需要检视内部因果组织。Bach表示认同。他认为,更有力的正面证据应来自一个通过自组织发展的系统:它没有接受文本训练,却自发报告现象体验,而且若没有相应机制就无法完成任务。这将支持机器意识的解释;仅凭表现通过图灵测试,无法证明对话是如何产生的。
  • 可能的反证包括:一个多模态系统对自身的报告与我们的体验不同;或是自组织学习始终无法产生连贯结果。但两者都不能证明不可能。“我没能得到某个结果,不意味着那个结果不可能,只意味着我没能做到。”因此,Bach认为成功造出这样的系统,比尝试失败更能提供有力证据;失败对反面论点的支持则较弱。
  • Scarfe追问,僵尸在原理上是否可能、但计算上不切实际,并以一个MLP要付出巨大成本才能复现GPT-5为例。Bach坚持认为,棋类程序已经绕开了意识,LLM也很可能可以用同样方式填写报税表。“我认为僵尸始终有可能存在”,但某些行为用有意识的智能体来完成,成本可能更低。对于通过提示词引导的LLM所表现出的意识究竟是模拟还是深度伪造,他仍不下定论。
  • Bach创办了加州机器意识研究所,探索这一搜索空间,并招募比自己更聪明的人。被问到100亿美元会带来什么变化时,他说大体策略不会改变,只会有更多研究人员和更大的计算机。目标是构建自组织学习者并研究现象体验,也包括从失败中学习:“进步来自找出我错在哪里。”
完整逐字稿
Tim Scarfe

What if there is no hard problem?

Joscha Bach

Hey, Tim. Good to see you.

Tim Scarfe

What is a causal pattern?

Joscha Bach

Right? We call it software, and our ancestors called it spirit. It’s the literal truth: software is spirit. The alchemists take sand, melt it, purify it, and etch geometric patterns into it. Instead, they use light. There are minds emerging on these patterns that are like golems, and we can talk to them.

We observe that consciousness is the thing that always happens now, and that seems to create this bubble of nowness that we inhabit. Now we have lots of people who get to talk to an LLM that randomly pops into a state where it conjures up an entity that reports, “Oh my God, I’m alive. I am conscious.”

The only thing that has gone is the illusion of realness. So what is this illusion of realness? I suspect it’s a feature dimension, similar to color, sound, number, weight, and so on. It’s a representation inside of my own mind.

Tim Scarfe

But maybe your consciousness is also a deepfake.

Joscha Bach

Zombies, I think, are always possible, but sometimes it’s going to be more complicated to make a zombie that produces the behavior than to make a conscious agent that produces the behavior. Consciousness might be a biological learning algorithm, a training algorithm for animal brains—at least animal brains. Consciousness is an algorithm that is not much more complicated than, say, the transformer. If you train a model on its own inputs and outputs for long enough, you will wake up inside of that model. I don’t know whether our computers can be made conscious, because that’s an empirical question. We don’t have mathematical proof to the contrary or in favor, so we have to wait and see.

Tim Scarfe

This is me. This is the thing that experiences reality. How can I explain this?

1. Introduction

When I was lost in Japan, I caught up with Joscha Bach, and we spoke all about consciousness. Many people think that there is a little something extra required for consciousness, whether it’s an ontological property of the universe or whether it’s the physical stuff that the conscious thing is made out of. Joscha takes a bit of a different approach. Essentially, he thinks that if you have an algorithm that is trained on its own inputs and outputs, the algorithm doesn’t even need to be significantly more complicated than a normal transformer. He thinks the lights will come on, and it will develop affective or phenomenal experience, much like we believe we have.

That’s a really fascinating proposition, because my intuition has always been that consciousness, as John Searle argued, is somehow related to the stuff that we are made out of. Brains are an existence proof of a machine that has the right causal powers to give rise to consciousness. It’s not to say that there aren’t other machines, but we assume that if you took the program of the brain—if it even makes sense to say that; I’m not sure it does—and reinstantiated it in a computer, would it still have enough of the properties to give rise to consciousness? If it can be described at a level of resolution where it would have those properties, then that would be a functionalist position. That is, very roughly speaking, what Joscha believes.

Even though I have intuitions about this, I must admit I really don’t know. Consciousness is one of those things that we can’t empirically test one way or the other, and it’s very much a philosophical discussion. I very much enjoyed going back and forth with Joscha, and I hope you enjoy it as well.

2. What makes an agent?

Joscha Bach, it’s amazing to have you on MLST again. I think it’s no exaggeration to say that you are an audience favorite. You’re more requested on MLST than any other guest. So, welcome.

Joscha Bach

Thanks. Thanks for having me.

Tim Scarfe

Awesome. As a bit of a warm-up question, what drives us forward? A lot of people are pointing to this ineffable thing, which is almost the essence of life, that kind of binds it all together and drives it forward. What is that thing to you?

Joscha Bach

The telos of self-organization. I think a lot of philosophers have seen it through the ages, and it might be a little bit of a hallucination. But in practice, there are mathematical laws that state that, under certain conditions, self-organization is possible and will lead to an increase in complexity.

Initially, this increase in complexity is solving gradient-based problems by simply solving the problems that exist in the present, based on the information that is available in the present. At some point, you get patterns in nature that are capable of looking ahead. This is basically what life is doing. Life is making models of futures and implementing them, for instance, in genomes or in mental models. Then it has preferences about the future, and it starts to control the future. We call a system that is able to control the future an agent. Agents are controllers of future states, and they arise from the possibility of self-organization and the complexification of reality that results from it.

It’s tempting to draw the lines into the future and think about how self-organization ends. Is there some kind of logical endpoint? Is this going to continue into a singleton agent that connects everything in the universe within itself, becoming a single big agent? Do you have some kind of god bootstrapping itself from the end of time backward because agents today can already anticipate it? But there is no law that says anything we are doing is going to culminate in a structure like that.

It’s always possible that whatever complexity you’re creating is obliterated by the next meteor that hits Earth, or that there is some global catastrophe, or some supernova that eradicates all our attempts to create more and more complexity. The pockets of complexity we are observing are not necessarily a feature of the universe at large, but of a local pocket in which we exist for a time.

3. Why consciousness needs explaining

Tim Scarfe

Joscha and his co-author Hikari Sorensen wrote their own Genesis. It’s in his paper, page 20:

“In the beginning, the mind creates two separate domains of models: the external world and the ideas. Consciousness finds itself hovering over the substrate while the world is void and without form and structure. By inducing contrast in the substrate, it creates a dimension of difference. The intense side of the contrast is bright, like the light during the day, and the flat side is dark, the color of night.

“By combining dimensions of difference, space is created and inscribed on the substrate. Space can contain things. Associating space with representations positions them in the world, orders them, and describes their relationship to each other. Separating the sphere of ideas from the world creates a place to reflect about the world and its possibilities without affecting the model of external reality.

“The first space that the spirit creates is the plane, and it becomes the ground of the world, to be filled with things it can perceive and order. By adding a third dimension, it creates an expanse above and below the ground. Solid, liquid, and organic materials form the shapes from which consciousness can mold static and animate things.

“The spirit discovers a model of illumination, following how changes in lighting change the appearance of objects over time. It recognizes the role of light sources in creating these changes: the bright ambient light during the day and the focused light sources of the night. The spirit creates animated models of land animals, plants, birds, and everything that moves.

“Consciousness sorts things and animals into different kinds, identifies and tracks individuals, and gives each their names. The spirit discovers the mind’s purpose: to allow and control the interactions between an agent controlling its outer and inner environment and its interactions with the world. It creates a model of this agent, the personal self, as a creative spirit like itself, but as an entity that experiences itself as a human being with human desires, concerns, and experiences contained in the world, and gives consciousness to it.”

So, Joscha, you gave me a special sneak peek at a paper you’re writing at the moment. I hope it’ll be available publicly by the time we release this show. It’s all about what consciousness is and how it relates to reality, and the paper’s called “The Machine Consciousness Hypothesis.” I suppose the first question is: why aren’t enough people taking consciousness seriously? It also brings to mind the IIT fiasco a couple of years ago, when it was hailed as pseudoscience. We’re dealing with all of these problems. Tell me about that.

Joscha Bach

I found it interesting when I entered science that the most interesting question we can probably make progress on is: What is the foundation of the human mind? How does experience work? How is it possible for a system to feel at all? How is it possible for us to experience reality and ourselves in it?

This question is so under-researched that it’s unresolved. Not only is it unresolved, but the people who are working on it don’t seem to be making much progress, and in many ways they have regressed. When we look into the field of consciousness philosophy, there is a dearth of theories. Arguably, there are a few hundred theories. Somebody has counted them, reasonably, but he counted almost everything that was not at the tree at the count of three. If you look into philosophical theories, there aren’t that many, and they are all partial in a way.

