Jeffrey Wasserstrom:中国、Xi Jinping、贸易战、台湾、香港、Mao|Lex Fridman Podcast #466
Xi Jinping重新启用了Mao式个人统治,但拒绝Mao对混乱的偏好。 书店入口重新摆满Xi的讲话和文集,精英政治也变成一只“黑箱”;但他的治理理想是受控的等级秩序,而不是让人群颠覆社会:Mao欣赏大闹天宫的孙悟空,Xi则援引Confucius、民族主义与稳定。对投资者而言,区别在于政策依然高度集中,但其偏好是纪律化控制,而不是为了意识形态混乱本身。
1989年天安门事件后的政治服从换取物质选择扩大的交易,正承受压力。 Wasserstrom认为,1989年后,党实际上提供了更好的商品、娱乐和私人生活,却没有在“投票箱前”提供有意义的选择;如今增长放缓,削弱了每一代人都能在物质上过得更好的承诺。Xi的回应是加强监控、收窄可接受的中国人身份定义,并以“稳定对抗混乱”来巩固合法性。
中国的审查制度是一套由“恐惧、摩擦与信息泛滥”构成的信息市场设计,不只是屏蔽内容。 高知名度批评者会受到惩罚,普通用户面对更慢的VPN和更不方便的搜索,国家则用偏好的叙事淹没注意力;与此同时,消费科技也能带来“世界上最好、也最糟糕的互联网体验”。可投资的矛盾在于,同一套数据丰富的系统既提供非凡便利,也扩大国家和平台对私人选择的可见度。
贸易对抗的物质冲击很严重,但其政治意义远大于关税算术。 Trump将中国进口商品关税提高至145%;Beijing则对美国商品加征125%关税,限制部分稀土矿产和磁体出口,释放限制好莱坞电影进口的信号,并限制部分美国公司。Xi可以借“百年国耻”来包装抵抗,同时向海外宣传中国是供应链秩序的捍卫者:“贸易战没有赢家。”
Washington和Beijing无法通过双边谈判决定贸易战结果,因为Europe、India、Southeast Asia以及意外冲击都可能改写棋盘。 Wasserstrom的历史警示是,中苏分裂促成了Nixon打开对华关系,而9/11又突然改变了原本因1999年使馆被炸和2001年间谍飞机事件而似乎注定走向对抗的轨迹。今天,Europe是否愿意承接中国商品,以及区域国家如何选边,可能与两位领导人谁先眨眼同样重要。
台湾风险在两个极端都可能上升:对中国实力的信心可能降低其对行动后果的担忧,而Xi的国内弱势也可能使对抗成为转移矛盾的工具。 香港削弱了人们对Beijing“一国两制”承诺的信任,强化了台湾独立身份;与此同时,灰色地带胁迫可能在没有清晰边界的情况下升级为军事冲突。TSMC和高度整合的供应链既是战略脆弱点,也是威慑因素——Han Han曾开玩笑说,美国不会炸三峡大坝,因为自己的iPhone是在下游生产的。
天安门和香港说明,强制手段的评价取决于影像、制度信任和代际时间尺度,而不只是秩序是否恢复。 1989年6月的杀戮让人民解放军看起来像“一支入侵军队”;2019年香港运动可能动员了750万人口中的约100万至200万人,警方行为则把抗争变成一场关于抗议权利的公投。运动可以当场失败,却在数十年间输出战术与身份:历史“没有笔直的道路”,而行动者可能“感到无力,但并不绝望”。
1. Xi恢复了个人崇拜,却没有恢复Mao式混乱政治
Wasserstrom最直观的比较体现在视觉上:1949年至1976年,Mao主导了中国的公共生活;但他去世后,中国有意摆脱个人神化。到1986年,一个人在中国待上几天,也不必不断看到领导人的脸;而在Xi治下,书店入口又开始陈列领导人的著作和讲话文集。
决定性差异在于性情。Mao“陶醉于混乱”,欣赏大闹天宫、把天庭搅翻的孙悟空,也会动员人群走上街头;Xi看重稳定、可预测性和能够被控制的集会。他要的是Mao对象征权威的集中,而不是Mao对社会倒置的颂扬。
两人都坚持共产党统治,但Xi把这种延续与Confucian等级秩序和文化民族主义结合起来。他的综合叙事抹平了彼此不相容的传统,因为Mao、Confucius和帝国遗迹都可以被呈现为中国“力量与伟大”的证据。
2. Confucian秩序让等级关系具有相互义务,而非平等性质
历史上的Confucius主要通过门徒和后世归于其名下的对话为人所知,这一点很像Socrates。他的思想产生于诸侯混战之中,向往一个想象中的黄金时代:社会类别清晰,统治者有德,教育则负责培养维持秩序的精英。
每一种核心关系都不平等,却彼此负有义务:儿子要服从,父亲要照料;妻子要顺从,丈夫要仁慈;臣子与皇帝也遵循同样的模式。即使兄弟关系也意味着兄长与弟弟,从来不是平等配对;皇帝对天,就像臣子对皇帝。
这种对过去秩序的保守性复归,与马克思主义的阶级斗争和历史进步阶段相冲突。但Xi仍然“戴着两顶帽子”,把Mao和Confucius呈现为伟大的互补支流,而不是在反叛与等级之间二选一。
3. 中国的功绩主义始终带着阶级与裙带关系的星号
Confucian教育的起点是乐观主义:人出生时大体相似,可以通过学习、榜样和有纪律的模仿得到改造。Wasserstrom甚至在共产党对末代皇帝的处理方式中看到类似回声——只要进行强有力的教育,几乎任何人都能变成有用的公民。
科举削弱了纯粹的世袭统治,但能否获得老师辅导和备考时间,仍取决于家庭资源。家族会集中资金支持最有希望的考生,而落榜者有时会带头发动叛乱;功绩主义可以为制度提供正当性,直到机会不平等让制度本身显得道德上有缺陷。
Mencius又补上了一个事后校验机制:天可以收回不道德皇帝的天命,使成功的叛乱成为统治者已经不再像统治者那样行事的证据。现代考试如高考仍然决定职业命运,这也是后门录取和裙带关系会激起尤其强烈愤怒的原因。
4. 天安门运动始于要求党兑现自己的改革承诺
Wasserstrom反对把1989年简单类比为同期东欧共产主义政权的推翻。抗议者最初要求中国共产党兑现其公开宣示的改革、开放和反腐理想——这更接近“具有人性面貌的社会主义”和布拉格之春,而不是一个共同认可的废除现行制度项目。
1986年上海发生过一次具有预演性质的事件。学生因Jan and Dean摇滚音乐会而兴奋起身跳舞,保安命令他们坐下,这一幕凝结了矛盾:“我们要给你们摇滚音乐会,却不让你们跳舞。”官员援引文革混乱和“新红卫兵主义”,导致运动退潮。
1989年的开放窗口叠加了法国大革命200周年、中国五四运动70周年,以及改革派前领导人Hu Yaobang意外去世。海报暗示“死的不是该死的人”,而《人民日报》关于混乱的警告,这次没能像3年前那样吓退学生。
诉求把反腐败、反裙带关系与言论自由、政治自由化以及反对校园控制结合起来;摇滚音乐和Cui Jian为广场带来反文化色彩。随着各省学生抵达,运动持续扩大;独立工人组织的成立,则大幅提高了遭到镇压的可能性。
5. Tank Man摧毁了国家希望塑造的军队形象
6月3日晚至6月4日清晨,军队在天安门广场附近向手无寸铁的平民开枪,死者包括学生、工人和北京居民。Wasserstrom抓住的核心是制度形象:本应保护中国免受入侵的人民解放军,表现得“非常像一支占领军”。
Tank Man于6月5日出现,手里拿着看似购物袋的东西,挡在一列坦克前,最终还爬上其中一辆。坦克转向而没有碾过他,这一幕一度让当局可以宣称军队保持了克制;Wasserstrom认为他很可能是工人,但他的身份、动机和命运都无人知晓。
党最初强调,是在枪击开始后士兵才遭到攻击,甚至一度传播Tank Man的画面。但这一叙事失败了,因为太多北京居民亲眼目睹了事件经过,也知道受害者是谁;说服被压制取代,是因为那幅持久的画面暗示政府“失去了统治的天命”。
6. Beijing学会了先控制画面,再处理争论
香港展示了1989年的教训。2014年和2019年,当人群仍保持秩序时,大陆宣传应对乏力;随后当局反复传播抗议者暴力的片段。镇压主要由警察执行,使用催泪瓦斯、布袋弹和橡皮子弹,而不是让士兵开枪杀人。
这一区别并没有让香港受到的对待变得温和——催泪瓦斯甚至被释放到地铁站内——但它避免出现Tank Man或越战中燃烧弹照片那样的单一画面。在新疆,非法拘禁营缺乏具有冲击力的照片,同样反映出当局意识到,某些图像足以压倒官方叙事。
那位在四通桥悬挂反对疫情政策和独裁统治横幅的孤独抗议者,提供了一个现代平行案例。他的信息存续时间足够长,能够被拍摄下来;但他随后消失,没有公开审判,也没有人能够解释他的思想、延续另一种叙事。
7. “恐惧、摩擦与信息泛滥”比防火墙更能解释审查制度
Wasserstrom借鉴Margaret Roberts,将直接惩罚与两种更安静的机制区分开来。摩擦允许有决心的用户通过VPN获取信息,但让过程更慢、更困难;信息泛滥则用偏好的解释填满搜索和媒体,直到最容易获得的答案变成国家的答案。
恐惧具有选择性,重重落在知名记者、活动人士和放大异议者声音的人身上。Lex认为,信息泛滥最令人害怕,因为它像《Brave New World》:注意力被转移,快乐被供应,而公民可以过着日常生活,不必持续感到恐怖。
如果批评没有明确针对中国,审查有时会出人意料地宽松。读者可以买到Hannah Arendt、《1984》和其他关于极权主义的作品;但一旦评论开始“把点连起来”,指向中国领导人或中国事件,控制就会严厉得多。
Lex提出的挑战在于心理层面:如果一个被禁止的话题制造恐惧,这种恐惧会不会在任何地方都削弱科学、新闻和探索?Wasserstrom的反向证据来自现实——从大陆体系中走出来的学生依然可以成为“不可思议的自由思想者”,因为好奇心、偶然接触和并不严密的防火墙,阻止控制变成全面控制。
8. 中国把Orwell式强制与Huxley式丰裕混在一起
Wasserstrom和Lex更偏好Orwell的哲学清晰度,尤其是他对语言的处理;但Huxley或许更早预见了通过快乐和分心实现控制的方式。Huxley甚至告诉Orwell,未来的独裁者会发现,比《1984》中持续不断的残酷统治更“省力的方式”。
中国大陆曾把Zamyatin的《我们》、Orwell和Huxley打包成一套“反乌托邦三部曲”,但《重访美丽新世界》中明确讨论中国的段落被删掉了。书仍然可以买到;把文本与读者自身政治环境连接起来的解释桥梁却没有保留。
Wasserstrom曾认为,繁荣的中国城市正在走向《Brave New World》,而西藏和新疆仍更接近“脸上的靴子”。上海的疫情封控甚至让一个消费丰裕的城市出现了Orwell式转向,说明两种模式会随地理和时间变化。
9. 数字便利与预防性监控共享同一套基础设施
记者Christina Larson的框架是,中国可以提供“世界上最好、也最糟糕的互联网体验”。餐饮服务可能比Yelp更强,能够识别最近最好吃的菜,甚至告诉你哪个区域坐着一名脾气暴躁的服务员;与此同时,防火墙则遮蔽了Tank Man、Dalai Lama和新疆暴行。
Singapore展示了这种诱惑:智能停车、自动支付和未来感基础设施确实带来便利,同时也在收集信息。William Gibson那句故意制造冲突的描述——“判处死刑的Disneyland”——捕捉了打磨精致的消费体验与严格政治边界并存的状态。
新疆揭示了最黑暗的推断引擎。当局可能把戒烟、戒酒等行为变化视为伊斯兰激进化的证据;一位Uyghur诗人说,作家们无论喝不喝,都会在桌上放一瓶酒,只为避免触发一个类似《Minority Report》的系统。
10. 1989年后的消费交易正在失去经济支撑
Wasserstrom回顾的社会契约从未正式宣布:让党保留政治控制,它就会提供比前几代人享有更多的商品、书籍、电影和个人选择。东德的崩溃已经说明,人们想要自由,但也知道西德人“更好玩、东西也更好”。
边界十分清楚——商店和私人生活中可以有更多选择,但投票箱前不能有更多选择。如今的问题是增长放缓:公民生活水平明显超过父母一代的承诺越来越难维持,因此党越来越强调,中国提供稳定,而外部世界提供混乱。
这笔交易还承诺,人们可以与“国家窥探的目光”保持一定距离。中国保留了许多消费选择,却把监控旋钮拧大;而关于政府、平台、定向广告和数据收集的类似焦虑,如今已是全球问题,不再只是中国独有。
11. Xi的标志,是收窄“如何成为中国人”的可接受方式
Emily Feng的《Let Only Red Flowers Bloom》帮助Wasserstrom提炼出“Xi Jinping效应”:中国身份内部不同变体的空间被压缩。穆斯林、蒙古人和香港居民过去有更多余地,把地方、宗教或语言身份与中国人身份结合起来;Xi似乎越来越“无法适应差异”。
收紧并不完全始于Xi。Wasserstrom从1990年代中期到大约2008年的访问显示,社会逐步获得更多“呼吸空间”;但奥运会和全球金融危机成为转折点,党对自身实力和控制力更加自信。Xi当时已被指定为接班人,并负责奥运安保;他在2012年末上台后加速了这一方向。
结果包括对公民社会、少数民族语言、香港自治和女权组织的压力,同时伴随父权制复兴。Xi对Confucian秩序的推崇,与同一种治理偏好相契合:单一类别、稳定等级和有边界的忠诚。
12. 中国精英政治是一个围绕意识形态存续运转的黑箱
Wasserstrom遵循James Palmer的提醒:外部观察者应承认自己对党内高层政治知之甚少。更早时期,观察者还能勾勒派系、人物和权力基础;在Xi治下,围绕他的核心小圈子变得不透明,没有重要叛逃者出来解释其运作方式,公开自我呈现取代了可靠接触。
Xi的父亲与自由化有关,导致外界错误预测他的儿子会推动改革。更可靠的线索是他的民族主义、秩序感,以及一份泄露出来的警告:Soviet Union崩溃,是因为其领导人忽视意识形态,也不够“男人”去保住控制力。这一点可能让他与Putin反感Gorbachev遗产的态度产生共鸣。
Jiang Zemin则是另一种对照:他会回答问题、会见外国学者,也会以一定程度的即兴感展示世界主义。Xi列出的Shakespeare、Victor Hugo和其他外国作家显得像经过编排;Wasserstrom半开玩笑地建议,可以问问Hemingway,因为对其男子气概的反应或许能暴露Xi真正有所共鸣的东西。
党的合法性叙事仍然是:中国从1840年代到1940年代一直被欺负、被“啃食”,而党能够阻止历史重演。因此,Xi很难让自己看起来像是导致领土丧失、意识形态衰败或国家衰微的领导人。
13. 接触仍然可能,但建立联系本身会带来特殊风险
Wasserstrom说,外国批评者在历史上比华裔人士或被期待表现出特殊忠诚的人更不容易受伤害。他发表过激烈批评,就天安门事件作证,却仍然拿到签证;而报道新疆、为西藏或Uyghur发声的记者和学者,则更早遭遇驱逐或拒绝入境。
香港改变了他自己的风险判断。他过去把香港视为大陆访问受阻后的安全备选地;但如今,国家安全镇压、被悬赏的流亡者,以及遭到监控的可能性,让他担心与低调朋友见面会使自己对他们变得“有毒”。
对领导人家属、私人生活和资金轨迹的审查尤其严密。香港出版人Gui Minhai是出生于中国的瑞典公民,曾因出版涉及党内精英的书籍而在Thailand被带走,至今仍被监禁;Wasserstrom形容Xi患有“冒犯君主症嫉妒”。
因此,Lex希望采访Xi的想法建立在真实的不确定性之中。Wasserstrom认为,这样的访谈可能提供关于Xi的异常宝贵洞见,但规则变化很快,也没有一贯的理性;即使是访客,也无法知道批评性评论会带来准入、监控、对东道主施压,还是直接被排除在外。
14. Trump的施压可能强化Xi的国内政治叙事
Wasserstrom质疑,Trump的姿态是否只是损害Xi。强硬的美国言辞验证了党的说法:China面对的是一个危险且不尊重人的世界;而Trump对Xi强硬的称赞,则可能强化个人崇拜,以及只有这样的领导人才配掌舵的论证。
矛盾在于风格:Xi和党重视可预测性,而Trump则明显不可预测。但这种对比也让Xi可以向第三方国家展示自己有秩序、有耐心、支持既有规则,即便Washington和Beijing之间正处于激烈冲突之中。
两人的私人关系仍不可知,因为信息极不对称。Trump和他的内阁不断谈论自己的动机,而Xi很少召开新闻发布会或接受无脚本采访;Xi与Obama并肩散步、身边看不到翻译员等看似亲密的照片,可能制造的印象多于洞见。
15. 关税战是全球阵营竞赛,不是两名玩家的游戏
Lex给出的快照十分尖锐:美国对中国进口商品的关税达到145%,中国对美国商品加征125%,暂停部分稀土矿产和磁体出口,表示将限制好莱坞电影,并限制部分美国公司。Xi回应称,中国依靠“自力更生和艰苦奋斗”,不害怕任何不公正压迫,也认为贸易战没有赢家。
在东南亚之行中,Xi把中国塑造成捍卫多边贸易、稳定供应链和国际规则、反对“单边霸凌”的“负责任超级大国”。这一信息既激活了中国的国耻叙事,也面向那些记得美国侵略的国家——尽管其中一些国家同样记得来自中国的胁迫。
Wasserstrom的历史修正是,Washington和Beijing从未控制完整方程式。中苏分裂使Nixon打开对华关系成为可能,而在1999年中国驻Belgrade使馆被炸、2001年间谍飞机事件让双边紧张似乎走上固定轨道后,9/11重置了预期。
Europe是否愿意购买转向欧洲的中国消费品、India与两个大国的关系,以及Southeast Asia如何选择,都是承重变量。任何只盯着Trump或Xi谁先“眨眼”的预测,都会忽略那些反复重塑双边关系的冲击与第三方。
16. 国耻让妥协更难,也可能从两个方向改变台湾风险
Xi拒绝显得软弱,根源不只是个人自尊,因为党长期密集灌输“百年国耻”。美国国内的反华情绪可能反过来验证这种教育:只要抵抗被包装成拒绝新一轮外国霸凌,短期经济痛苦就可能在政治上变得可承受。
Lex反驳说,骄傲可能阻断经济上的双赢,让全球高度整合的供应链付出巨大代价,受损者包括美国人、中国公民和整个世界。不稳定的信息环境进一步放大危险:领导人无法知道,哪种让步会被解读为负责任的克制,哪种让步又会变成象征失败的病毒式标志。
Wasserstrom看到一个谨慎乐观的可能性。如果Xi通过表现得比Washington更稳定、更支持全球秩序,在海外提升了声望,他可能就不那么需要在国内证明自己;而在Wasserstrom的模型中,绝望是促使军事行动对台湾变得有吸引力的条件之一。
17. 香港把Beijing给台湾的承诺变成了警告
1984年的香港协议处理的是英国对新界的99年租约于1997年到期的问题,而香港岛和九龙都依赖新界。香港将以“一国两制”的方式成为中华人民共和国的一部分。
这一安排承诺香港在50年内、直到2047年,维持不同的制度。各方都接受资本主义制度可以分开存在;未解决的问题是,法律、政治、文化和结社上的差异能否同样保留,以及“港人治港”意味着真正的选择,还是只意味着由Beijing批准的地方领导人。
Beijing曾明确邀请台湾把香港视为和平吸收的样板。2014年,香港活动人士反过来发出信息:“台湾,小心。今天的香港可能就是明天的台湾。”中央政府不断削弱自治,使Beijing关于持久差异的承诺越来越不可信。
早期的克制反映了现实利益:中国需要加入WTO和举办奥运会,高度依赖香港经济,也缺少拥有香港那种全球学术地位的大陆大学。随着这些依赖减弱、排名体系对学术自由的重视下降,Beijing容忍香港例外性的理由也越来越少。
18. 香港最后的抗争围绕法院、警务和代际时间展开
抗议序列很重要:年轻活动人士在2012年阻止大陆式爱国教育,2014年未能赢得真正的行政长官选举,2019年则对抗引渡条例。每次运动都提供了技能与记忆,每次挫败又都让更年轻的一代相信,大陆化正在接近无法回头的临界点。
引渡威胁的不只是管辖权安排。香港拥有更强的法治、更独立的法院和保释可能性;大陆的定罪率据称为98%—99%,而书商早已因为出版在香港合法的内容,被秘密带过边境。
运动约有100万至200万人参与,发生在一个拥有750万人口的城市。抗议者的暴力往往针对财产,有时还会道歉或与相关行为保持距离;警方则不断升级武力,而当局拒绝承担相应责任,帮助抗议者保住道德高地,也让运动变成一场关于抗议本身的公投。
年龄改变了合理的时间尺度。80岁的人可以问,抗议者为什么不能更耐心;但一个17岁的年轻人面对的是:到2047年、甚至更早,香港定义自身的自由可能消失,而他被要求用生命的大部分时间生活在一座已经改变的城市里。
19. 失败的运动仍会推动思想,而历史没有笔直的道路
Wasserstrom反复强调,抗议很少凭空出现。1986年的上海为1989年准备了活动人士;香港2012年和2014年的运动则为2019年提供了“技能、脚本和行动范式”。失败可以成为下一代的基础设施,让他们思考下一次必须如何做得不同。
历史记录在两个方向上都击败了确定性:1956年的Hungary和1968年的Czechoslovakia见证了起义被镇压,1981年的Poland则经历了戒严;但1989年却出人意料地打破了共产主义统治。胜利也会逆转——Myanmar的民主开放成为虚假的黎明,而Hungary活动人士Miklós Haraszti在庆祝早期转型后,仍活着反对Viktor Orbán。
Rebecca Solnit的“没有笔直的道路”概括了必要的时间尺度。一位Burmese活动人士告诉Wasserstrom:“我感到无力,但并不绝望。”面对国家层面的堵塞,Thai改革者转而保护社区、建立地方协会,追求边界明确的改善,而不是一次性完成全面转型。
香港的即时失败同样输出了“如水”战术、海外社群和多元的中国身份,传播到台湾、Thailand,以及Minneapolis和Minsk等更遥远的运动。Wasserstrom期待的未来,不是注定走向自由主义趋同,而是书店、公民社会和一个“另一个中国”重新获得空间:其中既有Daoism,也有Confucianism;既有世界主义,也有民族主义。
You've compared Xi Jinping and Mao in the past. What are the parallels between the 2 leaders, and where do they differ? Xi Jinping, of course, has been the leader of China for the past 12 years, and Mao was the Communist leader of China from 1949 to 1976. What are the commonalities? What are the differences?
#466
The biggest commonality is that they're both the subjects of personality cults. Mao was the center of a very intensely felt personality cult from 1949 to 1976. When he died, there was a tremendous outpouring of grief, even among people who had objectively suffered enormously because of his policies.
Xi Jinping is the first leader in China since Mao to have had a sustained personality cult of the kind where, if you walk into a bookstore in China, the first thing you see are books by him—collections of his speeches. When Mao was alive, you might have thought that's what happened with Communist Party leaders in China. But after Mao's death, there was such an effort not to have that kind of personality cult that there was a tendency not to publish the speeches of a leader until they were done being in power.