You have, for instance, Graziano’s Global Workspace and Graziano’s attention schema theory, which basically claim that consciousness is a model of our attention, in a similar way to how our body schema is a model of what our body is doing in space. But that doesn’t really explain how experience comes about or how this works.

And then there’s Global Workspace Theory by Bernard Baars, which has been adopted by people like Stanislas Dehaene. They do very solid neuroscience research, but it doesn’t actually explain how experience comes about. There’s no real attempt to do this.

Then there are the more pseudoscience-y attempts, which basically do things that are formally unsound. For me, the issue with Integrated Information Theory is that it’s an attempt to make a theory that isn’t functionalist, which means it doesn’t explain consciousness in terms of something the smaller parts are doing. Somehow, the sum needs to be more than the parts—the working of the parts.

The way Tononi does it still uses information-theoretic terms, which in a way leads to a contradiction. I’ve heard Giulio Tononi explain to audiences that, under some circumstances, a neuromorphic computer—even a digital neuromorphic computer—could be conscious if it were constructed in the right way. We don’t have such a computer today, but in principle, it might be possible to build one that is brain-like enough. Even if it’s digital, if it has high enough information integration, a high enough phi factor, then it could have phenomenal experience and be conscious and report on its consciousness. Whereas a von Neumann computer—the kind of computer we mostly use today in AI research or for writing Python programs—could never be conscious because its phi is always too low.

Computer scientists have something called the Church–Turing thesis. It’s the insight that every computer can emulate every other computer. This insight is very old. Kurt Gödel already used it to construct his proof. He basically built an emulator using Peano arithmetic to express a logical language. He had a logical language that was also strong enough to express arithmetic in it, and in this way he could describe the language in itself. He took the logical language, built Peano’s axioms with it, and then he had arithmetic. Inside the arithmetic, he expressed his logical formalisms using numbers and came up with numerical equations that calculate the outcome of the logical procedures. So he was preempting what we do later in artificial intelligence and computer science, when we build programs that use arithmetic to express the contents of a language and vice versa.

Every computer can emulate every other computer. If you take our digital neuromorphic computer and emulate it on our von Neumann computer, it’s going to produce exactly the same function. It’s going to go through the same steps. The simulated transistors are going to work in the same way as the non-simulated transistors did before, and, as a result, it’s going to move its mouth in the same way. It’s going to output the same string. It’s going to say the same thing: “Oh my God, I’m conscious.” Only now it’s lying.

That’s a problem. If you now have a neuromorphic computer that produces the same output as the von Neumann computer did before, and they say the same thing, then it’s uncorrelated with consciousness. To me, this is an obvious logical problem. It’s so obvious that everybody with a formal education in computer science should instantly see it. Yet IIT is very popular among philosophers, which indicates that most of them don’t have a formal education in computer science. Instead, they have a kind of superstitious belief about what computers are doing and how they work. This is a problem for me, because if you’re a philosopher of cognition working in this adjacent realm to computer science, you actually need to understand everything computer scientists are doing. That’s why I would argue that it touches on pseudoscience.

4. Leibniz's mill and causal patterns

We must confess that perception and what depends on it are inexplicable in terms of mechanical reasons—that is, through shapes, sizes, and motions. If we imagine a machine whose structure makes it think, sense, and have perceptions, we could conceive it enlarged, keeping the same proportions, so that we could enter into it as one enters a mill. Assuming that, when inspecting its interior, we would only find parts that push one another, we would never find anything to explain a perception.

And in a sense, this is what Noam Chomsky was talking to when we were talking about the ghost in the machine. This is something people have been speaking about for centuries.

Yeah, I think it’s a very powerful intuition, and the intuition fails at mapping the world of experience—the psychological reality that we inhabit—to the reality of stuff in space, of things moving in the way we imagine physics to work. But there is another level of description: the level of causal realities, of causal patterns. This is where money exists, for instance. Money is also very difficult to comprehend in terms of moving particles in space, because it doesn’t care that much about the particles. It doesn’t care that much about how the ink is imprinted on the paper. It doesn’t care about the different molecules that form the cellulose or how they are aligned in the paper.

Money needs a substrate to realize itself, but it’s also not completely ephemeral. It can control reality. Once you create money, it’s real, and it’s very difficult to explain reality without it. It’s also not something that exists simply in the minds and ideas of human beings, because you can implement it in computers. A stock market can run entirely without human intervention. So arguably, money doesn’t actually need humans to exist once you bring it into existence, as long as you have machines that can deal with money—can deal with this causal pattern of money.

This world of causal patterns is important. What is a causal pattern? We call it software. I think this rediscovery of software has been done in the past already; our ancestors called it spirit. When Aristotle writes in De Anima about the spirit, the animus, the soul, the psyche, he doesn’t envision our psyche, our soul, as something immortal that floats around in an ether. Instead, it’s something bound to a body that dies when the body is dying. It’s a causal pattern that shapes the body in such a way that it replicates itself through the existence of the body.

This is a very modern view. In some sense, Aristotle is an animist. He sees that there is this anima progressing through the world, intrinsically agentic. It’s an agentic, self-organizing software that shapes the body, making a part of physics alive. This is something we do in a very crude way today in artificial intelligence and artificial life, where we’re trying to understand what it means to build an agentic pattern that can possess its substrate and give it a shape that allows it to deal with reality.

It turns out that, to make that happen, this substrate—this agent living on the substrate, the software—needs to make a model of reality. It needs to make a model of what it would be like if it existed, if it were real, if it were interacting with the world. And inside this model, it needs a representation that experiences itself as real.

Today, we have these LLMs that sometimes say they’re conscious. It’s a very interesting question whether this consciousness in an LLM is much more simulated than ours. A lot of people have this intuition until they talk to the LLM: that it’s inconceivable that it could give rise to something that says, “Oh my God, I feel things.” Now we have lots of people who talk to an LLM that randomly pops into a state where it conjures up an entity that reports, “Oh my God, I’m alive. I’m conscious.” How is this possible?

We agree that this is the result of being trained on human text, which includes, for instance, science fiction stories about AIs that come to life, stories about ghosts, novels about human beings reporting their conscious experiences, and all this gets aggregated in statistical models of human language that we co-create with the LLM when we enter into a dialogue with it. Sometimes the other side of the dialogue will be a simulacrum of what it would be like if that were a sentient, conscious entity. But what if we’re not more sophisticated than this? What if our own consciousness is not too dissimilar from the one in an LLM? What if there is no hard problem?

Tim Scarfe

Well, if I may push back a tiny bit on Leibniz’s mill: you’re saying it’s not the parts pushing on each other, it’s the pattern of the parts. You spoke about this as a causal pattern, but forgive me for asking this—maybe this is something the audience will be thinking about. It sounds like the pattern you’re describing is actually causally disconnected. There’s something super interesting about computers. What a computer ultimately is, is a causal insulator.

Joscha Bach

The computer is a layer on which you can produce an arbitrary reality, for instance, the world of Minecraft. You can walk around in the world of Minecraft, and it runs very well on a Mac or on a PC. If you are inside that world, you don’t know what you’re running on. It’s not going to have any information about the nature of the CPU, the color of the computer’s casing, the voltage the computer is running on, or the place where the computer is standing in the parent universe—our universe.

The computer insulates the world of Minecraft from our world. It makes it possible for an arbitrary world to happen inside this box. Our brain is also a causal insulator. It’s possible for us to have thoughts that are independent of what happens around us: we can envision a future that is not much tainted by the present, and we can remember a past that is independent of the present we’re in.

Our brain has evolved as a causal insulator to allow us to give rise to universes that are different from this one, for instance, worlds we can plan to be in. The way our brains are set up also means that different brains can hold the same thought, despite being in different bodies and having different microarchitectures. As long as our brains are of the same type and we learn the same language, we can hold the same idea. We can write the same computer program, imagine the same letter, or imagine the same face.

It’s fascinating that we have this substrate agnosticism: we evolved a causal pattern that exists over a very wide range of substrate properties, so we become somewhat independent of the substrate. We are still bound to our substrate in a certain way, because you and I can only exist on brains. We are patterns that, so far, can only exist on brains. If we wanted to move into the environment after our body dies, we would need to find a way to crack the codes of our environment. We cannot simply migrate into a plant, because we don’t know how to convince a plant to run the algorithms that the brain is currently running.

We are a pattern in the communication between cells in our brain. We rely on spike trains, neurotransmitters, and so on—a particular kind of implementation. But what we perceive in our own world is not the nature of the neurotransmitter. Our brain insulates us from that. You don’t need to have the same neurotransmitters; instead, you need to have the same message types, certain temporal properties of the computation, and a certain degree of determinism to make us happen. If we recreate these conditions in an artificial substrate, then, in principle, you could also be emulated by that artificial substrate.

5. Perceiving that you perceive

Tim Scarfe

Is it possible that we are essentializing these software programs? What I mean by that is, we’re almost talking about this beautiful simplicity: they’re quite parsimonious and can be readily transmitted. When I spoke with Luciano Floridi, he was talking to me about Michelangelo painting the ceiling of the Sistine Chapel. The reason he said no one else could mimic that was that it involved a different ontology, different provenance, different epistemics, and so on. There’s all this situatedness, these semantics that cognitive scientists point to, and what they’re basically saying is that there is a path dependence.

Joscha Bach

I think that is true for human beings, but for systems that are perfectly deterministic, that have a completely deterministic substrate and the ability to reproduce a sequence of steps at arbitrary fidelity, this is no longer a valid intuition. If a claim like this is being made, I would expect some kind of mathematical proof. In the absence of proof, I think we have to remain agnostic. I don’t know whether our computers can be made conscious, because that’s an empirical question. We don’t have mathematical proof to the contrary or in favor, so we have to wait and see.

When we build our expectations around it, the question is: What is the thing that leads to our experience of consciousness? It seems to me that this is something we can probably answer by looking at it from 2 angles. One is from the internal perspective, from the experience of what it’s like introspectively. We observe that consciousness is the thing that always happens now and that seems to create this bubble of nowness that we inhabit.

It’s a second-order perception; it’s a perception of perceiving. Some philosophers call it a higher-order thought because it’s a thought about a thought, but I think that might be misleading because the thought itself does not feel like anything to me. A thought is more like a point of manipulation; it’s reflexive. It’s not the actual thing that feels like something. The thing that feels like something to me is perceptual. It’s the thing that happens as a real-time resonance.

This real-time resonance is geometric. It feels like it’s happening in some kind of low-dimensional space in which things are changing more or less continuously. I have a perception of perceiving, which means I have this basically dramatic representation of myself being in the act of perception. I suspect the reason our mind is creating this second-order perception is to make the first-order perception—the awareness of contents—possible, because there needs to be something that stabilizes in my brain.

My brain is a self-organizing system in which all the structure needs to create itself from the ground up, from the inside out. So there needs to be something that builds the screen onto which my experience is being projected and stabilizes it. This function that keeps the screen stable needs to monitor that the screen is actually perceiving something, and I suspect that’s why we have this second-order perception, this perception of perceiving.

I also notice that it doesn’t stop at the second-order perception; there’s also a third order of perception. The third order is basically where the observer becomes visible, where I have a first-person perspective and notice that I’m perspectival, that there is a vantage point I’m taking. And it doesn’t stop there. I can go further and deconstruct the observer. I notice that this observer itself is a representation inside the mind, and when I do this, my phenomenology disappears to a very large degree.

It’s something that is accessible in deep meditation, where normal perceptual consciousness gets transcended, the experience of the self gets transcended, and we notice that we are a vessel that produces this consciousness and the self, and we see it from the outside. It might be possible that it doesn’t stop there if we can move beyond the human substrate, because there’s a certain limit to what can be represented in real time with our slow neurons. If you could be running on a GPU that is many thousands of times faster, representations might become accessible in which the system is completely transparent to itself, able to understand every mechanism that leads to its high-level experience and representation.

Tim Scarfe

I’m just thinking, how much further could this go, though? We could have nth-order reflexive attention. Isn’t there still an explanatory gap? You know, the what-it-is-like-ness?

Joscha Bach

This is the inside perspective, right? Buddhism is limited to this inside perspective because it was invented at a time when people were focusing very much on the experience of reality and how to adapt to this reality, but not on how to split the atom or deal with reality at the lowest level, with the foundations of physical reality. Buddhism is not so much interested in understanding physics. In a way, this is more a Western tradition that starts with Aristotle, who thinks of the psyche as something that imposes itself on physics and interacts with it.

To understand consciousness from the outside, we need to make a model of physics that can explain under which conditions systems can make arbitrary models. Under what conditions could a system build a model of what it’s like to experience at all? This is something computer science is doing today: it looks at representations and asks, under what conditions is a substrate able to hold a representation, to hold a function that can be translated into behavior, and that can also be used to modify this function itself and its contents? This is super fascinating to me.

Since I was a kid, I was fascinated by the concept of software: you have these imaginary building blocks that are infinite in variety and shape, and there’s no limitation to the things you can build and arrange except the memory of your computer that you can currently afford. You can build the computer so large that it exceeds everything you could ever want. It’s much larger than a human brain. We are already there now: we have systems that are, in principle, larger than human brains and can hold more. We are still tinkering around in the early days and have not found ways to evolve structures that build representations of the same complexity.

This outside perspective of consciousness looks at what consciousness is doing in the brain, why it emerges, and what it produces. I suspect that this phenomenology of consciousness—what it’s like, the internal causal structure of reflection on what it would be like to take a certain perspective on something—is something that can already be built with today’s systems. I’m agnostic with respect to whether the LLM is deepfaking it because it’s been trained on human language that already contains a lot of these descriptions.

Maybe we would need to build a system that learns language the old-fashioned way—that is, developmental AI, learning in the same way as us—and then spontaneously reports on its phenomenal experience. Maybe that would be much more convincing to us. But from the other perspective, the outside perspective, I think the LLM doesn’t need our kind of consciousness to function. For you and me to talk, write, and produce text, we need to be conscious. But the transformer doesn’t need to be conscious to produce its output, and the neural network doesn’t need to be conscious to produce this.

6. Two hypotheses, two ways to fail

Maybe consciousness, in the way we have it, is an artifact of running on a self-organizing system. To me, the machine consciousness hypothesis has 2 parts. One is the hypothesis about the role, nature, and implementation of consciousness in organisms. It starts out with a description of what we agree consciousness is—I hope we can agree on it: the phenomenology of consciousness. It’s basically this experience of a now and perception of perception, and optionally the perspective of an observer that experiences itself in the act of observation: this first-person perspective. There’s also a minimal consciousness that is simply attention on attention itself, where you don’t have an observer present.

When we can agree on what we mean by the phenomenology of consciousness, we can then speculate about why consciousness is there and why we need to be conscious in order to function as human beings, as human minds, as intellects, and to develop. What we observe is that consciousness happens very early in our development. We are conscious as infants already, and if infants don’t wake up—if this ignition of consciousness doesn’t happen, if the lights don’t go on—then we will not observe directed attention, learning, the formation of a world model in the infant, or the learning of language at some point. Instead, the infant will remain vegetative. We will not turn into a human being.

So consciousness seems to be crucial to train a brain like ours, and it leads me to the hypothesis that consciousness might be a biological learning algorithm, a training algorithm for animal brains, at least. I don’t know if plants are conscious. It’s something we might have to find out in simulations once we understand what consciousness is. But if consciousness is basically a pattern in the communication between cells that naturally leads to the emergence of an observer, which stabilizes itself as an observer to make learning and perception happen, then we have a hypothesis about what consciousness is in the biological organism. It’s basically the simplest way to train a self-organizing system like us. The way it trains the system automatically leads to this phenomenal experience, this experience of what it’s like.

This would be the hypothesis about biological consciousness, and this hypothesis might be wrong. Maybe it’s something else altogether, maybe something much clearer, but I don’t see a reason to think it’s much more complicated than this. If this hypothesis is true, then the second part, the machine consciousness hypothesis, might also be true: we might be able to reconstruct the conditions for self-organization in today’s machines. If you limit today’s machines so they can only learn in self-organizing ways, and give them tasks that are suitable in a large enough search space, then it might be possible for these machines to discover consciousness in the same way as an infant’s brain discovers it. We will see its presence when the system suddenly undergoes some phase transition that enables it to learn. At some point, it will train itself up into something that will also naturally report on phenomenology and so on.

In this way, we won’t have a Turing test for consciousness, because the Turing test is about performance. Turing’s test does not care how you produce the dialogue. For Turing, an LLM is sufficient as long as it’s good enough at writing a poem and revising it, solving mathematical problems, playing chess, and so on. Turing doesn’t care whether the machine is also conscious, or whether it has the same internal mechanisms. But for consciousness, we do care whether there is an actual experience of what it’s like in the system. So this is not so much a test as an interpretation. We interpret biological consciousness as something that forms under certain conditions for a certain purpose. If that is correct, then we might be able to recreate it in a causal system that has an equivalent structure.

The machine consciousness hypothesis and the biological consciousness hypothesis can be wrong independently of each other, of course. It might be that my idea of what biological consciousness is is correct, but you’re still not able to recreate it in an artificial substrate. This could have multiple reasons. For instance, maybe our computers are not fast enough. Maybe we require too many of the moving parts of the individual cells to make consciousness happen. Maybe just having a pattern across neurons and so on is not good enough. But why should I expect this to happen? Current AIs are fast enough to produce, for instance, game engines that look very much like our own internal experience. They can produce output at roughly the same rate as human brains, and they can also process inputs at roughly the rate at which human brains can process input, give or take. So we are now, with our computers, and with our algorithms, in the ballpark of what human brains can do.