I was first in China in 1986, and you could go for days without being intensely aware of who was in charge of the party. You would know, but his face wasn't everywhere. The newspaper wasn't dominated by stories about him, quotations from his words, and things like that. With Xi Jinping, you've had a throwback to that period in Communist Party rule that seemed as though it might be a thing of the past.
That's a key commonality, and a key difference is that Mao really reveled in chaos, in turning things upside down. He talked about class struggle, which came out of Marxism, but his favorite work of Chinese popular fiction was the Monkey King, a legendary figure who could turn the heavens upside down. He reveled in disorder and thought disorder was a way to improve things.
Xi Jinping is very orderly and very concerned with stability and predictability, so you can see them as very different in that way. Mao also liked to stir things up and have people on the streets clamoring. So even though Xi Jinping has a personality cult, it's not manifesting itself in that way. He doesn't like the idea of people on the streets or anything that can't be controlled.
There are a lot of ways that they're similar and a lot of ways they're different. They're also different in a way that fits with this orderliness: Xi Jinping talks positively about Confucius and Confucian traditions in China. Confucian traditions are based, for the most part, on stable hierarchies and clear categories of superior and inferior. Mao liked things to be turned upside down. He thought of Confucianism as a feudal way of thought that held China back.
You can come up with things that they're similar in, and you can come up with things where they're really opposites. But they both clearly wanted to see China under the rule of the Communist Party, and that's been a continuity that connects them to the leaders in between them, too.
So there's some degree, as you said, that Xi Jinping possesses the ideas of communism and the ideas of Confucianism. Let's go all the way back. He wrote that, in order to understand the China of today, we have to study its past. The China of today celebrates the ideas of Confucius, a Chinese philosopher who lived 2,500 years ago. Can you tell me about the ideas of Confucius?
#466
First of all, we don't know that much about the historical Confucius. He's around the same time as figures like Socrates. As with Socrates, we get a lot of what we know about him, or think we know about him, from what his followers said, things that were attributed to him, and dialogues that were written afterward.
You can have a lot of fun with these axial-age thinkers and what they had in common. Another thing that connects these axial-age thinkers is that they were trying to make a case for why they should be able to educate the next generation of the elite. They had a way of promising that they possessed philosophical ideas that helped decide how you should run a polity.
Confucius lived in a time when there were these warring kingdoms in a territory that later became China. What he said was that there had been a period of great order in the past, when the lines between inferior and superior were clear and there was a kind of synergy between superior and inferior that kept everything ticking along really nicely.
He thought that hierarchical relationships were a good thing, and that the trick was that both sides in a hierarchical relationship owed something to the other. The father-and-son relationship was a key one. The father deserved respect from the son, but owed the son care and benevolence. Things would be fine as long as both sides in a relationship held up their end.
He had a whole series of these relationships. The relationship between husband and wife was again an unequal one, with the husband being superior to the wife, but owing the wife care and her owing him deference. The relationship between the emperor and the ministers was another parallel. There were no egalitarian relationships in Confucianism.
Even something that in the West we often think of as a quintessentially egalitarian relationship between brothers was not egalitarian in the Chinese tradition of Confucianism. There was only the older brother and the younger brother. Brotherhood was not an egalitarian relationship; it was one in which the older brother took care of the younger brother and the younger brother showed respect for the older brother.
So stable hierarchy was at the core of everything in society. It permeated everything, including politics.
#466
There was even a sense that it connected the natural world to the supernatural world. The emperor was the Son of Heaven, with Heaven as this kind of non-personified deity, much as the emperor was a superior to the minister.
For Confucius, we should study the texts and study how the sages of old behaved. Society was becoming corrupted and moving away from the purity of the sages, when the relationships were all in order.
Confucianism was a kind of conservative, or even backward-looking, thing. It wasn't trying to argue for progress; it was arguing for reclaiming a pure golden age in the past.
In all kinds of ways, it's irreconcilable with many things about Marxism and communism, which are all about struggle and a progressive view of history, moving from one stage to the next. That's the interesting thing about Xi Jinping and the China of today: there's a tension between Confucianism and communism. Marxism and communism are supposed to let go of history, while in Confucianism there's a real veneration of history happening in China today. They're able to wear both hats and balance it.
You could say that at many points in the 20th century there was a struggle between different competing political groups over which part of the Chinese past to connect with. Was it the Confucian tradition, or the rebellious Monkey King tradition, which was what Mao connected to?
#466
With Xi Jinping, and before him to some extent Hu Jintao—we saw this a little bit at the Olympics—it was more this kind of mix-it-all-together view. Anything that suggested greatness in the past could be something that could be fused together.
Xi Jinping says that Mao is one of his heroes, or one of the people he looks to as a model, but so is Confucius. They had so little in common, but they both, in his mind and in the minds of others, suggest a kind of power and greatness of the Chinese past.
Yeah. So this Platonic notion of greatness—you could say that's a thread that connects, for Xi Jinping, the great, multi-thousand-year history of China.
#466
It involves smoothing out all kinds of internal contradictions. You had the first emperor of China, jumping forward a bit, in 221 BC. He was anti-scholars; he burned books and didn't venerate these kinds of rituals. He was very much against the things that Confucius stood for.
Mao, in a sense, had to choose between Confucius and the first emperor, and he said, "Well, maybe the first emperor had the right idea." Scholars can be a pain. But Xi Jinping, I think, is continually not choosing. He wants to say, "Look at the Great Wall, this wonderful symbol of strength and domination."
By the way, the first emperor didn't build anything like the Great Wall you see today. He built walls, and they were fine. They were good. But the Great Wall itself didn't come into being until many centuries later.
Still, this idea that anything suggesting a kind of greatness is something that, in many ways, a nationalist above all else like Xi Jinping can support. Xi Jinping is a supporter of the party and single-party rule. That's something he clearly believes in.
He's a nationalist. He wants to see China be great and acknowledged as great on the world stage.
Boy, so many contradictions—always with Stalin. He was a communist but also a nationalist, right? That contradiction also permeates from Mao all the way to Xi Jinping.
But if you can linger on Confucius for a little bit, you write that one of the most famous statements of Confucianism is the belief that, quote, “People are pretty much alike at birth but become differentiated via learning.” So this sets the tradition that China places a high value on education and on meritocracy. Can you speak to Confucius’s idea of education and how much it permeates China today?
#466
Sure. So there’s an optimism to this, in the sense of an ability for people to be good and, when exposed to exemplary figures from the past, to want to be like those exemplary figures. So it’s a form of education through emulation of models and study of past figures and past texts that were exemplary. It did have this relatively positive view of human nature and the sort of changeability of humans through education.
I think that shows through in all kinds of things. Even the fact that while there were lots of killings by the Chinese Communist Party and other groups, there was often an idea that people could potentially be remolded. China was one of the few places where they didn’t kill the last emperor. The idea was that anybody could be turned into a citizen of this, or a subject of this, a good member of this polity through education. Often it was a very forceful form of education, but I think that’s a carryover from Confucian times.
Over time, this Confucian idea led to the creation of one of the early great civil service exams. The idea was that bureaucracies should be run not by people who were born into the right families, but by ones who had shown their ability to master these fairly intensive exams. The exams were things that could make or break your career, a bit like at some points in the American past, when passing a bar exam—a really intensive thing—could set you on the road to a good career.
In China, you had the civil service exam tradition. So I think this kind of emphasis on education and on valuing scholarly pursuits was strong, but Chinese leaders throughout history, including Mao and Xi Jinping, have also found scholars to be tremendously difficult to control. So there’s an ambivalence to it, or a contradiction again there.
But to what degree does this idea of meritocracy, which is inherent in the notion that we all start at the same line, carry over to China today? There’s a meritocratic view of human nature there: if you work hard and learn things, you will succeed. And so the reverse: if you haven’t succeeded, that means you didn’t work hard and therefore do not deserve the spoils of success. Does that carry over to China today?
#466
There’s such a challenge in all these forms of meritocracy because you had the civil service exams, but the question was: if you had a really good tutor, if you could afford a really good tutor, you had a better chance of passing the exams. One thing that happened there was that families would pull together resources to try to help the brightest in their group become part of the official class. This pooling together of resources to help as a family was an important part of that structure.
But there was always a tension in that. What if you don’t succeed? Some of the leaders of rebellions against emperors were failed examination candidates. You had this issue, and then it became something like, “Well, the system was out of whack, and it needed a new leader.”
There was also something built in. It was not so much Confucius himself, but one of his main early interpreters, Mencius, who had this idea that can be seen as a crude justification for rebellion, or for a kind of democracy. Even though the emperor rules at the will of Heaven, if he doesn’t act like a true emperor—if he’s not morally upstanding—then Heaven will remove its mandate from him. There’s no obligation to show deference to a ruler who’s not behaving like a true ruler.
It sort of justifies rebellion. The idea is that if the rebellion isn’t justified, then Heaven will stop the ruler from being killed. But if Heaven has removed its support, then the rebellion will succeed, and a new ruler will be justified in taking power. So it’s interesting in the sense that the universe in this Confucian view has a kind of moral dimension to it, but it’s when things actually happen that you see where the side of morality is.
Okay. So it’s meritocracy with an asterisk. It does seem to be the case—maybe you can speak to that—that in the Chinese education system, there seems to be a high value placed on excellence. Hopefully I’m not generalizing too much, but from the things I’ve seen, there are certain cultures and certain peoples where it’s just part of the value system that you need to be a really good student. Is that the case with China today?
#466
There’s been a lot of emphasis on education, working really hard, and excelling at some subjects. There isn’t the civil service exam, but there is the gaokao exam, which really can determine what kind of institution you get into.
Getting back to this idea of meritocracy, which is strong in a lot of traditions, what it opens you up to is a kind of outrage when there’s a sense of unfairness about who’s getting ahead and how the spoils are being divided. Some of the biggest protests in China have been about this sense of nepotism, which really seems to subvert this whole idea of meritocracy.
The 1989 protests at Tiananmen Square, even though in the Western press in particular they were discussed as a movement for democracy, began with a lot of posters that criticized corruption within the Communist Party and nepotism. There was a sense that, despite all the talk—despite the fact that most people seemed to have to study really hard to pass these exams to get good positions in universities—some of those positions were being handed out through the back door.
That led to a kind of outrage. That’s true in many places, but I think it gives a special anger against nepotism because of the way in which so much emphasis is put on the standard exam way of getting ahead.
I hope it’s okay if we jump around through history a bit and find the threads that connect everything. Since you mentioned Tiananmen Square, you have studied a lot of student protests throughout Chinese history, and throughout history in general. What happened in Tiananmen Square?
#466
So in 1989, this massive movement took place. The story of it was largely suppressed within China and largely misunderstood in other places, in part because it happened around the same time that communism was unraveling and ending in the former Soviet bloc. So I think it’s often conflated with what was going on there.
One of the key things to know about the protests in 1989 was that they were an effort to get the Communist Party in China to do a better job of living up to its own stated ideals and to support the trend within the party toward a kind of liberalizing and opening-up reform that had taken shape after Mao’s death.
In a sense, the student generation of 1989—and I was there in 1986, when there were some warm-up protests—felt a kind of frustration with what they felt was a half-assed version of what the government was talking about. The government was saying, “The party believes in reforming and opening up. We need to liberalize. We need to give people more control of their fate.” The students felt that this was being done more effectively in the economic realm than in the political realm. There were a lot of partial gestures that suggested the party needed to be pressed to really move in that direction.
It may seem like a very trivial thing, but I found it fascinating in 1986, when I was there in Shanghai in late 1986 and students protested. This was the first time that students had really been on the streets in significant numbers since the Cultural Revolution, or at least since 1976. The students were inspired by calls for democracy and discussions of democracy by the physicist Fang Lizhi, who was often thought of as a Chinese Sakharov. He was a liberalizing intellectual.
One of the things that students in Shanghai, where some of the most intense protests of that year took place, were frustrated about was a rock concert, of all things, by Jan and Dean, the American surf-rock band that was kind of like the Beach Boys, only not as big. They were touring China. It was the first time in Shanghai that there had been a rock concert.
The students were really excited about this because it fit in with what they thought the Communist Party was moving toward: letting them be more part of the world. For them, that meant being more in step with pop culture around the world. At the concert, some students got up to dance because that’s what they knew you were supposed to do at a rock concert. The security guards made them sit down.
For the students in Shanghai, this symbolized what was a feint toward openness that really didn’t have follow-through: “We’re going to give you rock concerts, but not let you dance.” So the protests went on for a little while in 1986, and posters went up. The officials at the university said, “No, this is out of hand.”
#466
We had chaos on the streets during the Cultural Revolution. We can’t go back to that. And nobody wanted to go back to that. I saw posters that said, “This is new Red Guardism,” and the students didn’t want to be associated with that. So it wound down pretty quickly, and they thought, “We’re not like the Red Guards. We don’t want to make chaos. We also are not fervent loyalists of anybody in power.”
The Red Guards had been passionate about Mao. The analogy partly scared the students, and it also meant that the government was really serious about dealing with them.
Then, in 1989, the protests restart, and there are a variety of reasons why they restart. It’s a very resonant year: the 200th anniversary of the French Revolution. But more importantly, it’s the 70th anniversary of the biggest student movement in Chinese history, the May Fourth Movement of 1919.
The May Fourth Movement helped lay the groundwork for the Chinese Communist Party. Some of its leading founders had been student activists. It was an anti-imperialist movement, but it was also a movement against bad government. The anniversary of that movement was always marked and commemorated in China, and people took the history seriously. People were reminded of what students had done in the past, so there were a lot of reasons why people were itching to do something.
Then Hu Yaobang, a leader associated with the more reformist, more liberalizing group within the Chinese Communist Party, dies unexpectedly. He had been stripped of a very high office and demoted, partly after taking a fairly light stance toward the 1986–87 protests. He was still a member of the government, but he was not as high up in power. He had been very high up; he had been Deng Xiaoping’s potential successor.
There has to be a funeral for Hu Yaobang because he dies still as an official. The students take advantage of the fact that there have to be commemorations of his death. They put up posters that basically say, “The wrong people are dying.” Hu Yaobang was younger than some of the more conservative members, so some people said, “Some people are dying too young. Some people don’t seem like they’re ever going to die.” They begin these sorts of protests in April of 1989.
The government tries to get the protests to stop quickly. They use the same sort of technique: They issue an editorial in the People’s Daily that says this is creating chaos, which is a code term for, “Take us back to the Cultural Revolution.” This time the students say, “No, we’re just trying to show our patriotism. We believe there’s too much corruption and nepotism. There’s not enough support for the more liberalizing wing within the party.” So they keep up the protests, and there’s a lot of frustration at this point.
There are also economic frustrations. The economy is improving because of the reforms, but it seems that people with good government connections are getting rich too easily. There’s a sense of unfairness. The students are also really frustrated by the micromanaging of their private lives on campuses.
The protests at Tiananmen Square, and in plazas all around the country and in other cities as well, become this mix of things. It’s an anti-corruption movement, a call for more democracy, and a call for more freedom of speech. But it also has some counterculture elements. There are rock concerts on the square. The most popular rock musician, Cui Jian, comes to the square and is celebrated when he’s there. There’s a sense of a variety of things rolled into one.
I brought up how it sort of gets conflated with the movements to overthrow communism in the Eastern Bloc. It was actually, in many ways, more like something that happened in the Eastern Bloc 20 years earlier. It was more like the Prague Spring and other 1968 protests in the communist bloc, which were about moving toward socialism with a human face—trying to get the parties in power to reform rather than necessarily doing away with them.
There was a kind of disjuncture because it happened at the same time as moves to end communism. Of course, when all the protesters were on the square, there was a possibility that this might be seen as an acceptable kind of movement, a course correction. But there was also an internal struggle within the Communist Party leadership, and clearly the political conservatives, even if they believed in economic reform, were getting the upper hand. This was not going to be tolerated.
The students stay on the square when signals are given to try to get them out. Students from around the country are pouring into Beijing to join the movement. They don’t want to end the movement when they’ve just arrived. So one thing that keeps it going is that new participants are coming from the provinces. Even if some moderates want to leave the square, people want to stay.
Then workers start joining the movement as well and form an independent labor union. To a certain extent, the Chinese Communist Party might put up with student protesters, but they know from past experience that student protests sometimes lead to members of other social classes joining them. People look up to students as potential intellectual leaders of the country, and admiration for scholars is part of what turns people out when students protest.
That’s very different from the American case, where there’s often suspicion that student activists are necessarily on the same side as everybody else. But in China, there had been a sense, from the history of the 20th century, of students as potentially a vanguard.
Once labor activists join the movement, troops are called in. There’s a massacre near Tiananmen Square in the middle of the night of June 3 and into the early hours of June 4. The army moves in and begins behaving very much like an army of occupation, which is something the People’s Liberation Army is not supposed to be. It is supposed to be the army that saves China from foreign aggression, but it’s acting like an invading force.
This is where the tanks famously roll in. I think you also have that famous image of the man standing in front of the tank. That’s a banned image within China. I really think the reason it’s considered so toxic by the regime is that it shows the People’s Liberation Army looking like an invading force, not like a stabilizing force.
Can we talk about that man who’s now called the Tank Man—the man who stood in front of the row of tanks? This was on June 5 in Tiananmen Square. What do we know about him? What do you think about him and the symbolism?
#466
It’s an amazing symbol. He’s on this boulevard near the square with this long line of tanks, and it’s unquestionably an act of incredible bravery. There are some interesting things about it, some of which are forgotten. One is that, in the end, he climbs up on the tank. The tank swerves; it doesn’t run him over.
The Chinese Communist Party initially showed video of this and said, “Look, the Western press is talking about how vicious we were, but look at the restraint. Look at this. He wasn’t mowed down.” They tried this whole story with Tiananmen initially, saying, “Look, the students were out of control. Everybody should remember what happened during the Cultural Revolution.”
The army showed restraint, and there were a small number of soldiers who were actually burned alive in their tanks once the massacre began. People got outraged and attacked the soldiers. But by selectively using footage, the Communist Party could say, “Look, actually, the heroes, the martyrs were these soldiers.” For the first few months afterward, they tried to get this narrative to stick. They talked about Tiananmen a lot, and they showed images of the Tank Man.
The problem was that lots and lots of people around Beijing had seen what happened and knew that, in fact, there had first been firing on unarmed civilians with automatic weapons. Many people—some students, but a lot of ordinary Beijing residents and workers—had simply been mowed down. Lots of people knew somebody who had been killed, so that story just didn’t work.
Then I think the claim had to be made to try to suppress discussion of the event, and particularly to repress the visual imagery of the man in front of a line of tanks. Whatever the tanks did to him or didn’t do, the main takeaway was the idea that there were lines of tanks in a city. The image was of a government that had lost the mandate to rule, and they really didn’t want to have that image out there in the world.
Yeah, we’re watching the video now. He’s got, what, grocery bags in his hands?
#466
And it’s such a symbolic, “I’ve had enough” kind of statement.
Yeah.
#466
It’s probably not a student. It’s often described as a student, but he probably was a worker. It is a powerful image of bravery.
I brought up the 1968 parallel for Eastern and Central Europe. There was actually a very powerful photograph of a man baring his chest in front of a tank in Bratislava during what we think of as the Prague Spring. That was a famous image of bravery against tanks. In 1968 in Czechoslovakia, then still Czechoslovakia, the tanks that rolled in were Soviet tanks sent down there.
#466
And so, not that people would know, but that was an image. What was so powerful in that was saying, “We’re not going to put up with this invasion.” Again, I think you have the People’s Liberation Army looking like an invading force, and that’s what the Chinese Communist Party, in a sense, can’t deal with now, even though sometimes they could tell a story about 1989—and they do tell a version of this, and some people believe this, I think—is that in 1989, China went one route of not having the Communist Party dramatically change or relinquish control, and the Soviet Union and the former Soviet states went another.
And you could say, “Well, look, after 1989, the Chinese economy boomed, life got better for people in China; life got really terrible for a lot of people in the former Soviet bloc. Maybe this was the right way to go.” You can make that kind of argument, but if you show the tanks and the man in front of the tanks, you just have a different kind of image of heroism.
It’s one of my favorite photographs or snapshots ever taken, and one of my favorite videos ever taken, so I apologize if we linger on it. Sometimes you don’t understand the symbolic power of an image until afterward. Perhaps that’s what the Chinese government didn’t quite understand: They lost the information war, the meme war.
So I have to ask: What do you think was going through that man’s head? Was it a heroic statement, or was it purely primal and guttural, like, “I’ve had enough”?
#466
It’s so interesting to just speculate, and we simply don’t know, because he was never able to be interviewed afterward. But I think your emphasis on patriotism is really important, because one of the students’ main demands—I think it might have been the thing that would have gotten them to leave the square—would have been to say, “We want this to be acknowledged as patriotic. Our goals are patriotic. We’re not here to take China back into the Cultural Revolution. We’re here to express our love for the country if it goes in the right way. So, will you admit that?”
And you mentioned the power of the image, and I do think the Chinese Communist Party learned something and took to heart the power of the image after that. We saw this when there were protests in Hong Kong. The government on the mainland really wanted to tell a story of crowds out of control. Initially, in 2014 and again in 2019, there were very orderly crowds, and it had trouble with that story. So they tried very hard to ban images of peaceful protests until there were some incidents—as there almost always are—of violence by crowds, and then they would show those images over and over again.
They also worked very hard, when Hong Kong protests began in the 2010s, to avoid any use of soldiers to repress them. It was all the police, and they tried very hard—and managed to succeed—because the Western press was often saying, “Will this be another Tiananmen? Will there be a massacre, or will there be soldiers on the streets?” The movements in Hong Kong were suppressed without the use of shooting to kill in the streets. There was shooting to wound. Beanbags were shot, rubber bullets were used, and there were enormous amounts of tear gas. There was even tear gas let fly inside subway stations in 2019.
And all these things are really brutalizing, but they don’t make the kind of images that sear in the mind the way something like the Tiananmen Tank Man image does, or the image of a young Vietnamese woman being burned by napalm that became another of the iconic images during the Vietnam War. Those images can really have extraordinary power, and I think the Chinese Communist Party is now aware of that.
There are no really gripping photographs—there are very few photographs allowed—of the Xinjiang extralegal detention camps. There’s very little photography. There is an awareness of how much power a photograph of a certain type can have.
So nobody knows what happened to the Tank Man?
#466
No.
What do you think happened to the Tank Man?
I assume he was killed.
Killed?
I assume he was just disappeared. It’s interesting because very often figures are made an example of in one way or another. I mean, Liu Xiaobo was imprisoned and not allowed to get enough medical care, so you can talk about him having died earlier than he should have. But there have been relatively few cases of people being sentenced to death for political crimes recently. It’s much more just: remove them, imprison them.
But the Tank Man—there was never a trial. There was never even a trial where you knew what the result would be, as there was for Liu Xiaobo and others. Not even a hidden trial, but simply disappeared.
And there’s been somebody else, another figure like this, who’s disappeared. A couple of years ago in Beijing, there was a lone man who put up a banner on a bridge—Sitong Bridge in Beijing—and it was extraordinary. It had denunciations of the direction Xi Jinping was taking the country. It was a denunciation of COVID policies, but also of dictatorial rule, and somehow he managed to have it up long enough to be filmed, draw attention, and circulate.