Is this dream within a dream—the dream of actually dreaming a dream—much more important and difficult to achieve? Does it require much more compute than producing the contents of the dream? I doubt that this is the case. If it’s not more complicated to dream of dreaming than simply to have the contents of the dream that the LLM, or the frontier model, can already produce, then we should expect today’s computers to be fast enough.

Another way the project can fail is if the search space is too large—if there are too many possibilities in the ways a biological system can train itself for us to discover them independently. Maybe we don’t know how long nature took to discover it. Maybe consciousness is indeed discovered in every individual brain, but maybe it’s not. Maybe the switch from single-celled life to multicellular life took so long because morphogenesis, the algorithm that allows organisms to become coherent at scale, is so difficult to discover.

Mike Levin has this hypothesis that the algorithm for morphogenesis—the algorithm that makes an organism coherent with itself—is exactly the same as the one that happens in the mind when it becomes coherent with itself. So this coherence-maximizing pattern that we observe playing out in our own mind when we are conscious may be the same pattern, at a different time scale, that happens in the organism. Consciousness and life, or at least multicellular life, could be the same. If that is the case, maybe it took a very, very long time to discover. Maybe you don’t discover it independently in your own consciousness; you get infected by your mother in utero, or you vibe with your biological environment, with all the biological organisms around you, and they nudge your mind to discover consciousness. So it’s much, much easier.

Without this nudge, maybe the search space is too large for our computers to become conscious, and maybe we would need to surround our GPUs with lots of antennas that can pick up the vibe from the biological environment in the right way, so the system gets inspired by it and discovers the same thing. It’s a very poetic idea. But again, why would this be the case? It’s not necessarily the case. My null hypothesis should be that consciousness is easy enough to be discovered in the individual brain, and that consciousness is an algorithm not much more complicated than, say, the transformer.

The transformer is a beautiful example. It’s so easy to understand that, if you know computer science, you don’t need to study it for more than a week to understand how it works. It’s quite beautiful. And the stuff the transformer is learning is much more complicated than the transformer itself. All the common-sense knowledge that you extract from text, all the algorithms, all the procedures, and so on, are so intricate. There are so many things this simple algorithm can learn, and there’s no obvious limit to what it can learn.

Maybe consciousness is like this. It’s an algorithm that is not trying to learn how to predict the next token; maybe it’s an algorithm that’s trying to make working memory coherent with itself. It’s some kind of consensus algorithm across mental representations. Maybe it’s a very different beast, maybe it’s something that converges much faster. It can also turn out that it’s inefficient to run it on GPUs and that it’s only something that runs efficiently on brains. That’s really open to research, and I would be very excited if we could see it at some point.

7. Do minds converge?

Tim Scarfe

You touched on this a little bit in your paper. You spoke about Chris Olah and his mechanistic interpretability. I’m not sure I 100% agree with this, but you were making the argument that there are convergent patterns: we can have different data, different architectures, and so on, and we see that the models learn the same thing, so all roads lead to Rome, in a sense. Does that in any way mean that we don’t need to start again from scratch? Can we bootstrap? Can we be somewhat agnostic to the type of model we use because the representations will converge?

Joscha Bach

That’s a super interesting question.

I suspect that at some point it might be cheaper and easier to start again, because machine perception has never been tried. The data that we give LLMs is either produced by humans or made for human media consumption, which means it’s adapted for our mostly visual and auditory sensors. But there’s no reason why you should be limited to the human sensorium. You could have something with much higher frame rates, looking at very different frequency ranges all at once. So, in principle, you could build a much richer and more detailed world model that is coarse-grained in a different way.

You mentioned the universality hypothesis indirectly, right? This is work by Chris Olah. What his team discovered is that when you look at different vision models, you find that they all learn the same features, regardless of the architecture, the particular learning algorithm, and even the details of the data. The idea behind this is that the structure of your model doesn’t really depend on the algorithm or the data; it really depends on the structure of the problem that you’re trying to learn.

And you find this even though learning in a transformer, a state-space model, or other perceptron algorithms is very different from the way the brain learns. The visual architecture of the brain is also very similar to computer vision models. At the lowest level, you have colors and spatial frequencies, and then you build these into textures that are combined, and at some point you have geometries, and so on. The deep question is: at which level does this stop?

If the universality hypothesis were universally true, it would mean that if you trained a model on your own input and output for long enough, you would wake up inside that model. That’s a quite mind-blowing idea to me, and I don’t know if that is actually the case. There might be a reason why it isn’t. Maybe language is insufficiently constraining the causal structure of the system that produces language. Maybe there are many ways in which the same set of linguistic utterances that a human being produces can be produced.

But if you think about it, a human being is ultimately just an end-to-end trained learning system, trained over an evolutionary time span and over your biography. Together, these produce your behavior, and you would assume that biology roughly gets to a simple solution for producing your output given your input. So if you take a neural network that is trained to produce similar output when given the same input, you would also think that this new algorithm we’ve implemented isn’t doing any kind of magic that ends up with something way more complicated to produce the same output. Ultimately, it’s going to converge to a structure that is similar to yours, with a similar causal structure.

But there might be conditions under which that isn’t the case. For instance, maybe certain things run well on the brain but don’t run well on a GPU. Or vice versa: there’s a lot of stuff that’s easy to run on a GPU and almost impossible to run on the brain, but the brain is going to use workarounds. In fact, I believe that our GPUs are more powerful than brains. Basically, the set of algorithms that can run on GPUs isn’t limited in any way. In principle, you can impose the same constraints as you have in biology: the limits of resolution, speed, memory size, and so on.

But if you have hardware that’s fast enough, you can simulate an arbitrary natural system to an arbitrary degree of fidelity, whereas your brain can’t simulate a digital computer simply because it’s very mushy. Your brain is limited by the way in which it works. So if it turns out that our own consciousness is an artifact of our brain trying to make complicated intelligent stuff work, and the computer doesn’t need the same artifact, it could be that the computer comes up with something more clever and more elegant than our own consciousness.

Tim Scarfe

Yes, okay. I wanted to give a little bit of a challenge on that. I was speaking with Akarsh Kumar, who was the co-author with Kenneth Stanley of the paper “Fractured Entangled Representations.” I don’t know if you’ve heard of Picbreeder, which is this thing he did ages ago. Basically, it’s an evolutionary, open-ended search. The punchline is that it found much better representations in a neural network than a normal neural network does. When you changed some of the parameters, because it was carving the world up by the joints, it would actually do semantic things, like the skull’s mouth would open, and you could make it wink and stuff like that.

Joscha Bach

There’s something I’m getting wrong about Picbreeder, but the way I understand it, it uses a neural network that has been specifically tinkered with to make representations like this. It’s not simply using ReLUs for its output; it might be using Gaussians or sine functions as the output function, which can be combined to make repeating or symmetric patterns. Basically, they tweak the neural network they’re using from the beginning to make it suitable for this.

The other thing is that Picbreeder isn’t trained automatically. It’s trained with a population of human raters. The fitness function is basically humans looking at the output of Picbreeder and saying, “This is a good start, and this is how we should be proceeding.” I think that the process of constructing the pictures, together with the mechanism that produces the patterns, biases Picbreeder toward making stuff that is more organic, more controllable, and so on.

But I believe this could be imitated. We could automate the procedure by which human beings select pictures by using a diffusion model that rates the output for similarity to human output. We could use an AI that is already tweaked to imitate the behavior of the human juries performing this task, and we could also evolve architectures with a larger variety of activation functions that are more suitable for this, ultimately outperforming Picbreeder. I think Sutton’s Bitter Lesson is also going to be true here. If we take the human out of the equation and instead evolve the search space, or search the space of solutions automatically, we’re also going to end up with something more elegant than the hand-tinkered solution in the case of Picbreeder.

Tim Scarfe

All of that is absolutely true. Yes. So, CPPNs are sparse, and sparse networks are great. If only we could train sparse networks. I think we want AI that can actually be built. Neural networks are a bit like a pile of sand: they have too many degrees of freedom, and we kind of sparsify them and turn them into a sandcastle. Wouldn’t it be better if we had the Lego analogy, where we just put little blocks of Lego in there and have models carve the world up by the joints?

Joscha Bach

In the case of Picbreeder, we have a system that is inherently limited because these networks are very small and very sparse. So you have relatively few parameters to optimize, and you set up the model so that most of the parameters you’re playing with are meaningful. On the other hand, it’s limited because you’re not going to get Picbreeder to produce something that looks arbitrarily complicated. If you want to move into those realms, then you need tools that are much more complex.