Again, another image of the power of images. He’s disappeared, and there hasn’t been a show trial or even a secret trial. Again, we don’t know if he’s still alive, but these are cases where I think the Chinese Communist Party really doesn’t want a competing story out there. They don’t want somebody to be able to answer what he was thinking.
How much censorship is there in modern-day China by the Chinese government?
#466
There’s a lot of censorship. One of my favorite books about Chinese censorship is by Margaret Roberts, where she talks about 3 different ways that the government can control the stories. She says there’s fear, which is this kind of direct censorship—banning things. But there’s also friction, which she says—she has 3 Fs: fear, friction, and flooding—and she says they’re all important.
And I think this is true not just of China, but in other settings too. What friction means is that you just make it harder for people to get answers or information that you don’t want them to get, even though you know that some people will get it. You just make it so that the easiest way—the first answer you’ll get through a search—is not the answer you want.
Mhm.
So, a lot of tech-savvy or globally minded, tapped-in Chinese people will use a VPN to jump over the firewall, but it’s work. The internet moves slower, and you have to keep updating your VPN. So you just create friction, so that some people will find this out.
And then flooding: You just fill the airwaves and the media with versions of the stories that you want people to believe. So all those kinds of things exist and are in operation, and I think fear is the easiest side to see in terms of what’s blocked.
I’m always interested in things that you would expect to be censored that aren’t censored. You can read all sorts of things in China about totalitarianism. You can read Hannah Arendt’s The Origins of Totalitarianism, which would be the kind of thing you just aren’t supposed to be able to read in a somewhat totalitarian or dictatorial state.
But it’s not specifically about China. Censorship is most restrictive when it’s things that are actually about China: things about leaders of the Chinese Communist Party. There’s intense censorship of that and certain events in that way. But something through allegory, something through imagining a place that looks a lot like a Communist Party-ruled state, can be read.
There were books that were banned up until the very last period of Gorbachev’s rule that are available in Chinese bookstores. You can buy 1984 in a Chinese bookstore. You’ve been able to since 1985. Again, it’s not about China, and actually, for some people within China in the mid-1980s, they focused on the part of 1984 that’s like the Two Minutes Hate—these rituals of denunciation of people. For some people in China, it seemed like it was about their past, not about their present.
Then by the 1990s, 1984 is a very bleak culture of scarcity, a place where people just aren’t having fun. And people said, “You could read 1984 and say, ‘Look, this is the world we’re living in. It’s a Big Brother state.’” But others said, “Well, that has some similarities to us, but he wasn’t talking about a country like ours. Look, we’ve got supermarkets, we’ve got McDonald’s. I mean, this is not that bleak world he was imagining. We’ve got fast trains; things are so much better in some ways than our grandparents had it.”
Yeah. You’ve actually spoken about and described China as more akin to the dystopian world of Brave New World than 1984, which is really interesting to think about.
I think about that a lot. I’ve reread Brave New World a couple of times over the past couple of years, and also 1984. It does seem that the 21st century might be defined—to the degree any of the nations are dystopian—more by Brave New World than by 1984. There are mixed elements. I think there are moments when it can seem more one than the other, and there can be parts of the same country that seem more one than the other.
And if we just think about control through distraction and playing to your sense of pleasure, one thing that people forget sometimes, or don’t know, is that Aldous Huxley, who wrote Brave New World, taught Eric Blair, who became George Orwell, when he was a student at Eton. They were sort of rivals, and in fact, in 1949, Orwell sent his former teacher a copy of 1984 and said, “Look, I’ve written this book that displaces yours.”
He didn't say that. He just said, “I wanted you to have this.”
But he had criticized Brave New World in reviews for not having imagined a world of capitalism run wild before realizing the kind of totalitarian threats of the middle of the 20th century. But Huxley wrote Orwell a letter in October 1949, the same month the Communist Party took control in China. He doesn't mention China, and he just said, “It's a great book and everything, but I think the dictators of the future will find less arduous ways to keep control over the population.” Basically, saying more like what was in my book than in yours.
I have to say, I think Huxley might be really onto something there. Truly a visionary. Although, to give points to Orwell, I do think that, as far as just a philosophical work of fiction, 1984 is a better book, because Brave New World does not quite construct the philosophical message thoroughly. 1984 contains many very clearly, very poetically defined elements of a totalitarian regime.
Oh, and the dissection of language is just so amazing.
No, I think you've got a point there, and I went back and reread Brave New World. It's fascinating, but it's very messy. I think there's a clarity to Orwell's 1984. There's a clarity to Margaret Atwood's The Handmaid's Tale, similarly in the construction of its elements, and she was a big fan of both 1984 and Brave New World.
But, you know, there was a kind of—it's not exactly a sequel, but Huxley did write something called Brave New World Revisited.
Yes, he did.
In the 1950s, he kind of said, actually, it seems—and he mentions China there. He says that in Mao's China, they're kind of combining the 2 things.
I'm really fascinated by that because it was published in China, on the Chinese mainland. It was published in Taiwan and Hong Kong too. It's called The Dystopian Trilogy, and it's a box set where you have Yevgeny Zamyatin's We, which inspired both Orwell and Huxley to some extent. That's 1 book, and then there's Animal Farm and 1984 as the second book, and then the 3rd volume is Huxley's Brave New World and Brave New World Revisited.
It was published in traditional Chinese characters. You could buy it in Hong Kong, but I compared it to the book you could buy on the mainland. It's all the same except the parts in Brave New World Revisited that refer to China are scrubbed out. This, I think, shows the subtlety of the censorship system. You can buy these books and you can read about them, but the parts that really show you how to connect the dots get taken out.
I do think the Brave New World side of things—I think with China, I was feeling it was definitely moving more toward Brave New World, with Tibet and Xinjiang being more the crude, boot-on-the-face, 1984 style of control. But then, during the COVID lockdowns, when people were being so intensely monitored and controlled, even places like Shanghai that seemed much more the Brave New World kind of style had their Orwellian moment. So you have it now, I think: there are more 1984, more Brave New World parts of the country, and there are also more Brave New World, more 1984 moments.
I see why it could give a sense, after you've thoroughly internalized the fear, that you have complete freedom of speech. Just don't mention the government. So you could talk about totalitarianism, you could talk about the darkest aspects of human nature; you can even talk about the government in a sort of metaphorical, poetic way that's not directly linkable. But the moment you mention the government, it's like a dumb keyword search.
Yeah, and I think it's one of these really good examples of how China is distinctive, but it's not unique. You have other settings where you have these no-go zones that you learn.
One example is in Singapore. The National University of Singapore has a world-class history department, but no Singapore historian in it—nobody who focuses on the history of Singapore, because it's incredibly wide-ranging what you can analyze. But when you're actually talking about the family that's been most powerful in Singapore, then it gets touchy. In Thailand, which I've been working on recently, you have these lèse-majesté laws that make it very, very dangerous to say certain kinds of things about the king. And so, in all of these settings, you have to figure out ways to work around it.
There's a way in which you can say, at the foreign correspondents' clubs in different parts of Asia, you can have an event that's about the country next door where you can say basically anything you want. But when it gets to the things in the place where you are, it's touchy.
I should give credit for that insight to Shibani Mahtani, who co-wrote a very good book on Hong Kong, Among the Braves. She was talking about how, in Singapore, at the Foreign Correspondents' Club, you could have an event on Hong Kong where you could say all kinds of things that you couldn't say at the Hong Kong Foreign Correspondents' Club. But at the same time, when I saw her in Singapore, she said there was a Singaporean political refugee in Hong Kong who was giving a talk at the Hong Kong Foreign Correspondents' Club, saying all kinds of things that he couldn't say in Singapore.
And in Thailand, I gave a talk at the Foreign Correspondents' Club. Then I went to hear a talk there because I was curious about the culture in this Foreign Correspondents' Club. There was somebody talking about human rights abuses in different parts of Southeast Asia, saying things very directly, and then said, “And there are things going on in Thailand that we're not going to talk about.” There was this kind of—yes, self-censorship can be a very powerful thing.
One of the things I learned about all of this, which is interesting and I want to learn more about, is the human psychology—the ability of the individual mind to compartmentalize things. It does seem like you could not live in a state of fear as long as you don't mention a particular topic. My intuition about the human mind would be that if there's anything you're afraid of talking about, that fear will permeate through everything else. You would not be able to do great science, great exploration, or great technology.
And that idea, I think, underpins the whole idea of freedom of speech: why you don't want, in the United States, to censor any—even dangerous—speech, because that will permeate everything else. You won't be able to have great scientists. You won't be able to have great journalists. And I mean, I'm obviously biased toward America, and I think you do need to have that full-on freedom of speech, but this is an interesting case study.
And that's actually something that you speak about: that Mao, if he were alive today and visited China, would be quite surprised. Can you give the Nanjing bookstore as an example? Can you just speak to this? If Mao visited China, let's go with that thought experiment. What would he recognize? What would he be surprised by?
So I wrote about imagining a revivified Mao wandering into this really cool Nanjing bookstore in the early 2000s and just being amazed at what you could read there and what books were for sale. I thought about how he'd be like, “What's going on? Is the Communist Party not in control?” I mean, he talked about how art and politics needed to, in some ways, go together, and you've got all these kinds of things.
He also would have been shocked by all these books about how to start your own café and bar, sort of celebrating entrepreneurship, and how to get into Harvard. It's like, all of these things just wouldn't compute from his time.
Although I said it would actually maybe make him nostalgic for the time of his youth in the 1910s. He was a participant in the May Fourth Movement, which was a time of reading all over the world, looking for the best ideas circulating. So he might say, “Well, the teenage me would have really, really loved this.”
Some of the coolest bookstores were things that I was just amazed could exist in the early 2000s. But you can still read and buy copies of 1984, and you can still get some of these other things. That was a time when more and more of those things were being translated fresh. I'm not sure you get permission to translate some of those things now. There's more of a sense of caution.
Some of those bookstores would also hold events that would talk about the kinds of ideas that then take them to the next level and talk about their applicability to the situation in China. Some of those bookstores have closed or have had to become shadows of what they were.
One of the best ones—not the one I wrote about in Nanjing, but a similar one, a Shanghai one—was literally an underground bookstore. It was in a metro station, and it had really freewheeling discussions of liberal ideas in the early 2000s and early 2010s. But then it just got less and less space to operate under Xi Jinping, when things started narrowing, and it had to close in Shanghai.
It's just been reopened in Washington, D.C., as JF Books, and it's becoming this really interesting cultural hub. I'm really delighted. It's where I'm going to hold the launch for my next book when it comes out in June. It's a book on the Milk Tea Alliance, about struggles for change across East and Southeast Asia, including in places that are worried about the rising influence of Beijing. It seems just perfect to be holding it in the kind of place that can't exist in Shanghai.
So places like that stopped being able to exist on the mainland. Then they could still exist in Hong Kong, but now in Hong Kong, one of the coolest bookstores has had to close up. It just didn't feel like it could continue operating under tightening control there. And it's reopened in upstate New York.
So you have this phenomenon of bookstores. There are also a few bookstores called the Nowhere bookstores that opened in Chiang Mai, Taipei, and The Hague. And I heard one is maybe going to open in, or is open in, Japan too. My sometime collaborator Amy Hawkins, who covers China for The Guardian, wrote a great piece late last year about this overseas bookstore phenomenon, sort of carrying on the conversations that people thought they might be able to have in China and then couldn't, and imagined someday being able to hold in China but maybe can't.
So, first of all, boy, do I love America. And second of all, it makes me really sad because there are a very large number of incredible people in China, incredible minds. Maybe I'm romantic about this, but books are a catalyst for brilliant minds to flourish, and without that, there's a real loss. So I guess maybe this is a good time to mention something that I do think about.
Sometimes people will think, because of censorship, that there's an idea of brainwashing within China's population through control. I periodically get students from the mainland, and I have a lot of students from the mainland in my classes. I teach Chinese history, and I feel like, okay, now I'm contradicting the version of the past that they've been drummed into. But I'll still get students who are incredible free thinkers who have come through that system.
It just doesn't hold, or there are limits to it. Some of them are people who just got curious about something, and it is a porous system. It's more porous than North Korea, things like that. So even if there's that fear, friction, and flooding, which Margaret Roberts talks about, that ends up keeping lots of people on the same page as the government, there are still people who take the time to go over the firewall or get intrigued.
They see an image sent by a friend of theirs on social media. Somebody will share something with them on WeChat that doesn't get picked up by the censors, but they look at it carefully and say, “Oh, well, wait a minute. That contradicts what the official line is.” So there are still ways in which creativity and freedom of thinking persist.
I mean, that's really beautiful to hear. Fundamentally, the human spirit is curious and wants to understand, and especially young people, as we mentioned, are suspicious of authority in the best kind of way. They're always asking all kinds of questions, but we always have the child—the young person—inside us, always asking, “Maybe I'm being lied to in all these kinds of ways.”
But still, it's sad, because if you're not deliberately doing that, or if there's not a spark of possibility that comes before you as just a regular citizen of China, you might never really ask. Maybe there's a whole different perspective on history, on world history.
To be fair, I think the United States is often guilty of this very U.S.-centric view of history. It's similar with Europe; Europe has a very Eurocentric view of history. I often enjoy talking to people from different backgrounds, from different parts of the world, about World War II, because it's clear that they've read certain chapters of the story a lot of times and not the other chapters of the story: the Western Front in Europe and the Eastern Front in Europe.
And then Japan's and China's role in World War II, and the history around that before and after World War II in China, is not often talked about in the United States. I'm sure, if I can venture a guess, that the opposite is true in China. I certainly know the opposite was true in the Soviet Union, and even in Europe, which directly experienced it. France, Great Britain, Germany, and Italy all have very different ways of speaking and thinking and reading about World War II.
The same goes across all of history and all of culture. So yes, it's always good to question the mainstream narrative in your country and look outside. It's just harder to do in China, based on technology and all the reasons you've mentioned.
And if I can, I just want to give a shout-out. Thank you. I'll look at her work—Margaret Roberts and her ideas about fear, friction, and flooding. I can already tell there's a lot of brilliance here. Fear is the most traditional form, involving overt threats and punishments for accessing and sharing sensitive information.
However, Roberts finds that fear-based censorship is used selectively, mainly targeting high-profile individuals such as journalists or activists. For the average citizen, the risk of punishment is relatively low, and fear alone is not the main deterrent. She goes on to describe friction and flooding. Friction is attacks on access to information, and flooding is less visible than fear or friction, but is a powerful tool for shaping the information environment.
Flooding scares me more and more. Flooding is the brave new world.
Yeah, it is. And I think it's a whole world of short attention spans and social media and how this all works. I brought up Singapore because Chinese Communist Party leaders, including Deng Xiaoping and some of the other leaders, were looking at that. Going to Singapore can sometimes make you feel like you're in this futuristic setting, in terms of a lot of things that eventually came to other parts of the world being tried out there.
I think the seductiveness is that some of these things are really convenient, but at the same time, they strip things away. They're collecting information about you, which can also make your life easier at the same time as it's stripping away your privacy. We talk about the siloing of information and the targeting of ads and news.
Two things come to mind. To mention one, Christina Larson, a very bright journalist and friend of mine, who was working in China, wrote about this in MIT Technology Review. She said, “You need to think about China as having the best as well as the worst internet experience in the world.”
The worst is easy to think of. You know, the Great Firewall: you try to search for what happened, you search for “Tank Man,” and you won't get it. You search for information about the Dalai Lama, and you get all these lies about him. You search for things about Xinjiang, and it makes it seem like it's a place where people are happy rather than a place with massive extralegal detention camps, where your life can be ruined by things you have no control over.
But she said that, in other ways, when it comes to consumer pleasures and things, it was really advanced. A lot of things that then come out of the place are tried out there, and in massive numbers. Around the time that I had read that, I was in Shanghai, and somebody was explaining it to me.