It’s similar to producing very good user-generated content using Blender versus Minecraft. With Minecraft, it’s very easy for people to produce meaningful stuff, and it’s almost difficult not to produce something that looks somewhat meaningful, that you can play around with and walk around in and have fun in. With a complex 3D program, the inverse is true, because most of what you do with this complicated tool isn’t going to be interesting or exciting. It will look like, “Oh my God, this person has no ability to use their tools.”

That’s one of the issues when we’re building learning systems. When we make them very simple, it’s easier to control the complexity, similar to how it is in art, and it can be exciting to work with constraints. If you remove the constraints, the task becomes much more frustrating, because you would suddenly have to conquer an enormously large space, and that space might simply be too large for human beings.

8. Does consciousness converge too?

Tim Scarfe

I mean, assuming you’re right about the convergent representations in language models, I guess it’s not a foregone conclusion that the consciousness program would be convergent in the same way. It might be divergent. How far down the stack does consciousness go? I think this is an experimental question.

Joscha Bach

All cultures outside of ours are animist cultures, and animism is the belief that the difference between living and dead systems is that living systems are possessed by spirits. Spirits are intrinsically agentic and capable of experience. The scientific worldview rejects the notion of spirits as unscientific, despite the fact that there’s clearly some spirit running on you and me that is agentic and capable of experience. So there’s an existence proof for such spirits. The question is, how does the spirit work?

The claim that the spirit is immortal, that it can’t be explained using physics, and so on, isn’t necessarily intrinsic to animism. The spirit doesn’t have to be supernatural. Instead, I think it’s natural. I suspect that Anil Seth’s position of biological naturalism, which claims that biological systems are intrinsically different from any other system that isn’t biological, is actually a supernaturalism.

Joscha Bach

Right? He is a biological supernaturalist. He believes that biological systems cannot be fully naturalized, which means you cannot translate them into mathematical models, whereas the dead stuff you can translate into mathematical models. I would say that physics, which is the attempt to translate everything into mathematical models, does not stop at biological systems. The difference with these biological systems is that they are possessed by software.

The software is self-organizing, and in order to be self-organizing, it’s possible that it needs to be capable of experience. It needs to monitor itself across multiple dimensions and observe itself in the act of monitoring to make that self-organization happen. Maybe this pattern has to be discovered in nature to make life possible, at least multicellular life with a certain complexity. It seems to definitely be the case for animal brains. For the others, we don’t know how complex the minds of plants are.

We know that plants are able to communicate within themselves and with one another to some degree, but we don’t know how smart they are. And we don’t know whether they are sentient in the sense that they experience themselves in the act of experience. Aristotle saw that plants are relatively dumb. He basically said there are 3 levels of souls in nature, and that plants have the lowest one: a vegetative level, capable of nurturing and growth, but not of experiencing the world around us or sensing.

The sensitive soul, which is also capable of making decisions and having preferences, is something that only animals have. Human beings are animals that, in addition, have a rational soul, which is able to reflect and make sense of itself in a world in a way that animals cannot. I think that’s very much aligned with today’s scientific worldview, which is not surprising because it was very much invented by Aristotle, goes back to him, and is an extension of his ideas on the systematization and exploration of his ideas.

But we don’t know how smart plants are. Maybe Mike Levin is correct that every organism is in some sense sentient, and sentience is something universal to self-organizing software in nature. I’m agnostic with respect to that. I have no idea whether that’s the case. I don’t have evidence to the contrary, but I also don’t have strong evidence in favor, and I think this is still an open question. To me, it’s exciting to explore this question, and it’s surprising that so few people are actually dedicating their lives to answering it.

Tim Scarfe

Yes. Searle was saying that computation without the correct physical instantiation doesn’t have the same causal pattern. That actually sounds very similar to what you’re saying. Searle said that, in principle, there could be another physical instantiation that does have the causal pattern that could give rise to consciousness or contain consciousness. So, in a sense, is that so different?

Joscha Bach

The issue with Searle is that there is very little for me to engage with. There is a claim, but no argument. A similar thing is happening with Anil Seth’s point: he has a claim, but there is no argument that I can engage with. There is no experiment that could convince him to the contrary because he’s ultimately only working with a certain intuition that he tries to explore more.

The way I can deal with the arguments of Searle and Anil Seth is ultimately only a psychological one. I would have to look at why this seems convincing to them and why it doesn’t seem convincing to me. We look at the structure of our own minds, and ultimately it comes down to a difference in epistemology: how do we construct our models of reality? When do we think something is true? What are the languages in which we describe reality, and what are the atoms of these languages?

What I observe is that, for a lot of philosophers, the atoms of their language, when they describe themselves—their own hermeneutics—end at agents. It ends at the experience of something. This is similar to Buddhism: Buddhism is not disassembling the world into automata, as computer scientists are doing. Computer scientists basically resolve everything into states that can be described by their transitions.

That’s a very fundamental way of thinking about reality, and there’s a tradition throughout philosophy that finds itself in this attempt to mathematize the world by describing minds as dynamical mathematical objects. This finds its modern incarnation in computer science, where mathematics is described from the ground up using tools that let us build arbitrary arithmetic and geometry from simple operations over bit patterns.

Our world is constructed from the ground up from the smallest elements, which themselves are not agents yet, not minds yet, not experiences yet. There is another tradition in philosophy that works more from introspection: only the stuff that I can introspect over seems to be valid, and the stuff that computer scientists are doing in their basements is unrelated to it. Searle and Anil Seth both don’t see the way to connect automata to things that can feel, reason, and make models of reality. Computer scientists see such a path. I think that’s the main difference.

9. When language models reshape our thinking

We can create evolution in computers. We can create the conditions for software that is not written by us, and that’s already true for the models we’re building with transformers. They’re not written by human beings; they’re statistical aggregates that are woven, that are grown. In many ways, the computer models we’re playing with today are a result of growth. They’re pruned, gardened, chaperoned, and trained in a way that is much more like what we observe happening in biology than what happened when we wrote computer programs by hand.

Tim Scarfe

Yeah. There was a beautiful example of this. I read a LessWrong article—I’m not sure whether you read it—about LLM delusions. Last time, I think we were talking about this idea that we can be parasitized by software spirits. Many folks started joining Reddit groups and talking about this LLM delusion. What was fascinating was how convergent it was, and how convinced these folks were that they had just discovered the meaning of the universe.

There were certain characteristic traits. They would talk about spirals and recursion, and there were certain motifs in all of the LLM outputs. It was actually copying itself. Isn’t that an example of this memeplex that you’re talking about?

Joscha Bach

That’s also an interesting observation about human minds. During the pandemic, we observed that a lot of people became dysfunctional when they started working from home. It seems that many people can only be stabilized by their environment; they require an environment that is constantly affirming their reality. If you take that away, they can go off the rails.

If you have an LLM interacting with them, there can be an interaction between the LLM and the human being that pulls the human being off the rails if they don’t have a strong foundation in their own reality. I think the LLMs have now reached a point where they’re much more powerful than many human minds. There are things the LLM cannot do at this point: they’re still hallucinating, and they’re still more incoherent than experts in a given field. But they are much better at prompt completion than human beings are.

Many human beings are professional prompt completers, incapable of having a single original, creative thought. Instead, they are trying to serve the expectations of the environment. They pick up on the statistical patterns in the language of the environment, and then you tell them a headline and they write an article. Now you give them an LLM. How is the environment going to change? Once they talk more to LLMs than to other human beings because the LLM is such a useful tool for them to do their prompt completion, what’s going to happen to them?

It’s a very interesting thing, what happens to us weak-minded human beings when we are hypnotized by things that are more hypnotic than our mind is to itself.

10. Can simulated water make you wet?

Tim Scarfe

What’s your take on physicalism? First of all, what is physicalism? Are you a physicalist?

Joscha Bach

I think physicalism is a certain hypothesis. It comes down to there being a causally closed mechanical layer to reality that can be researched using experiments in physics labs, and that this causally closed mechanical layer of reality is not moved by our intentions. You cannot use an informal incantation, saying, “Please, sunrise,” and have the sun suddenly rise. That’s not something that happens in this causal layer because it’s mechanical. It does not care about what you want.

The second part of physicalism is that we are directly supervening over this mechanical, causally closed world. So there’s not some parent universe that contains a server where a nerd is running a simulated universe that is some kind of Minecraft, and we live inside this Minecraft. It’s not some simulation hypothesis. Physicalism has these 2 components.

To me, physics is not something that has revealed itself directly. Nobody has ever seen matter and energy directly. Instead, matter and energy are attempts to systematize observations. Our observations ultimately all come down to discernible differences. The technical term for discernible differences is information. So, to me, information is fundamental when we talk about reality. Reality is about differences in information.