They were talking about going out to eat. I said, “Oh, we've got such and such.” And I said, “Oh, that's like Yelp.” He said, “Well, yeah, but Yelp just tells you the overall rating for a restaurant over time. We've got one that can tell you which part of the restaurant you want to sit in because there's a waiter who's in a really bad mood, and people have posted enough information to tell you that, or what the best dish there is in the last week.”
You had a lot of things that were like, “Okay, you're a smart city, and you're controlled.” You can learn things about ease of movement, and Singapore had some of these things tested too. Way before you move into an underground parking lot now in the U.S. and find out whether there are any empty spaces on a floor, that was something that had been done years before in Singapore.
And you used money less often there because you had a kind of transponder that would automatically pay for your parking and things. It was something that could be very seductive.
The other line, besides “the best and worst internet,” that I always like is William Gibson, who wrote one of the other important dystopian novels of the present, Neuromancer. He wrote a rare nonfiction piece about Singapore in which he referred to it as “Disneyland with the Death Penalty.” There are times when I shouldn't laugh at that, but it is powerful. He's not welcomed in Singapore, let's just say.
He talked about how he went to Japan a lot in the 1980s, at a time when Japan was a place where you got a sense of what the future might hold. The dark side of this is the surveillance state at its worst, which we're seeing in Xinjiang and in other places. There again, it may seem like I'm just obsessed with science fiction, but it really is Minority Report.
It's this idea that you do certain kinds of behaviors, and we're seeing this in other places too. We're seeing versions of it in the U.S., where it's like, “Oh, we can tell from a pattern that you're the kind of person who might do X.”
So in Xinjiang, when they were starting to round people up, there's this great book by a Uyghur poet. He talks about how people were just starting to disappear off the streets, and they were being accused of being radicalized and being potential terrorists. The cues could be something like somebody giving up smoking or not drinking alcohol, because that was seen as something that sometimes went along with becoming more devoted to Islam and more devoted to a particular version of it.
#466
So he talked about how, when a group of poets and writers would get together, whether or not any of them drank, they would make sure there was a bottle of alcohol on their table, because it was simply a way of trying to stay ahead of this system of looking for these kinds of clues.
You really have this dark side of Xinjiang. This is an example in Tibet, too, with incredible tight control, and there’s more of that kind of push on personal life in other parts of China as well. But I think the question of whether we give up too much, and who can abuse what we do give up, is something that is being asked in the United States now about big tech companies as well as governments. But it’s also asked about big tech and the trade-offs involved.
I hadn’t thought about it until this conversation, which, I can tell, is why people find it stimulating to have these extended conversations. You have set lines, but then the conversation goes on and you think in a different way.
So what I used to always say about China after 1989 was that the Chinese Communist Party wanted to stay in power, and they realized that the Soviet Union and the Soviet bloc were falling apart. They knew that one reason why communism fell in Eastern Europe—and this is the simple way of understanding it—was partly about ideals and a thirst for freedom, but also that East Germans knew West Germans were having more fun and getting better stuff.
When some East Berliners got over the wall, one of the first places they went was this department store, to see if the images of better food and more choices were available there. It was true. I think this is as human as the desire for more freedom.
One of the things that the Chinese Communist Party never articulated this way was: How can we try to get to a stage where we don’t have things like Tiananmen again? What if we tried to make a deal with people? We’ll give them more choices in their daily lives. We’ll give them better stuff. We’ll give them more choices at the store and more choices about what to read, because we’ll give them more choices in the consumer goods and intellectual goods they want, or allow them to watch the movies and read the books that other people like them around the world are reading.
So we’ll give them more choices. We won’t open the floodgates completely, but we’ll give them more choices—not at the ballot box or in politics. This was the new kind of social compact: Allow us to keep ruling, and we’ll make sure that you’re living better than the last generation in terms of choices and material goods.
Now, one of the things that’s happening is that the economy under the Chinese Communist Party isn’t booming the way it was before. The sense that we’re clearly living better materially than the generation before—it’s not as easy an argument to make when you have slower growth rates and things like that. But the Communist Party makes different kinds of arguments now: The rest of the world is in chaos, and we’re more stable.
The thing that I hadn’t thought about, and that I’m now going to think about differently, is that the argument was, “We’ll give you more choices, and you’ll have more of a private life.” But now, in the period we’re in globally, there’s a new kind of suspicion about the degree of any kind of private choice. The post-Tiananmen generation was promised a little bit more space away from the prying eyes of the state, and now globally we worry about the prying eyes of whether it’s the state or tech companies.
It’s a different moment. What does it mean to say you have more choices? It’s almost like you have 2 knobs. One is 1984 and one is Brave New World. At first, they turned up the Brave New World—more choices—and now they’re turning up 1984, keeping the choices but turning up the surveillance. So the choices you make have to be more public.
Do you have a sense that the increase in censorship we’ve been talking about predates Xi Jinping? Is Xi Jinping part of that increase in censorship? What is that dynamic? What role does Xi Jinping play in what China has gone through over the past, let’s say, decade and a half?
#466
That’s a really great question. I was actually just writing a review of 2 books. One is called The Xi Jinping Effect, which was an academic volume of scholars looking at different topics and asking how much Xi Jinping, as a person, has really affected them. They come up with all kinds of answers.
But there’s a book I really like. Emily Feng of NPR has a new book out called Let Only Red Flowers Bloom. What she talks about, in covering the changes in China from the mid-2010s onward—and I think this really is one of Xi Jinping’s imprints on the country—is a narrowing of the spaces available for variations of ways of being Chinese within the country.
This goes against the grain of a pattern in the post-Tiananmen period of allowing more space for civil society, but also allowing Muslims to feel that they didn’t have to choose between their Muslim identity and their Chinese identity. There’s more and more of a kind of narrowing. We see this in Xi Jinping becoming impatient with Hong Kong, where there was a way in which—okay, this is a city that’s part of the PRC, but it really operates very differently.
He seems to be uncomfortable with difference, I guess, and he’s not alone among strongmen in wanting to impose a kind of singular vision of what Chinese identity means and what loyalty to the status quo means. There’s been a kind of tightening of controls over all the borders. One thing she reported on was Mongolian in Inner Mongolia. It had been seen as an unproblematic kind of frontier area—who cares if there was some revival of the Mongolian language? But under Xi, there’s been less patience with those kinds of differences.
There’s been more of a resurgence of patriarchy. All kinds of things have happened under him, but how much is it just him, and how much is it also a kind of mood or group within the party? Some of these trends, I think, began before he took power in late 2012.
My own feeling, from going to China fairly often from the mid-1990s until about 2018, was that until 2008—the year of the Olympics—each trip would feel like, “Oh, there’s just more space. There’s more breathing room.” It wasn’t becoming a liberal democracy, but I would notice things that felt like, “I’m surprised that that happens.” People just felt less worried about what they were saying and what they were doing.
That trend continued up until about 2008. But from the Olympics, and then the financial crisis after that, the Chinese Communist Party felt—I guess it was still insecure, but it felt cockier in some ways. It was as if they were saying, “Okay, maybe we can start asserting more control over things.”
I think that’s been stronger under Xi Jinping’s time in power, and he was already the designated successor by 2008. He was in charge of security for the Olympics. The Olympics was supposed to be a moment of possibly more opening up, because when Seoul hosted the Olympics, South Korea became a less tightly controlled right-wing dictatorship and moved toward democracy. Some people were hoping the Olympics might move China that way, and it went quite the opposite.
You mentioned that we don’t know the degree to which this change has to do with Xi Jinping or the party apparatus, and that question goes back to Confucius and hierarchy: How does power within this very strict one-party state work? What can we say? What do we know about the structure of this Communist Party apparatus? How much internal power struggle is there? How much power does Xi Jinping actually have? Is there any insight we have into the system?
#466
James Palmer, who worked in Beijing as a journalist and now is an editor at Foreign Policy, wrote an important piece a few years ago about how we should really be straight about what a black box Chinese elite politics are, and really not try to pretend we know more than we do.
We did used to have more of a sense of these ideological factions, but also of different views about how much tinkering there should be with the economy and things like that. They were also partly based on personalities and personal ties. We did have a sense that you could sort of map out these rival power bases and things.
We just have much less of a sense of that under Xi Jinping. It’s very hard to know, other than the small group around him, how it works. We don’t have a major defector who says, “Yeah, this is how Xi Jinping works.” We have Xi Jinping’s self-presentation and a lot of things that are then said about him.
There were some false expectations about him. Some people thought, “Oh, he’s going to be a reformer,” because his father was a liberalizing figure, but that doesn’t work that way. He does seem to care about orderliness. He does seem to care about certain things. He wants to present himself as a kind of scholarly figure in touch with China’s deep past.
We know he’s a strong nationalist and a kind of cultural nationalist as well as a political nationalist, but beyond that, we don’t have that much of a sense of what makes him tick. We get little hints. There was a secret speech that leaked out in which he talked about how the Soviet Union had collapsed because the leadership hadn’t paid enough attention to ideology.
#466
And he also said that none of them were manly enough to keep control. So I imagine that if he and Putin ever have a heart-to-heart conversation, 1 thing they’d find to agree on is this distaste for Gorbachev. This feeling that Gorbachev was doing things the wrong way—not manly enough.
Yeah.
#466
And 2, not strong enough about really keeping control. For Putin, it would be that it led to the loss of an empire. But for Xi Jinping, there’s a bit of being haunted by what happened to the Soviet Union: “I’m not going to be the leader who sees the diminishment of this landmass that was, in a sense, rebuilt over time under Mao and then Deng Xiaoping.”
You have this very powerful story about the Chinese past that the Chinese Communist Party makes a lot out of, but that the Nationalist Party, which was Mao’s great rival, also made a lot out of. It has a partial basis in fact: from the middle of the 19th century to the middle of the 20th century, China, which had been a strong force in the world, got bullied and nibbled away at by foreign powers.
It’s important to realize that there are elements of that story that are very true, and the answer they had was, “Under my watch, that’s not going to happen.” The reason why my party deserves to rule is because it can reassert China’s place in the world. Both the Nationalist Party and the Communist Party predicated themselves on this nationalistic story of being in a position to prevent that from happening again.
This is a bit of a tricky question, but is it safe for journalists—for folks who write excellent books about the topic—to travel to China?
#466
I think there are all kinds of different considerations about safety. Until recently, at least, the people who were most vulnerable were people of Chinese descent—people originally from China who had gone abroad and were coming back, or even Chinese Americans who went there. There was a higher expectation that they should be on board.
So you had early cases. My friend Melissa Chan was an early person kicked out when she was working for Al Jazeera and reporting on Xinjiang. That’s 1 kind of person who was vulnerable because of this expectation that they should be somehow more loyal.
Another kind of person who was vulnerable—or, in this case, more likely to be blocked from China—were people from outside China who were amplifying the voices of people within China or exiles from China whom the government would like to silence. The Communist Party is particularly concerned about that.
The Dalai Lama, and scholars who worked on Tibet and had connections to the Dalai Lama, were early people to have trouble going to the PRC. Then there were scholars who worked on Xinjiang and were connected to Uyghurs. But there also were people who were personally connected to dissidents or exiles who would amplify their voices, translate their work, or promote them.
In that case, it wasn’t necessarily dangerous if you got into China, but you were more likely to be denied a visa if you were the kind of person who was doing that. I wrote critical op-eds about the Chinese Communist Party. I published them in some high-profile places. I’ve written a lot about Tiananmen and about human rights issues, and I kept getting visas to go to China.
I testified to the Congressional-Executive Commission on China about the Tiananmen protests on the 25th anniversary. Some people said, “Oh, that’s the kind of thing that would lead to you not getting a visa.” I got a visa right after that.
Now I think it might be different. Some of these expectations have changed. There have been people who’ve very surprisingly gotten in trouble. These 2 Canadians were clearly a kind of tit-for-tat, partly because a tech magnate’s relative was being held in Canada. It was also about not picking a fight with Americans.
But there were certain kinds of things where you could map out what was the riskiest thing to do. So I went in the 2010s, having written forcefully about Tiananmen, and I didn’t feel in danger. I felt there was an awareness, in some cases, of what I was saying. If I was giving a public talk, there was an awareness of what it was.
Sometimes you didn’t want to get your host, who had brought you to a university, in trouble by saying something that would get them in trouble. I think it was often that you were more vulnerable if you were within China or connected to China in different ways.
For me, it’s been confusing these last few years. I wrote 1 piece about this: I’m not going to any part of the PRC for the time being. But I always thought that Hong Kong was a place that I’d be free to go, even if things got difficult. I didn’t get a visa for the mainland; you didn’t need a visa for Hong Kong.
With the mainland, I had kept a kind of distance from the dissidents that I was writing about. With Hong Kong, I felt that these rules didn’t apply, and I was more connected to them—more friends with some of them. Then, with the crackdown that’s come to Hong Kong, there are exiles from Hong Kong who have bounties on their heads.
So now I feel that it’s not necessarily that anything would happen to me if I went to Hong Kong, but I feel I would be very closely watched. I wouldn’t want to meet with some of my friends there who aren’t this high-profile. I don’t want to go to a place where I would feel that I was toxic in some way, right?
1, you’re walking on eggshells, and 2, you can get others in trouble. That kind of dynamic is complicated.
So it’s fascinating that Hong Kong is now part of that calculus. I’ve gotten a chance to speak to a bunch of world leaders. Do you think it’s possible that I would be able to do an interview with Xi Jinping?
#466
If you do, I would be very pleased, because I could watch that interview and get some insights about Xi that have been very hard to get. It’s been really difficult. There have been very few discussions with him. He doesn’t meet with the press, and he doesn’t give press conferences. There are a variety of things, and this is different from some of his predecessors.
Jiang Zemin famously was interviewed by Barbara Walters and asked about Tiananmen, and he tried to make out that it wasn’t a big deal. There were a variety of things, but he had relatively spontaneous conversations. He’s the only Chinese leader I’ve met, but I met him before he was a major, major leader. He was the party secretary or mayor of Shanghai, and it matters because the party secretary is the more important role.
He met with a group of foreign scholars who were going over to Shanghai in 1988 for a conference on Shanghai history. Just to show you the limits of anybody who thinks they can predict what’s going on in Chinese politics—and predictability is very hard in general in the world—the consensus among us, and these were some of the most knowledgeable foreign scholars on China, was that this was somebody who had probably topped out because he was meeting with us. He must not be heading anywhere up. And then, after Tiananmen, he became the top leader in China.
But you could pick things out from being in a room with him. He liked to show off his cosmopolitanism. Xi Jinping gives these speeches about all the foreign authors he likes and has read, but it’s all very scripted, at least in his own head, too. It’s very carefully done to present a certain image of himself. We really don’t get many senses of what he’s like in unguarded moments, or whether he has them.
Sometimes we get the illusion of them. There was an image of him and Obama in their shirtsleeves at the Sunnylands meetings, and the photo showed them walking and talking. But there’s no translator in the image, so how are they talking? What language are they using? How is this? Or is it just a kind of performance?
There are, of course, exchanges with top leaders, and Trump will say they’re friends, or say these kinds of things. Xi Jinping can talk about somebody or some country being a friend, but we don’t have a sense of what makes him tick as a person.
So maybe you should ask him about Ernest Hemingway and see if he really gets excited about him, because in the generic things he talks about, all these authors, you can feel him ticking things off: “Oh yes, I’m glad to be in England, the country of Shakespeare,” and this. He goes off these set things.
But Hemingway—there’s some sense that he had some special feeling, which fits in with some of the macho side. That would be interesting. He doesn’t mention Orwell as 1 of his favorite British authors as much. He says he likes Victor Hugo a lot, and that became a little tricky because “Do You Hear the People Sing?” from Les Misérables became 1 of the protest songs in Hong Kong.