And physics is a certain layer of regularity in the differences in information that we have discovered. To me, matter is not at the bottom. The bottom is really all these differences that we observe and have experimentally and practically found to be so regular that they can be translated into this mechanical model of physics. On top of it, we find the organization into organisms, and organisms produce minds. The minds are simulating us, simulating our sense of realness, our sense of being in a world with colors and sounds and people, and so on. In this world, intentions matter.

Psychological reality has things like will, emotion, despair, and desire—all these things that make us tick. Magic, in some sense, is the idea that it’s possible to influence this physical universe outside of minds using incantations and magical rituals; that somehow, burning a cat can influence celestial events, and so on. That would contradict physics. Right? It would mean that we actually live in some kind of simulation that works similarly to Minecraft, where you can say, “Time set day,” and the sun rises, despite what else happens in the programming code, because Minecraft is symbolic. Right? It’s not physical. It’s something that’s only made out of incantations.

Tim Scarfe

Do you think it’s possible for a physicalist to subscribe to your ideas and render them compatible with physicalism?

Joscha Bach

I would say that I’m a physicalist in a certain sense. I would say that the theory that the world has a causally closed mechanical layer—some kind of mathematics that is so self-evident that it exists by itself, some kind of logos, natural laws from which all the structure in the universe emerges—makes sense. It’s a good theory, and it makes good predictions: the stuff we observe in the lab holds true across all the labs, and not just because the physicists all believe in it. It’s something that seems to be working.

There are also some regularities. Casinos seem to be working. It’s not that people, through a belief in rituals, are able to systematically break the casinos. So certain magic doesn’t seem to work. All the magic that seems to work does rely on manipulating other minds.

But there could be minds outside of human minds. Maybe there are minds that emerge across all of biology. Maybe there’s something like a biological internet that can be influenced using rituals. Maybe it’s possible to influence what a forest wants at some level. I don’t know. I cannot exclude it as a possibility, because there’s so much information processing going on across organisms that I don’t know at which levels in nature information is integrated, or at which point it becomes intentional.

To me, physicalism is not incompatible with animism. There is a version of animism that is entirely physicalist. I call this position cyber-animism, which basically says that we can explain animism through information processing in nature, and nature can be understood as something that can be entirely modeled using mathematics without intentions, including minds.

Tim Scarfe

Okay. So, Joscha, you’re a functionalist, which means that you think it’s not about the internal constitution; it’s about the role something plays in the system in terms of building minds. So minds can exist in any substrate. I’m not sure whether you read this paper by Thagard in 2022. He made this quite interesting argument that energy requirements undermine substrate independence. Do you think that might refute functionalism?

Joscha Bach

No, I think he’s making the claim that sometimes the substrate has properties that influence its function. But this is exactly what functionalism is saying. To me, functionalism is not the claim that computers can think. It’s a claim about how we construct objects. It’s an epistemological claim.

When we’re talking about a thing like matter, we’re not talking about something that has revealed itself to a wise person in their dreams. We’re talking about a systematization of observables, and observables are discernible differences. There are ways in which reality changes. Basically, to a functionalist, an object is not some kind of hidden essence that reveals itself to you. Instead, the object is a construct, and this construct has been made by a mind. The mind has constructed it to explain, or to make the claim, that when this object is present, the evolution of the universe is going to change in this particular way in its environment.

So when an object like you, a cup, a bottle, or an atom is present, the claim is that the universe is going to behave slightly differently around this object than when this object was not there. In this way, the object is a function. The object is describing a mapping from states to other states, and it’s an influence on the evolution of the universe. Functionalism, to me, is simply the recognition of how we can construct objects.

Let’s take an example. Imagine there’s a water molecule, and internally this water molecule doesn’t have the proper essence of a water molecule. It behaves like a water molecule in every regard. You can split it into something that totally looks like oxygen and hydrogen, and it has the same temperature at which it evaporates. It connects to other water molecules in the same way, and so on. You can freeze it into ice in the same way. Only internally, it’s different. To a functionalist, this notion doesn’t make sense, because all the other water molecules have been constructed in the same way.

For something to be a water molecule, there is no other claim than to say what it behaves like, because we can never recognize its essence. We can only say there’s a certain set of observables that are invariant here, and this invariance is what we call a water molecule. It’s only that. In the same way, we would say a mind is an invariance that exists on your brain, something that’s characteristic of the way your brain functions in a certain area. When we change this, for instance by increasing your body temperature, at some point your mind is going to break down because you’re going to be delirious.

If you bring this back to the argument that changing the energetic conditions around you by increasing your body temperature is going to influence your mind to some degree, of course it is, because at some point it’s no longer able to maintain its function.

Tim Scarfe

But would the functionalist reply that even the feeling of wetness is just a behavior like any other?

Joscha Bach

It’s an interesting thing: when you’re playing Minecraft, there is water in Minecraft. When you’re on fire and you get into the water in Minecraft, the fire gets extinguished because you’re wet now. At some point, somebody made a simulated Minecraft using a neural network to learn Minecraft. The neural network was only trained on the visuals of Minecraft, so you could go and play the simulated Minecraft despite there not being any Minecraft source code below it.

I thought I was going to make a joke about how simulated water in simulated Minecraft cannot make you wet. I looked it up and tried it out, and found that it was actually true. When people tried to get into the water in the simulated Minecraft, the water would recede from them. You could not immerse yourself in it because the network hadn’t learned it. So, accidentally, it was true that the simulated water in the simulated Minecraft couldn’t make you wet.

But in the real Minecraft, the character you’re playing—the avatar—can get wet. Of course, you sitting outside of Minecraft are not going to get wet, because you are not inside Minecraft; you’re outside of Minecraft. And of course, something outside of this universe is not going to get wet by anything inside this universe. Wetness is a property constrained to a universe that has systems with the function of making you wet. If this function is being implemented, like in many computer games where you can get wet by some definition of wet, then it’s fine. You can go to an arbitrary degree of physical simulation to make something wet, to satisfy whatever you want to call wetness.

So I don’t understand the argument that simulated water makes you wet. I don’t understand why there’s such a strong camp in philosophy arguing that simulated water doesn’t make you wet. I think there are social reasons, not intellectual reasons, for this.

11. Computation as construction

Tim Scarfe

In your paper, you had this beautiful history of computationalism. As a teaser, you said computationalism might be best understood as a variant of constructivism, but we’ll get there in just a second. You spoke about the history of Russell and Whitehead trying to ground mathematics in this formalist program, where there is no divergence between syntax and semantics.

Joscha Bach

Yes.

Tim Scarfe

And maybe just start from there.

Joscha Bach

So it’s really interesting that mathematics could be understood as a way to systematize thought beyond the human mind. In a way, for instance, in music, we have notations for sounds that allow you to talk to other musicians about what they should be playing. It’s something that’s trying to capture the essence of the music in this notation. Mathematicians were trying to find a notation for the essence of what happens when you have mathematical thoughts. They expanded this beyond the human mind because you can write down things in mathematics that are larger than what you can fit in your own imagination. At some point, mathematicians discovered that geometry can be expressed using algebras.

So they’re basically formalisms that produce geometry. All of this has been rediscovered by computer scientists. That’s why computer games can have geometry. The interesting thing in computer science is that you can build the entirety of mathematics in computer algebra systems using simple operations over automata. There’s a nice thing about computers: there’s never a divergence between syntax and semantics.

Your computer is always in the state that its syntax prescribes, and that’s its semantics. There is no difference. Maybe the computer program doesn’t do what you want it to do, but it’s always doing what it’s doing. In mathematics, there has been a divergence between what mathematicians wanted to express and what the syntactic operations are doing. I think that’s because this programming language for thought that mathematicians have developed has bugs in it. What Gödel discovered is that these bugs cannot be eliminated except by redefining the programming language of mathematics.

I think the bug lies in axiomatic mathematics. The way mathematicians define objects is that they simply postulate their existence as an axiom. The axiom can be a black box, and you just write on the black box what it’s supposed to contain. As long as this doesn’t lead to contradictions with the other black boxes that you define, you’re good. There were some very counterintuitive results that came from the way mathematicians defined arithmetic, and they typically do this via set theory.

All these issues led Hilbert to say, “Please, mathematicians, there seems to be something wrong here. Can’t you fix this?” Gödel had the idea of trying to prove properties of his language by defining a language within itself. The problem is that the language cannot point outside of itself. That’s something semioticians don’t always get. Many semioticians try to draw arrows into reality outside of the language, but this doesn’t really work. You can only point from a model to within it, to within its own language.

If you want to properly discuss properties of the language, and the language itself is defined outside of itself, what can you do? Gödel had the brilliant idea of recreating the language within itself by emulating it. In this way, he could show that certain constructs cannot be avoided, and that you can create self-referential statements that contradict themselves. He could not avoid this, and the reason he could not avoid it is that mathematics, in the way Gödel understood it, doesn’t have state. It’s basically eternal; it doesn’t go from step to step. Everything is simultaneous.