Victor Hugo is a rare Western author who’s had a pretty steadily positive image in China, even during periods when all Western authors were problematic. Victor Hugo famously wrote a statement denouncing the European destruction of the Old Summer Palace in Beijing in 1860, at the end of the Second Opium War. He said, “How can we claim to be civilized when we’ve destroyed 1 of the great creations of civilization?”
So that made him a long-term friend to the Chinese nation. Mark Twain has had a pretty good reputation because he was a critic of American imperialism. If you do get to talk to Xi Jinping, talk to him about Ernest Hemingway and Victor Hugo, and I’ll be curious to see if those were the ones who really resonated.
One of the things—and it’s a strange thing that I’ve become aware of, having spoken with world leaders—is that I’m distinctly aware there’s a real possibility that the black box we mentioned, the Communist Party of China, will listen to the words I’m saying now. And so I have to wonder how much that affects my possible tourist-like trip to China, because there’s a difference between an influencer that does fun things, plays video games, and goes over to China, and somebody that actually covers China to some degree, whether critical or supportive or nuanced, or any kind of way in the full spectrum of ideas you can have about China, including Chinese history.
Whether that’s going to be seen, carefully analyzed, and have repercussions when you travel—that, and because of the black-box nature, and because it’s, for me personally, just a culture that’s very different from anything I’m familiar with, it makes me a bit nervous.
#466
It’s certainly gotten harder for journalists to operate in China. There’s a way in which journalists now look back to the early 2000s, and it was really quite extraordinary what they could do. Well, you have a lot of listeners. I don’t think there’s that tight a watching of what an academic writes about the Chinese Communist Party, but there are certain things that are clearly kind of tightly policed.
One is discussions of the private life of Chinese leaders and their families, and issues of really following money trails for corruption and things like that. So there was the case of the Hong Kong booksellers who were kidnapped, and one of them is still in a Chinese prison. He would be a good example: Gui Minhai, the kind of person who was vulnerable.
He was born in China. He is a Swedish citizen, and he was spirited out of Thailand into the mainland. The reason why he was on the radar of the Communist Party was that the publishing house in Hong Kong that he was connected to was publishing works about the top tier of the Chinese Communist Party and contradicting the vision of them as a certain kind of moral exemplars.
That’s different from writing things about China having a bad human rights record, or something like that, as I did. These were books that were exposés—some of them kind of gossipy and lightly sourced, some of them much more serious—but they were about something that the Communist Party leadership wants to make a no-go zone.
I’ve thought sometimes that Xi Jinping seems to have lèse-majesté envy. I don’t think it’s general criticisms of the Chinese Communist Party as an authoritarian structure, or of it as a place that doesn’t deserve to rule, in very general terms. I don’t think that’s something where they then pick you up at the border and say, “Oh, no. We can’t let that person in,” because people are let in.
It’s not rational. It’s not a rational process. There are people who’ve been denied visas, and it seems pretty inexplicable. I think the rules are changing very quickly all over the world for what’s safe to say and do.
Well, either way, I do know that the Communist Party and likely Xi Jinping himself watched my conversation with Prime Minister Modi. They responded to it, and I do hope—and I will definitely go to China—that I hope to talk to Xi Jinping. It’s a fascinating, historic, ancient culture, and China is the major player on the world stage in the 21st century. It would be fascinating to understand the mind of the leader of that great superpower.
Speaking of leaders, what do we understand about the relationship between Xi Jinping and our current president of the United States, Donald Trump? Is there really a human connection, something approximating a friendship, as they’ve spoken about, or is it just purely realpolitik maneuvering—world leaders playing a game of chess? Or is it a bit of both?
#466
There’s a degree to which I think there’s some confusion about a couple of things. One is that, when there’s a sense that Trump is uniquely tough on the Chinese Communist Party, he has periodically said things praising Xi Jinping as a leader, even praising Xi Jinping’s strength. So, in some ways, for the personality cult of Xi Jinping, some of this is useful, because the Chinese Communist Party needs to tell a story about why it deserves to keep ruling. One of those stories is that the world is a dangerous place and there isn’t enough respect for China.
So when there’s very tough talk about China coming out of the White House, that’s useful. The other part is about Xi Jinping being just the right person to have at the helm. When there’s praise for him and his showing toughness, that also works well.
The argument among at least some China specialists is that the Chinese Communist Party likes predictability, and Xi Jinping seems to like predictability in particular. Donald Trump clearly isn’t a predictable figure, so there might be a way in which this is unsettling.
But I think the other part of it is that, under Xi Jinping, the Chinese Communist Party wants to gain more allies around the world. Xi Jinping wants China to be seen with more respect around the world, and at the moment he is in a position where he can present himself as an orderly, thoughtful, gradualist figure.
In some ways, as much as there is tension between the 2 capitals, things are going in a way that benefits Xi Jinping and can seem good. That doesn’t explain what their personal relationship is, how they actually see each other when they’re in the room together, and whether that matters or is part of the calculus at all, because after all, they are leaders of superpowers.
I think for Trump it matters. Personal relationships matter. But, of course, we see a lot. We know a lot about Donald Trump. We know a lot about the White House. Actually, let me just say as a tangent: for whatever you think about this particular White House, one of the things I really like is that every single member of the Cabinet is willing to talk for many hours every single week about what they think, how they see the world, and to explain Donald Trump’s approach.
It doesn’t matter if you disagree with what they’re saying. Maybe you say they’re dishonest, maybe they’re misrepresenting things, but there’s a lot of information. That’s something we don’t have with China, and it makes me, as a fan of history and as a fan of deep political analysis of the world, sad, because it’s a very asymmetrical amount of information.
But anyway, let me lay out this particular complexity we’re in now: this trade war between the United States and China. You’re not an economist. In fact, you think deeply about the history of peoples and the history of China. You think about culture, protests, movements, and so on. There’s some degree to which this trade war is less about the economics. That layer is also very important, and we could discuss it, but there’s also a deeply cultural standoff almost happening here, which would be interesting.
In April, as people know, Trump escalated a trade war with China, using tariffs and raising them on Chinese imports to 145%. Xi Jinping then responded by raising tariffs on US goods to 125% and suspending exports of certain rare earth minerals and magnets to the US. The Chinese government also indicated it would limit the import of Hollywood films and restricted certain American companies from operating in China.
After that, Xi Jinping broke his silence on April 11 and again on April 14, basically saying that China is not backing down, and positioned himself and China as the “responsible superpower” that promotes, as you were saying, a reasonable multilateral global trading framework and a stable global supply chain. He said, “For over 70 years, China’s progress has been built on self-reliance and hard work, never on handouts from others, and it remains unafraid of any unjust oppression.”
He also said, “There are no winners in a trade war, and going against the world will only lead to self-isolation.” This was all said as part of a tour of Southeast Asia, and he was calling on China and the European Union to defend international rules opposing unilateral bullying.
At the same time, I saw that China’s escalating internal propaganda included, interestingly—it would be nice to talk to you about it—the use of Mao Zedong’s 1953 speech during the Korean War, where he says, “We will never yield.” My question is, with this standoff, who do you think will blink first? Where does this go?
I think one persistent theme—there’s a lot to unpack there for a historian, too—is that the reference to being bullied by a foreign power is something that comes up periodically and plays to this notion of the 100 years of national humiliation that’s been talked about by generations of Chinese leaders, referring to the period from the 1840s to the 1940s.
There was a group of foreign powers involved in bullying China in one way or another, and you can selectively pick one or another. If Xi Jinping gives that kind of speech in Southeast Asia, he’s speaking to a place where there is knowledge of times in the past when the United States was an aggressive force there. It’s also a part of the world where there have been times when China has been that.
So there is a way of positioning vis-à-vis other parts of the world that is a crucial part of this. I guess I’m circling around it, but there’s a tendency in discussions of US-China relations to think about it in terms of a bilateral discussion or dispute, even though time and again we realize that places other than the United States are key variables in these things.
So, with the US and China being at odds during the Mao era, what changed things dramatically?
#466
It wasn't so much a change in—I mean, yes, Nixon was the one who went to China, but what made it possible for Nixon to go to China was that the Sino-Soviet split happened. It was actually tensions between China and the Soviet Union that altered the equations for the United States and China.
Another example: I happened to be in China in 1999 when NATO bombs hit the Chinese embassy in Belgrade, and 3 Chinese citizens died. There was tremendous discontent and anger about that within China. There were some rare protests that the government allowed to happen, but students were worked up about it, and there were protests outside the American embassy and the British embassy. That happened, and then in 2001 there was a spy plane incident. There was a lot of discussion that the next decade was going to see US-China tensions being the major force in the world.
9/11 happened. It was a dramatic reset for the trajectory that the US and China were on. These are 2 totally different things: the Sino-Soviet split and 9/11. In both cases, no matter how careful you were at parsing what was likely to be the next 5 years for US-China relations, it got dramatically changed by something that happened that wasn't the US and China.
During the current situation, the trade war, I know that it will be very important that China can increase—try to increase—sales of consumer products to Europe. This is something, and Europe's view about the United States is changing right now. These are all kinds of variables that are outside of simply Washington and Beijing being the 2 actors. Sometimes Beijing can't control what's happening outside, and sometimes Washington can't. So, I guess this is simply saying that when you're watching and trying to keep your eye on the ball, it matters a lot what India's relationship to China and the United States is.
All of these are happening there. So, I think that's it: it's both tremendously important what's going on between China and the United States, but it's important to remember that they're not the only players in this dynamic.
Also, on top of this, how much cultural will is there to sort of not surrender to bullying? How much of that is there? So, like you said, the century of humiliation, both for Xi Jinping and the Chinese populace—like, willingness to go through some short-term pain to not be humiliated.
#466
The story that's been intensively told about the past is something that provides the possibility for this to matter a lot. It's so much a part of the legitimating story of the Chinese Communist Party. Then you have to look at whether there are things that are happening that aid the Chinese Communist Party's story.
So, the rise of what can seem like, or is, anti-Chinese sentiment within the United States can feed that propaganda story. Certainly, during COVID, there was a way that if you're the Chinese Communist Party and you're saying, “We get a disproportionate amount of blame for whatever happens in the world,” then if there were things you could point to in the foreign media or from foreign governments, that helps you.
So, I think there is a setup here where, certainly for Xi Jinping, the desire to not be seen as weak is crucial.
Sometimes I wonder how much these leaders operate on pure ego, because politically and on a human level they don't want to come off as losers in a standoff versus coming to an economic win-win for both nations. And I worry that there is a real pride here, that the century of humiliation has deeply saturated the populace and the Communist Party—this idea that they're just not going to back down.
And that, I think, will cause tremendous pain in the short term for the United States, for China, and the world, because it completely transforms the supply chain of everything. There is a global nature, a multilateral nature, of all the economic partnerships that have formed throughout the 21st century.
This kind of protectionist, nationalistic ideology goes in the face of all of that, and it's going to create a huge amount of pain for regular Americans. But also, I worry that this increases, not decreases, the chance of a global war or conflict of different kinds. Do you see a hopeful possibility for resolution, for de-escalation here?
#466
It's a hard time to figure out what you can do to find hopeful angles. I mean, I guess what's hard is to even balance these things out.
One of the things that I've thought about when you talk about rising chances of war, Taiwan often comes to mind with China. One of the things that I've thought of is that, for Xi Jinping, the chances of military action against Taiwan would be increased by a sense of desperation, a sense of losing popularity, or a sense of not having a good story to tell about why he and the party deserve to lead.
So then there's a kind of way of playing to the national sentiments of some part of the population. In a sense, it's hopeful that, in some ways, right now Xi Jinping is not looking desperate in the eyes of the world. He can focus on potentially being seen more positively in other parts of the world by seeming like a kind of force for stability, seen as somebody who's supporting rather than challenging some elements of the global order.
That might lessen the chances of a rash action toward Taiwan. That would be a kind of desperation move.
The complicated thing here is that if he gives in, he can come off as the responsible person who cares about the world, or he can come off weak. If he doesn't give in and even escalates the tariffs—although I think he said no more escalation on the China front—then he comes off strong, but also the equally unreasonable person who doesn't care about the world, who only cares about his own ego and maybe some aspect of the Communist Party maintaining power.
Because, just like with Tiananmen Square and the Tank Man, you don't know, once you make the decision, how the world will read that decision, what kinds of things will become viral memes about the telling of that story. And, of course, in part, I think Donald Trump's reach is much wider because he's constantly out there, and I think there's more reserved, less messaging out of Beijing.
So, it's a really chaotic environment in which to make strong decisions. But since you brought it up, we'll talk about Hong Kong, but let's talk about Taiwan, and maybe there are some parallels there. Given Xi Jinping's emphasis on the great rejuvenation of the Chinese nation, and unification with Taiwan being a crucial part of his vision for China, what do you think are the chances, and how willing is he to use force to annex—to forcibly gain control over—Taiwan in the coming years?
#466
I'll frame it in a way that I think does lead into talking about Hong Kong, because I think these are connected issues. In 1984—the year, not the book this time—that's when a deal was struck, basically, between London and Beijing over what would happen to Hong Kong.
Hong Kong Island became a British colony at the end of the First Opium War, in the 1840s. Then the Kowloon Peninsula near there became a British colony in the 1860s, after the Second Opium War. But then there was a large amount of territory of what we now think of as Hong Kong, called the New Territories, that came under British control in 1898 but was not a colony. It was a 99-year lease.
So, 1997 was this kind of expiration date for the lease of this large amount of territory of what we now think of as Hong Kong. It's a large amount of territory that the rest of Hong Kong—Hong Kong Island and Kowloon—depend on for energy, water, and food. So, it would have been very hard to just give back, to transfer those parts to the People's Republic of China.
A deal needed to be struck over what would happen in 1997. The London side wanted to do something to protect what was going to happen to the people there. Remember, this is not what usually happens to colonies. Colonies usually go from being part of an empire to being some degree of self-governed.
Because of that, the Chinese representative at the UN insisted that Hong Kong was not a colony and Macau was not a colony, because then they would have to be decolonized and become independent. But, anyway, there was an understanding that something would have to happen in 1997.
London wanted some protection for the people in Hong Kong, who they knew were living in a very different way than people lived under Communist Party rule. There was a different kind of rule of law. There wasn't democracy, but there was some degree of input in governance.
The colonial authority in Hong Kong—the most powerful person in Hong Kong—was appointed by London. After 1997, the most powerful person would probably have to be somebody who could work with Beijing. But in this negotiation, something called “one country, two systems” was come up with.
Hong Kong would become part of the People's Republic of China in diplomatic terms. It wouldn't have its own military, but it would have its own system for 50 years. That was the idea, from 1997 till 2047. There was tension from the beginning over what that other system was going to be, what part was going to be separate.
#466
Clearly, everybody agreed that Hong Kong would need to have a different economic system. It had capitalism, so people agreed on that. But there was tension from the start over legal, political, cultural, and other things. Things were written into this deal: over time, Hong Kong people would govern Hong Kong. But Beijing thought they would govern Hong Kong, and it would be a Hong Kong person whom Beijing played a role in choosing.
The reason why Taiwan is relevant to all this is that in 1984, as they were discussing this, the Chinese Communist Party said, “We’ll come up with this arrangement, and people in Taiwan should pay attention to it, because it could provide a model for what could happen with them being absorbed into the People’s Republic of China.” The idea was that Beijing was saying, “Hey, people in Taiwan, watch what happens to Hong Kong after 1997 and think about it as a model for what could happen with you.” It was saying, “Watch how smoothly it will go.”
Over time, people in Hong Kong started saying, “Well, wait. Beijing keeps nibbling away at, chipping away at, these things that make us separate.” Especially after 2008—I mean, there were reasons why Beijing went especially light on Hong Kong early on after 1997. They wanted to join the WTO. They wanted to host the Olympics. A big move against Hong Kong then could have endangered those things. Also, at that point, the PRC was heavily dependent on the Hong Kong economy.