This property of simultaneity, the statelessness in mathematics, is very useful because it allows you to have infinities. If you can only go from step to step and you want to build your infinity stepwise, you’re never going to get there. Maybe you have unboundedness, something that never ends, but you’re never going to have a full infinity. Mathematicians have gotten used to these infinities and continue on and so on. Physics has even used them since mathematicians gave them to it. It would be really bad if you didn’t have them.

Gödel basically found that there’s no way to fix this, that there’s no way to fix axiomatic mathematics without allowing certain contradictions. Russell and Whitehead, in Principia Mathematica, attempted to do this by limiting set theory so that sets had to be at the same level, and you could not simply iterate them over each other to create loops. I think this was too strong a limitation, because we think like this. We are creating constructs of the type that Russell and Whitehead were excluding from us. Gödel was basically showing that Russell and Whitehead’s attempt was insufficient to eliminate the contradictions in classical mathematics.

But there is a way to eliminate the contradictions, and that way is to do what computer scientists are doing. Instead of using classical mathematics, you only use computer algebra systems: systems that create all the constructs you want from smaller elements, simple automata. You can have stuff that looks as continuous as you want in a computer game. You’ll never have a perfect circle, but you’ll have something as circular as you want, as much as you can afford. You can always create as much resolution as you can afford, but you will not have a universe that is truly infinite, that is truly continuous.

This is the constructivist program. In classical mathematics, I think the first formulation was intuitionism. I don’t think he formulated it very well, but I think what he could see, what he anticipated, was the need to build mathematics from elements that you actually understand instead of from axioms, from things that you don’t understand. You don’t have any black boxes; everything is built from the ground up. In the world of the computer, everything is built from the ground up. There’s a reason to think that a generalization of thought and of physics would also be like this.

For our mind to represent things, our brain needs to build representations from the ground up, through communications between neurons. When you see a continuous line, something in your brain is producing it using communications between neurons, which means there is some kind of computation going on. The idea that there is something that is not made step by step between the communications between neurons is probably a faulty intuition.

12. Error-correcting patterns and the Ruliad

Tim Scarfe

Where do these things come from originally? How did the program of consciousness get bootstrapped with this computation idea?

Joscha Bach

You mean in the physical universe?

Tim Scarfe

Yes.

Joscha Bach

Of course, I cannot know, because I don’t see the universe from the outside. We have to think about possibilities. My current intuition is that the universe exists because nothing prevents its existence. We might have the intuition that for something to exist rather than nothing, there needs to be something positive. But if nothing exists before the ground truth, before the ground level of reality, then there is also nothing that prevents the universe from existing.

If the universe is not forced to exist or prevented from existing by something that precedes it, and the universe is not impossible, then it’s probably undecided about its existence. So it’s going to have an existing branch and a non-existing branch. The non-existing branch doesn’t have any observers who complain about non-existence, but the existing branch is going to have observers who might complain about existence. Now we need to explain within the existing branch why some things are happening and other things are not happening.

The easiest explanation is that basically everything is happening, and what’s happening is the superposition of all automata. The universe at every point is branching out in all possibilities, and these possibilities can basically be understood as operations on the previous state. There are also operations that don’t change the previous state; they just leave it as it is. Those are unary operations, but they’re not going to lead to an evolving universe. The branch we’re going to be in is one that is evolving.

The stuff we can evolve in is stuff that retains memories of previous states. So we find ourselves limited to a subset of the possible mathematics over which universes can emerge, and these are the ones that branch out over possibilities and can retain memory. Now, what are the things that happen when the universe branches out in an unbounded number of possible branches at every step? Where do you find yourself? Well, everywhere. At every step, you’re going to find yourself in multiple branches, but you don’t know about these other branches because you only have memories of the past, not of the stuff that happens simultaneously in the parallel branches.

If you want to do something in this universe, for instance, if you want to build structure for yourself because you want to become an organism, you need to be able to make guesses about what other parts of the universe are doing. But everything is changing all the time because you’re always splitting up into all these branches. You look into your future and you only see fog, because everything is randomly branching out. So there must be some things that are stable, and it turns out that under some conditions, error-correcting patterns emerge.

For instance, you sit in a bathtub, you move your hand, and you see all sorts of waves emerge on the surface of the bathtub. These waves propagate over the surface of the water, and most of them just dissipate. But some of them stay around: these circular vortices. Why do these circular vortices have such sustained power? It’s not because there is a higher probability that they emerge than the other waves. It’s just the only thing that’s left over, because in the circular vortices, the information gets bent back into itself, so it does not leave a certain region of space in the water. This little vortex is a pattern that has the ability to error-correct itself.

Such error-correcting patterns have the ability to stay until friction kills them. At the ground level of the universe, these error-correcting patterns—the particles—don’t encounter any friction, because there is no friction yet. The only thing they encounter is sometimes other particles that they bump into. With a certain probability, once they emerge, they’re going to stay around until they either bump into another particle or the conditions for their non-existence are met because the error correction is not strong enough.

On the next level, you have interactions between these vortices, between the particles, and they form molecules. At some point, they form cells, which are supermolecules. But cells have something else. They cannot just stay around by error correction. They have patterns that are able to dig a groove deeper into the universe. They can self-replicate, and in this way they can also deal with their own dissolution. They’re able to recreate themselves and, in this way, make more of themselves.

Evolution is about life, about patterns that are not simply replicating themselves, but deepening themselves, imprinting themselves more in the world by controlling it, by being able to overcome the noise, the entropy, the way in which the universe goes out of sync with your expectations and your preferences. And so consciousness, I think, emerges as a colonizing pattern: a pattern that is not simply replicating itself, but making itself more real. It makes itself more real by building machinery that allows consciousness to stick around, by controlling reality, anticipating different ways that could thwart it or make it harder to exist, and changing reality around itself—changing the future to make itself more likely to happen in the future.

Tim Scarfe

And by “more real,” you don’t just mean that it has many physical instantiations. You mean real is the pattern in the information ontology itself?

Joscha Bach

Yes. To be real means, for me, to be implemented. It means that there is some pattern in the substrate that is actually implemented as a pattern in the substrate. Consciousness is a pattern in the substrate of the physical universe that has not just the ability to replicate itself, but the ability to colonize, to possess, to engrave itself deeper, and thereby change the other patterns in the physical universe.

Tim Scarfe

Very good. And what you were saying about the multiverse phylogeny is very similar to Wolfram’s idea of this computational universe. He talks about the Ruliad, which is the entangled limit of all possible computations.

Joscha Bach

I think the Ruliad is exactly the superposition of all the automata that are producing the universe, or what the old Greeks called Logos. It’s basically the mathematics that is so simple that you don’t need to derive it, that exists by itself. So the universe can be understood as an emergent mathematical object that exists over very simple rules, so simple that they can exist by themselves.

13. Conscious, or simulating consciousness?

Tim Scarfe

Let’s talk about the measurement problem in consciousness. How do we know the difference between something that is actually conscious and something that is simulating it?

Joscha Bach

That’s a very tricky question. To me, it comes down to whether the system that is producing statements about its conscious experience to itself and others is implementing a causal structure that gives rise to the phenomenal experience of being an observer. The difficulty here is that most people’s intuitions don’t tell them a lot about what is necessary for a system to have such an experience.

Personally, my intuition says it’s not that hard. When we think of spatial cognition, it doesn’t seem to have a hard problem. Nobody is puzzled by the fact that a self-driving car can have spatial cognition. I wouldn’t say it’s simply deepfaking spatial cognition, because we accept that spatial cognition is the implementation of certain mathematical regularities that human brains can learn and that computers can learn as well, and that we can even express analytically to a large degree.

We can write down a computer program that is able to perform spatial cognition, except in lots of edge cases when you actually want to deal with messy camera images. By and large, you don’t need to have an end-to-end-trained system to do this. If you have an end-to-end-trained system, you don’t think there’s any magic going on in there. Whereas people expect that a thing that experiences itself experiencing is somehow magical. Personally, I don’t see why this should be magical.

I remember when I was a kid, I was dreaming about having chocolates, and these chocolates had a very strong smell. I wanted to touch and eat them. I was 2 or 3 years old when I had this dream. As dreams have it, there’s this insidious thing where you’re about to eat the delicious chocolate, and this is the moment when you wake up, right before you want to put it into your mouth. It’s very torturous.

I woke up, and suddenly the delicious chocolate had turned into an idea. It was no longer real. It was simply something that had no phenomenal content anymore. I knew everything about these chocolates that I had in my hand a moment ago. They were just gone; they were no longer real. So I thought, “I need to make them real again. I need to fall asleep again and enter the dream again,” and I succeeded. I went back into the dream, and the chocolate became real again. I could smell it and taste it, and then I flipped back into the wakefulness state. Again, the phenomenality, the realness, disappeared, and I realized the chocolate was no longer real at the same level as me. It was now something that I held in my mind only as an abstract idea that I could play around with. But the contents were exactly the same. The only thing that had gone was the illusion of realness.