Also, because I’m a university person, in 1997, when Hong Kong became part of the People’s Republic of China, Hong Kong universities were the only universities in the PRC that were considered totally world-class. The University of Hong Kong and the Chinese University of Hong Kong were highly rated institutions. At that point, Peking University and Tsinghua University were not yet considered world-class institutions, because they didn’t have the kind of economic and academic freedom in the humanities that was, at that point, needed to have higher ratings. Over time, that difference started to go away, because global ratings of universities stopped caring as much about academic freedom and things like that. Beijing universities surpassed Hong Kong universities.
By the 2010s, when you started to have these protests in Hong Kong pushing back against what was called mainlandization, and against this sort of clamping down, Hong Kong protesters in 2014 put up a banner. Beijing was holding the line against Hong Kong people who wanted to have real elections to choose the chief executive, rather than a system where there were elections but only people whom Beijing approved could basically run. Hong Kong activists put up a banner saying, “Hey, Taiwan, look at Hong Kong. Taiwan, beware. Hong Kong’s today could be Taiwan’s tomorrow.” So, basically, they were turning the one-country, two-systems argument around and saying, “Yeah, Taiwan, you should watch what happens here.”
One way to think of Chinese leaders since Mao is that Mao and those after him wanted to make China territorially bigger than it had been, to try to reclaim land. Under Mao, Tibet, which had not been part of China, became part of the People’s Republic of China. Mao offered something a little bit like one country, two systems to it. Isabel Hilton, who writes wonderfully about Tibet, has talked about the parallels with the Hong Kong system, and some Hong Kong activists saw parallels as well.
Tibet was supposed to go its own way as part of the People’s Republic of China in the 1950s. Then, by 1959, the center got restless and tried to interfere more. Local people pushed back against it, and what seemed like it might work out somehow, against all odds, exploded. The Dalai Lama went into exile. The Dalai Lama had previously thought that maybe he and Mao could work together, but that didn’t work.
In Hong Kong, a new version of the experiment happens, and it becomes clear in the 2010s that it’s not really workable. The center is less patient, needs Hong Kong less, and the Hong Kong people feel that it’s more of a now-or-never period to push back.
You could say that Deng Xiaoping oversaw the deal that got Hong Kong and Macau to become part of the People’s Republic of China. He could point to that, even though he died right before 1997. But he had achieved that kind of deal. Xi Jinping could argue—you could argue—that he finished the deal of making Hong Kong fully a part of the People’s Republic of China, doing away with this degree of difference. You could say that this is a stepping stone toward Taiwan. Or you could say that this and the South China Sea island buildup might be enough for him to put his stamp on having been the kind of leader who expanded Beijing’s reach.
He probably wants both. To the extent that he would like Taiwan to become part of the People’s Republic of China—which Taiwan has never been part of—the hope was that it could happen through a more gradual absorption, with people in Taiwan being willing to think of that. Yet, in part because of what’s happened to places like Hong Kong, there’s a fiercer, stronger sense of Taiwanese identity now than there was at an earlier point. The parties that are more willing to try to negotiate some kind of tighter connection with the PRC are often doing badly in elections there because of this mood.
2047 is 50 years from the 1997 handover that you were talking about with Hong Kong. On top of that, 2049 is 100 years from Mao taking power. It feels like at that moment China could take Taiwan, because it does seem that there’s a kind of value for history in China, and they take these dates very seriously.
On the other hand, as you have studied, there are tensions, displeasure, and protests—some of the biggest in human history—in Hong Kong. Put all of that together, and so many possible trajectories of human history can happen here.
#466
Yeah. I mean, I’m particularly interested in youth movements, and one of the things about generations—I think generation is such an important factor. People know that generation is important, but sometimes people think that if you divide people up into economic groups, or into racial or ethnic classes, those groups somehow seem more tangible. But I think with things like the Hong Kong protests, there was a process of what was seen as mainlandization, of Beijing moving to make the things that were really distinctive about Hong Kong less distinctive and minimizing the differences.
This process sped up dramatically after the 2019 protests. Partly because of the distraction of COVID and the distraction of the world, there was this imposition of a national security law that basically did away with the differences. You had some people in the city from an older generation saying, “Why couldn’t they have just been more patient? Why did these protests force the hand of the people in power?”
But I think age has a lot to do with it. If there was this kind of gradual erosion, or there was going to be this process of doing away with the things that made Hong Kong really special and that people loved passionately about it, including a freer press, or just a freer associational life and things like that, then the age you were mattered. If you were 17 in 2019 and people were saying, “By 2047, it will all be gone,” or, “Maybe it’ll even all be gone in 10 years,” then you’re talking about living most of your life in a Hong Kong that isn’t the Hong Kong you really love. Whereas, if you were 80, you were saying, “Why not be patient?”
People in between had all kinds of other things. This is one thing that often leads to a kind of rationality toward younger people being more militant about certain kinds of things. I think we see the same thing with climate change and climate activism. You’re talking about whatever the projection is of when things are going to get worse further down the line. The younger you are, the more of your life is going to be lived in that scenario. There’s a logic for more of that kind of impatience.
There’s also a sense of frustration with an older generation not having done enough to resolve issues. These are things with Hong Kong, with climate change, and with Thailand, the place that I’ve been working on lately. One of the slogans in 2020, when there was a push for democracy, was, “Let it end with this generation,” which again expressed this kind of sense that gradual solutions are fine, but we’re carrying more of the burden of what we’re going to live with.
With 2019 and the protests, some of the things that were being chipped away at by Beijing had begun earlier. In 2012, there was an effort to impose mainland-style patriotic education. It was seen as something like, “Who cares how civics is taught?” But actually, that has a lot to do with the larger political story. The protesters that year—young people—stood up and actually got the government to blink. The local authorities backed down on bringing in mainland-style education.
In 2014, the protest was an attempt to get full voting rights for the chief executive. The government didn’t blink on that. That was something where they held the line. It was a big, colorful, exciting protest, but in the end, it hit a dead end.
In 2019, there were even bigger protests, and at first, it seems surprising what the issue was. The issue was an extradition law that would have potentially allowed people who committed crimes in Hong Kong to be tried for them on the mainland if the mainland wanted them. The difference is that they’re really different court systems. Hong Kong never had democracy under the British, but it did have a stronger rule of law and more independent courts—courts that sometimes decided things that went against what the government wanted. The mainland doesn’t have that kind of court system.
#466
98–99% conviction rate. In Hong Kong, if you were arrested, even before 2020, under a kind of politically related charge, you were out on bail and giving interviews with the press. On the mainland, that didn’t happen.
So I think in 2019, having lost the battle over voting, there was this idea that, okay, we’ve really got to take a last stand to defend the rule of law and a kind of degree of separation of powers. That doesn’t sound like an obviously compelling thing for slogans, but it is something that I think we’ve realized in this country and in other countries as well is really definitive about where things are politically.
Well, I should also say this is more dramatic than it sounds with extradition, because it gives power to mainland China to imprison political activists and then try them in a very different way. It’s not just a different system; it gives another lever, and a powerful one, to punish people who speak against China. I mentioned the Hong Kong booksellers who were spirited over the border, and one of them was still in prison for having published things in Hong Kong that it was supposed to be okay to publish in Hong Kong, but not on the mainland, and yet they ended up being charged.
There was a clear sense that if they didn’t protest, would they be able to protest later? This was one of maybe the biggest protests in history, percentage-wise, because there were 1–2 million people in the biggest protests, and this is a 7.5-million-person city. If you think about what that means, it’s just enormous.
There were some very daring protests around that period: the Hong Kong ones, and the year after that, protests in other places, including Belarus, where people were again taking big risks. If people have a feeling that it’s a kind of last moment, these were giant, and the protests kept growing. I think they kept growing in part—and this happens with protests; it’s always hard to figure out—but in the case of Tiananmen and in the case of Hong Kong in 2019, if people feel that the protesters have the moral high ground in one way or another, that can make a difference.
What tipped it that way in Hong Kong, I think, was really that the police were using strong-arm methods, and the government was never apologizing or saying, “We need to investigate that.” What really kept the protests going was that they became a referendum on the right to protest itself. What I think the government hoped, and what Beijing certainly hoped, was that some of the protesters would start taking militant, violent actions that would alienate the populace from the protests.
The protesters did do some of those things, but they tended to attack property; the violence was often against property. When there was occasional violence against people, people within the movement would apologize or try to distance themselves from it. Meanwhile, the government was never apologizing or distancing itself from the police. That created a dynamic where they had these enormous numbers of people who were previously on the fence about things turning up for these protests and leading to them being giant.
Even people were turning up, and this was a city that sometimes had the reputation—an often-misunderstood reputation—of being one where people didn’t care that much about politics; they just focused on living a good life. But there was a sense that they wouldn’t have that possibility if the police were behaving this way. The police used to be really highly respected in Hong Kong, but they lost that.
Maybe you can speak to some of the dynamics of this. First of all, you were there in the early days, as I understand. How does a protest of this scale explode as it did? It starts with small groups of students, of young people. From all the studying of youth protests, how does maybe anger, maybe ideological optimism, maybe the desire for revolution and for better times amongst a small group of students become a movement? How does that become a gigantic protest?
#466
One of the things emphasized by some of the most impressive books I’ve been reading about other places is that protests are often preceded by other protests that may seem like dead ends, but actually provide people with the kinds of skills, scripts, and repertoires to then carry out things on a larger scale.
We often get captivated by a moment that seems to come out of nowhere, but it often doesn’t. The ground can be laid by an earlier generation that passes on the stories about it, or it can be laid just a few years before. Sometimes a new generation will say, “Look at what they did. That was exciting, but we want to put our mark on things,” generation by generation.
In 1986, there were protests that sort of fizzled out, which helped lay the groundwork for the 1989 ones. In Hong Kong, there were the 2012 and 2014 protests that laid the groundwork for 2019. Sometimes it was the same activists out on the streets again, but sometimes it was a younger generation that said, “Yeah, okay, but that failed, so what can we do differently?”
We see this in cases in the U.S. and around the world: this kind of percolation of things that happen, sometimes in conversations that continue. Sometimes failures can seem like dead ends, but over a long period of time, we see them as succeeding. It can seem irrational to try to do something after the last 3 times people have tried to do it have failed. But occasionally history shows that the 3rd time, or the 5th time, or the 20th time actually does succeed.
In Eastern Europe, you would say that in 1956 there was a rising, and it was crushed. In ’68, there were risings, and they were crushed. In Poland in 1981, martial law was imposed. In 1989, what were East German protesters thinking when they poured out onto the streets? Then it happened. But this time, it wasn’t crushed.
I think there’s a way in which social movements are fundamentally unpredictable, and there are just times when, against all seeming odds, something that seemed like it would be there forever just no longer is.
And that’s the case you make for when the odds seem impossible: it’s still worthwhile.
#466
It doesn’t mean that it will work. But I think history has enough examples of things that seemed impossible. This explains why certain figures are so inspirational for generations of activists. There’s a reason why people talk about Václav Havel, whereas if Václav Havel had died in 1988, people would have said, “Oh, maybe he was a great writer, but he didn’t live to see his political project come to fruition.” But then he lived to 1989 and became president, against all expectations.
Rebecca Solnit has a new book, No Straight Road Takes You There: Essays for Uneven Terrain, and she’s talking about taking a longer view of some struggles that seem to achieve things after the point when people might have imagined that they had run into dead ends. She’s talking about keeping your eye on the gains that happen, even incrementally, and the ways in which there’s a need to take a longer-term perspective on some of these things.
I think it’s a strange thing because there’s also often an impatience in movements, with people wanting immediate results. But as a historian looking at situations, I mentioned Eastern Europe and Central Europe. Taiwan was a right-wing dictatorship under a version of martial law for decades, and at each stage it would seem that people struggling to change it were on a quixotic, impossible kind of mission. South Korea was in a similar situation, and then in the late 1980s you start to have those things unravel.
It’s partly because of a kind of steady resistance, and it’s partly because something in the world changes, but there’s often a combination of those things. I’m interested in that whole question. We know that what happened in Hong Kong in the short run didn’t work, and I don’t see a way in which the national security law is reversed or anything like that. But that doesn’t mean that it was a completely impossible effort, even though we know the result in that case was failure.
So the protests are generally worthwhile. As I look at the description of the migratory routes ideas take, they seed ideas in the minds of people. Then they live with those ideas and share those ideas; they deliberate through those ideas; they might travel to different places in the world, and then those ideas return and rise up again and again.
There are 2 parts of the world that I think are fascinating and unpredictable. One is Iran, where the trajectory that place takes might have a completely transformative effect on the Middle East. The other one is China, and the protests—whether in Taiwan, Hong Kong, or maybe other influential parts of China—could have a completely transformative effect on the world if those ideas keep percolating up and up again.
#466
So maybe this is another case where the people and leaders in the Chinese Communist Party do know about history, and they care about history. One history they know is that the Chinese Communist Party was almost destroyed in 1927. I mean, if you were taking odds on the chances that this ragtag group being pursued in Shanghai would survive, they would have seemed very low, and yet over time they somehow managed to ride it out and eventually come to power.
#466
There's an awareness of the ways in which the seemingly impossible can happen. It doesn't mean it will. This is why I think one of the really tragic or heart-rending things is that you can have situations in which movements that seem to be pursuing an impossible end result achieve that result, and then, after another period, the country goes into another really difficult period, or it seems that the successes are being rolled back.
My new Milk Tea Alliance book that I've just written is dedicated to 2 people who've lived through a variety of these things. One is a Burmese activist who was involved in a failed uprising in 1988. He then was an exile who didn't know whether he could ever see his brothers, whom he loves, back in Burma. Something magical changed, and in the 2010s it seemed that there was a kind of democratization that turned out to be a false dawn.
He was able to go back, and now, again, when there's been a coup and a crackdown, he's again cut off. At one point, I was asking him how he feels about this while he's still trying to raise awareness globally about what's happening in Myanmar, and he said, “I feel helpless, but not hopeless.” I think, how does somebody maintain hope in that?
The other person I dedicated it to is Miklós Haraszti, a Hungarian friend of mine who was an activist before ’89 and saw this amazing thing happen, with communist party rule ending. He was part of that process, and he was friends with Václav Havel. Havel was there, Poland was changing, and all of this was an exhilarating moment, but he ends up being a critic of Orbán, following a tightening of control and a rolling back of many of the things that were victorious then.
There's no straight road. There's something disquieting about these unexpected things being blows to where you thought the direction of history was going. But history just shows you that history doesn't have a direction. There isn't a straight road.
Yeah. The idealism of youth can lead to things like the Russian Revolution, and then you get Stalin, World War II, and the purges and all of that entailed. A successful protest and a successful revolution might have unintended consequences that far overshadow whatever ideals and dreams you had fighting for the working class, whatever it was in that particular case.
That can cause immeasurable suffering. So, there is no direction to history. There's just some lessons we pick up along the way, and we try to help humanity flourish. We barely know what we're doing, and now we have nuclear weapons.
#466
Some of the people I find really admirable are not trying to create totalistic change. They focus on trying to do what they can, within constrained circumstances, for the things they believe in. In Thailand, they've hit a roadblock again over trying to bring about electoral change. A party that did really well was then disqualified.
The activists I know are focusing on local efforts to improve a neighborhood, to keep a neighborhood from suffering from a kind of unthinking gentrification. They're thinking small. They're thinking, sometimes, about just, “What can we do to improve the lives of people within certain communities?” How can we build? How can we contribute to the kinds of social groups that might make some kind of incremental improvement toward creating the kind of world that we want to live in? People do that in all kinds of ways.
What kind of parallels can we draw between Taiwan and Hong Kong? What do you think the people of Taiwan are thinking, looking at Hong Kong?