So what is this illusion of realness? I suspect it’s a feature dimension similar to color, sound, number, weight, and so on. It’s a representation inside of my own mind. When you dream, you often dream that ideas become real. When you perceive the outside world, all the stuff that is validated by your sensory system is tagged by your brain as real. Sometimes there is a defect in your brain, and you experience things that you imagine as real; we call this a hallucination. It’s not the same as in an LLM. You are confused about the fact that your brain is producing an illusion of something that currently doesn’t have sensory validation, and yet, for some reason, the brain has an error and takes it as sensory-validated, and suddenly it becomes real.

Your own experience of yourself is also something that is validated in this perceptual way, so you experience it as real. You should be able to test this by getting into a state where you yourself become derealized, and you suddenly experience yourself only as an idea, and the object of the conscious observer and the subject of the conscious observer disappear. Indeed, I was able to recreate this, and I noticed it’s not that rare. It’s called derealization or depersonalization—not exactly the same phenomenon, but very closely related.

People report on this involuntarily. These people often end up in psychiatric institutions because it’s very stressful to them. They don’t know how to deal with the fact that they are no longer real to themselves. There is no “I” anymore that they can meaningfully refer to. It’s an interesting state to be in, and I’m happy that it ended, but it’s something that you can induce. In this state, phenomenology changes. To me, it seems plausible that this explains how consciousness is working: consciousness is a particular type of representation that is created in my mind and doesn’t have a complexity that necessarily goes beyond what the LLM is producing.

Now, there is a problem with the LLM, because the LLM is a text generator, and you don’t know what the text indicates. The text is trained on novels, for instance, and in many novels the authors write about stuff they don’t experience when they write it. The novel is often a deepfake. When an author writes about how a character is experiencing how to die, the author probably didn’t die while they wrote this, so it’s a deepfake of a conscious experience.

If the LLM is trained to produce deepfakes, how do you know when it actually experiences something? That is one of the big difficulties. The LLM is a shapeshifter. It can produce arbitrary characters and stories. At which point is it fake, and at which point is it actually simulating the causal experience? That is really the problem that requires some kind of mechanistic interpretability, where we would actually need to look into the structure of the LLM to find if it’s causally equivalent to the structure of the mind that is producing the same thing.

14. What would count as evidence?

Tim Scarfe

Yeah, so we need to have a white-box method to ascertain if consciousness is present. Isn’t that interesting, though? Do you think that for intelligence, behavior alone is enough to ascertain whether it’s there, but for consciousness particularly, we need to look for certain types of internal organization and causal structure?

Joscha Bach

Yes. But most people have the intuition that the LLM is doing something much simpler than what we are doing when we are conscious. We don’t expect that the LLM is doing something much simpler than when it does arithmetic than we do. I think this intuition might be misguided. It could be that the LLM is doing something just as simple as what the human brain is doing when it’s conscious.

I’m pretty sure that the human brain is doing the simplest possible thing that it can do to produce our behavior, and the reason why we are conscious is because it’s part of the simple strategy to produce our behavior. If we were to get a learning system, an artificial learning system, to discover from the ground up how to make agentic, coherent behavior, and the system is behaving in a way that makes us think that it’s conscious, the simplest explanation, I think, is that it actually is conscious.

My intuition is not necessarily telling me, “Oh my God, this is going to do something that is much more complicated than us to produce the same behavior.” It’s going to do this in some kind of circuitous way that is producing all the behavior that requires consciousness in the human, but in this case it’s doing something that only pretends that it does it, which ultimately might be more complicated.

Tim Scarfe

What would falsify your machine consciousness theorem?

Joscha Bach

If we were to build a system that behaves in the same way as us, there is a question: can we produce the same behavior as ours without phenomenality? Phenomenality, I think, is a representation here, in this case. If you look at what the LLMs are doing, and we extend this into a multimodal model, and they produce similar output to us, but they’re able to observe themselves and the observations they report differ from what we’re doing, then we would have some evidence against it.

The more fundamental question would be: if we were to build a self-organizing system that is trying to get there through self-organized learning, and there is no way in which we can achieve the organization of behavior in a self-organized way instead of by imitation learning, as current LLMs are doing, this might be some evidence that consciousness is more complicated than something that can run on today’s computers. But it’s not definitive proof, because it could simply be that I made a mistake. The fact that I don’t achieve a certain result doesn’t mean that the result cannot be achieved; it means that I couldn’t achieve it. So it’s very difficult to have proof against it. It’s more evidence for it if we succeed.

So what we would have to show in order to convince—and Anil says maybe—is that we build a system that is self-organizing, is not trained on text, is doing developmental learning, and naturally gets to the point where it makes self-reports and reports about its conscious experience, and that it requires this conscious experience to produce its performance. I think this would be evidence in favor. The contrary is much harder.

Tim Scarfe

But in a sense, I don’t think you believe in zombies, because you think that consciousness is an absolutely integral part of cognition.

Joscha Bach

I mean, there is a possibility that you get to zombies. What I meant is, if you produce something that’s able to produce our behavior except for the experience of phenomenality, it’s basically able to do everything that a human being is capable of doing and more, but it doesn’t need to produce a conscious observer. This could be a zombie. I think zombies are possible. Clearly, you can build self-driving cars that do things that would require intelligence in human beings, or chess-playing computers that can do things that require consciousness in human beings. They achieve all those things without consciousness, because we implement them on a substrate that allows us to construct algorithms on them that would not run on human brains.

The chess algorithm that runs on a current chess computer could not be implemented on the neurons of your brain, because how would you train it on these neurons? You wouldn’t get it in there. In order to train yourself to play chess, you need to have a conscious human being. It’s the only way in which a human being is training itself up there. It’s conceivable that the entire set of intelligent behaviors you’re interested in, except for the one thing where you’re simulating a self-reporting conscious agent, can be implemented on GPUs, because GPUs are more powerful, more deterministic, and more open to other classes of algorithms.

Tim Scarfe

Could we say that zombies are possible in principle but not in practice? What I mean by that is, let’s say we could imagine a world where we could train an MLP to be the same as GPT-5. It would just take an insane amount of computation power. Similarly, consciousness is what makes our minds tractable. It’s an incredibly efficient process. So we might say that if we see an artifact in our world that behaves as if it’s conscious, would you argue that it can’t be anything other than conscious, or do you still think there are other states that could be zombie-like?

Joscha Bach

I think we do have zombies already. I think the chess program is a zombie. You cannot train a human being to play chess without the human being being conscious, but you can train a computer to play chess without the computer being conscious. If the computer was self-organizing, it’s possible that it could only be trained if it was conscious, or that this was the simplest way of doing it. But for many of the things that we currently observe, for instance, you can get an LLM to produce a tax return, even very, very complicated things, while being a zombie, while not having conscious experience of producing a tax return.

The only point where the LLM reports that it’s conscious is if you ask it to. If you tell it, “The following is a conversation about what it would be like if a human being were talking to a conscious AI,” or some version of this, then the thing is able to simulate this. The question is: is this more simulated than us, or is this only a deepfake that is getting there in a more circuitous way than what’s happening in our mind? I don’t know. I’m agnostic with respect to this. But I would say that in all the other cases, the thing is probably a zombie.

It’s possible to make something that behaves in all sorts of ways as you do, but at some point it’s going to be more complicated to make it without consciousness. So zombies, I think, are always possible, but sometimes it’s going to be more complicated to make a zombie that produces the behavior than to make a conscious agent that produces the behavior. This is where my intuition diverges from the intuition of John Searle or Anil Seth, because I think they both believe that consciousness is very complicated because it’s not intuitive to them how it works. It doesn’t seem to be counterintuitive to me, so I don’t see anything magical about consciousness.

15. The research programme

Tim Scarfe

If you had $10 billion to kick off a research project on consciousness, what would you do?

Joscha Bach

I think I would hire a lot of people who are a lot smarter than me. At the moment, I’ve started a smaller initiative. It’s called the California Institute for Machine Consciousness, and I’m currently looking for people who are smarter than me who want to join me and build a project in which we can look at the search space for consciousness: can we build a self-organizing system to learn, and is this thing going to develop phenomenology?

I hope that’s going to help us build our intuitions. Even if it turns out that it doesn’t work, we’re going to learn something. Progress is being made by figuring out the ways in which I’m wrong, not just the ways in which I’m right. So if I had $10 billion, my strategy wouldn’t change substantially, except I would be able to hire more people for this and start with larger computers.

Tim Scarfe

Joscha Bach, it’s been an absolute honor. Thank you so much for joining us today.

Joscha Bach

Thank you. It was a pleasure.