#466
I think the way that things developed in Hong Kong has undermined the kind of trust in any story coming out of Beijing that there's a place within Xi Jinping's version, at least, of the People's Republic of China for people who live very different kinds of lives. I think a lot of people in Taiwan feel they're living a very different kind of life from people on the mainland.
So, in that way, I think Hong Kong was an important example. There were connections between Taiwan and Hong Kong. There was a Taiwan protest in 2014, before the big protest in Hong Kong, by young people who felt the government then was moving too much toward working together with Beijing.
They've been interconnected stories, and I think we sometimes miss how people within a region are looking at what other people in the region are doing and taking clues from it about how to agitate for the things they care about, what the risks are, and what the dangers are. Autocrats within different parts of the region are looking at each other, too, as well as globally.
That's in part because there's a great dependence in the United States on TSMC, and in that way on Taiwan, for different supply chains—for electronics, for semiconductors, for a lot of our economy. There's been a lot of nervousness about Taiwan. What are the chances that there is some brewing military conflict over this question of Taiwan in the coming decades, and how can we avoid it?
It's one of these really worrisome issues. There isn't an easy answer. I think any experts who tell you they know the X, Y, and Z about this are deluding themselves. There are probably so many variables. Maybe you could just elaborate on the possible clues we have.
#466
So, from talking to people in Taiwan and from Taiwan, there are a couple of things that are clear. One is that daily life in Taiwan does not consist of people waking up each morning and living their lives based on the fact that they're in such a perilous predicament. Life goes on, and a lot of people feel very fortunate to be in Taiwan. There are many reasons why it seems like a great place to live in many ways.
Even though this is hanging over them, at the same time there is an awareness of things that increase precariousness. There was a lot of concern with the invasion of Ukraine and watching how the response to that was handled. There was a sense of it being analogous. There was a sense that Xi Jinping would be watching the response to Putin and seeing what he would do then.
So, there was a sense of relief, I think, when there was as unified a Western and NATO response, including the United States, as there was. Then there's concern about the Trump presidency because of Ukraine. At the same time, there are mixed signals. I'm sure there are people there who are saying, “Trump is going to be tough toward the Chinese Communist Party,” and others are going to say, “But if he's not supporting Ukraine, what does that say for the defense of Taiwan?”
They're not the same situations, but all people have, in a sense, sometimes with unknowable situations, is to look at things that have any degree of parallel connections in other places.
Do you think Xi Jinping knows what he's going to do in the next 5–10 years with Taiwan? Or is it really that there's a loose historical notion that Taiwan should be part of China, with Xi Jinping and the Communist Party believing that this loose idea was accepted?
#466
Chiang Kai-shek and Mao both thought that these 2 places were somehow destined to be the same. During that period, Chiang Kai-shek thought, “How long until I take over the mainland and it all becomes the Republic of China?” This is not now something that any leader in Taiwan believes.
There is a degree to which that remains a kind of sense within the Chinese Communist Party leadership as an eventuality. I don't think there's a set plan, in part because I think it is also dependent on what the costs in various realms would be of doing that. I think it still does. One scenario would possibly be becoming strong enough not to have to worry about the consequences.
I think another scenario, which I still think is more likely to some extent, would be a sense of weakness or precarity in maintaining power domestically and needing to do something to distract. Another complexity about this is that it's not always so clear where the line is between no conflict and conflict.
There are a lot of gray-zone tactics of nonviolent pressure that China could exert. It could use non-military violence. It could then escalate that to nonviolent military intimidation. All of this has consequences for the United States because there's a messaging component going on here. Then, of course, that could go to full-on “do as you're told” actions that come at a high risk of a hot military conflict.
So, basically, don't do military violence, but just apply full-on pressure, ordering Taiwan to do things. At that point, the only way to respond is with violence. You're completely trapped. If you're saying no, you have to say no with a military force behind it. And then what do you do?
At every step in this, it's such an unstable, nonlinear dynamical system where anything could happen. Unintended consequences can happen, and it could just escalate in a matter of days, if not hours. This is where I think it's really important to find mechanisms, tactics, and strategies for de-escalation.
That's why this trade war that's happening—one of the nice things about being so connected by trade is that it creates a disincentive for any of this kind of posturing. I do agree with you, but I think it will start, as these things often do, as a kind of military early-step posturing in order to maintain power internally. So, China will just create military conflict—conflict of different kinds—in order to distract.
But then how does that escalate?
#466
As if all that wasn't complicated enough, Taiwan isn't just one place or one island. There are also other islands that are closer to the mainland, like Kinmen, and the degrees of integration are different. But your comment about integration of trade and having it serve as a check on violence is important.
There's a Chinese writer, Han Han, who's a fascinating guy. He was a race-car driver, a filmmaker, and a bad-boy novelist. In his heyday, he was an interesting kind of blogger who was testing the edges of things, and he had this blog post in the early 2000s where he was talking about how China was building the massive Three Gorges Dam project.
He said some people were arguing that building these dams would make it so easy for the Americans to just bomb them and destroy the country, because it would cause a massive flood. And he said, “But that's really silly. That's a really silly argument, because Americans know that downriver from there, what would be flooded out is the place where their iPhones are built, and they want their iPhones.”
So, through a humorous point, he's making this notion of the way in which interconnectedness can be a check. Interconnectedness can take all kinds of forms: the flow of people between places, and having people from one place living in another, traveling to another, studying in another. That can actually be something that helps to stabilize the world, and I think that's an important thing to keep in mind.
Since you mentioned the Long March and the unlikely coming to power of the Communist Party, let's go back. We began comparing Xi Jinping and Mao. Let's go back to Mao. How did Mao come to power? What was the road to Mao coming to power?
#466
We need to first say that China was under the rule of emperors until 1911, when they were overthrown by an upheaval that was partly led by people who wanted to change China into a republic. But some people also wanted to get rid of the last dynasty, which was ruled by a group of Manchu ruling families, because they saw them as ethnic outsiders.
It was a strange combination of ethnic nationalists who wanted China back under the control of Han Chinese and other people who thought the time for rule by emperors was over and wanted to establish a republic. Sun Yat-sen became the provisional president of this newly formed Republic of China. But then he got nudged out of power by a military strongman, and there was a period when the country was really divided. The Republic of China didn't have a strong government.
But there were then 2 groups. One rallied around Sun Yat-sen, who had founded something that became known as the Nationalist Party. And then there was a small group of people who formed the Communist Party. Mao was one of them. These were intellectuals who were part of the May Fourth Movement of 1919.
They were inspired by Marxist ideas, but they were also inspired by the Russian Revolution. Russia was nearby. It seemed good to think with. It had a largely rural population, and somehow it seemed to be getting stronger in the world. There was interest in what China could do to achieve that.
The newly formed Soviet Union did something very important. There were a group of foreign powers, including Tsarist Russia, that had gained big concessions out of China when the Boxer Uprising had taken place in 1900 and then been crushed by a consortium of foreign powers that had gotten privileges and indemnities out of it. The newly formed Soviet Union renounced those, saying, “That was the old order. That was imperialism.”
Marx's ideas were attractive to some Chinese thinkers, but Lenin was very attractive because of his combination of anti-imperialism and his notion of a vanguard party leading a country forward. So there was a small Communist Party and a bigger Nationalist Party. They were involved in protests against warlords and against imperialists.
While Sun Yat-sen was alive, he got the 2 parties to work together. Sun Yat-sen wasn't a Marxist. He didn't believe in class struggle, but he admired Lenin and Leninism. So he said that the Communist Party and the Nationalist Party might have had different views of the path forward for China, but they agreed on who the enemies were.
The enemies were the warlords, who were keeping China weak and too willing to compromise with Japan and foreign imperialism. China needed to get rid of the warlords and become a stronger country, and then they could sort out what road to take.
Sun Yat-sen died in 1925, and his successor, Chiang Kai-shek, initially kept the alliance going with the Communist Party. But in 1927, he turned against the Communists and tried to carry out a purge against Communist Party members. He was the head of the Nationalists, and he was a culturally more conservative figure.
What's important in part about this is that there were some members of the Chinese Communist Party who accepted the basic ideas of Marxism—that revolution comes from the cities—but Mao had this idea. He loved the idea of peasant rebellions in China's past driving history forward, and he started writing about how, in China's case, the peasantry—farmers—could be a radical force.
The Communist Party was on the run. It was being pushed around, and the Nationalists were trying to exterminate it. But eventually, the Nationalists and the Communists allied again after Japan invaded China in the 1930s. They formed what was called a Second United Front.
During this period, Mao was emerging as the leader of the Chinese Communist Party, with a different vision of communist revolution in which the revolutionary vanguard was somehow the peasantry. After World War II, after the 2 parties had brokered a truce and worked together against Japan, there was a civil war between the Nationalists and the Communists. Against all odds, the Communist Party won.
The Communist Party got support from the Soviet Union, and the Nationalists got support from the United States, even though neither of them were quite doing things the way their backer would have liked them to. But there is also a way in which the Communist Party leaders remember this.
There's a feeling that the Nationalist Party didn't really believe its own rhetoric, that, in fact, all it cared about was having power and that it was internally corrupt. Chiang Kai-shek himself isn't viewed as personally corrupt, but his family members are, and there's an idea that there's just a small band of people who are benefiting. There's a kind of disgust with the leader and with the Nationalists.
The Nationalists end up in retreat in Taiwan. That's why Taiwan then becomes the Republic of China. There's an uprising there that Chiang Kai-shek's people, the Nationalists, repress, and from the late 1940s on, there begins this long period of martial law on Taiwan.
There is then a period in which the mainland is under the control of a Leninist party that believes in one-party rule and believes that it was a very bad period in Chinese history when China was unable to stand up to imperialists. Taiwan is controlled by a Leninist party that believes in one-party rule, limits on participation, and that there was a bad time when China was being bullied by imperialists.
What distinguishes Chiang Kai-shek?
#466
Chiang Kai-shek had a personality cult. Mao had a personality cult. They had a lot in common, but one clear thing that made them different was that Chiang Kai-shek said that what was wrong with the Communist Party was that it had abandoned traditional Chinese values of Confucianism. Mao said that, for the Nationalists, what was really bad was that they were still wedded to those traditional Chinese values of Confucianism.
Cycling back to where we began with Mao and Xi, you could actually say that Xi Jinping, in some ways, is living out the dream that Chiang Kai-shek had of one-party rule and also of celebrating Confucianism.
Yeah, there are elements of Chiang Kai-shek and Mao that Xi Jinping kind of combines. You've also mentioned an interesting side-by-side similarity. If we had $100 to talk about it, there's another interesting similarity that you point to: Xi Jinping's wife is out there as a known entity, a part of his public image, and the same was the case with Chiang Kai-shek, right?
#466
Yes. Both of them had high-profile wives who were celebrity figures, made a good impression globally, and were more like first ladies. But both Chiang Kai-shek and Xi Jinping oversaw periods of emphasizing more traditional patriarchal values in China.
One of the things I didn't mention before is that Xi Jinping has been very focused on this idea of trying to do away with difference within the PRC. He's been pushing against feminists and any kinds of feminist movements.
So, going back to Confucius.
#466
Yeah. In some ways, there are people who will argue for a less patriarchal Confucius, but it fits with that mode.
So now that gets us close to Mao consolidating power.
#466
Then the story after 1949 with Mao is that there were divisions within the Communist Party. Mao was impatient. He wanted to transform the country quickly, and he had a utopian streak.
You didn't have to stick to the traditional pattern of moving slowly to socialism and then to communism. He tried to do this with the Great Leap Forward, a disastrous policy that imagined China outdoing the West through a kind of quick industrialization, and it just didn't work. All kinds of things were wrong with it, and that would require a whole other session to discuss the Great Leap Forward and the Cultural Revolution.
#466
One of the simple ways to think about it is that Mao made these disastrous moves, was partially sidelined, and then wanted to get back to power. There was a struggle between people who were more gradualist—more “let’s try to work more rationally”—and the more utopian side with Mao. Both the Great Leap Forward and, later, the Cultural Revolution were Mao’s efforts to do things dramatically, even at the risk of chaos, even at the risk of undoing a lot of the slow state-building that was going on.
There were other figures who were more concerned with incremental moves. After Mao’s death, one of those figures, Deng Xiaoping, ended up being the next long-term paramount leader. His economic reforms led to decades of economic progress and record-breaking growth for China, and so on.
But I’ve got to linger on the Great Leap Forward a bit—enough to understand modern-day China. As people know, and as I’m sure I’ll talk about in other episodes, the Great Leap Forward—this agricultural collectivization and rapid attempt to industrialize—killed 30 to 45 million people. It’s one of the greatest atrocities in human history. How could Mao be so catastrophically wrong on the policy of collectivization and be so unwilling to see the atrocity and the suffering he was causing, to the point of changing course?
With the Great Leap Forward, which caused this incredible famine and incredible devastation, one of the things that happened was that Mao received very bad information. There was a sense that officials were afraid that if they gave bad news—if they admitted that they were failing to meet the giant targets being set—that would be seen as a political mistake. It became a survival mechanism to pass on unrealistic reports about what was going on.
Some of it was a culture of fear around a great leader that led to not getting accurate information. Ego was a big part of it. There were all kinds of unresolved issues. Early in the history and rise to power of the Chinese Communist Party, there was a connection to the Soviet Union, and Mao had a connection with Stalin.
After Stalin’s death, Mao was haunted by the move toward de-Stalinization and the moves by Khrushchev, and thus laid the groundwork for the Sino-Soviet split. But there was also this obsession with doing things differently that Mao had in that case as well. You have factional struggles. You have all kinds of things happening simultaneously.
There’s something I learned about called Gray’s law, which states, “Any sufficiently advanced incompetence is indistinguishable from malice.” I would say that when 30 to 45 million people die, it doesn’t really matter what the explanation is. That’s a longer discussion, but the interesting discussion that connects to everything we’ve been talking about is: How is Mao seen in modern-day China? What has Xi Jinping said about Mao?
Before Xi Jinping, there was this assessment of Mao in the early ’80s as being 70% right and 30% wrong. I guess Mao’s own analysis of Stalin was that Stalin was 70% right and 30% wrong, and so they applied the same kind of logic there.
Yeah. Mathematical analysis of Mao.
#466
But Xi Jinping has had a different way of talking about this. He’s talked about the first 30 years of the People’s Republic of China and the second 30 years, and says that we should not use the successes of one to criticize the other. We need to see where we are today as benefiting from both those first 30 years and those second 30 years.
That implicitly—or sometimes, when he talks about a “new era,” explicitly—suggests that, in many ways, he sees China as now being in a post-reform era. We can think about a third stage, and there are people who write about it in that way.
There’s always been a way of trying to separate out a kind of Mao from the periods when things were not going horribly. I think Xi Jinping would see Mao as having managed to fight the Korean War to a standstill, which is how the history of that period is described in the PRC. He would say, “Look, you had so many different forces from the more developed world fighting on one side, and that war did not end in a defeat for North Korea or for the Chinese side.”
Xi Jinping wants to be seen as an inheritor of Mao, a continuer of one side of the Mao legacy. But clearly, circling back to where we began, not the Mao who liked to stir things up, not the Mao who believed in mobilizing youth onto the streets, and not the Mao who let things get out of control—but the Mao who was responsible for strengthening the nation.
Can I ask you about the 1953 speech? Let me just watch it real quick. This particular speech is from 1953, at the end of the Korean War, saying China will not surrender. Let’s actually just listen to it.
The speech reads:
“As to how long this war will last, we’re not the ones who can decide. It used to depend on President Truman. It will depend on President Eisenhower or whoever will become the next U.S. president. It’s up to them. But no matter how long this war is going to last, we will never yield. [Applause] We’ll fight until we completely triumph.”
Yeah. So this is the version of Mao that you’re speaking of, that is still celebrated today. From the Chinese perspective, I guess they could tell the story about that particular proxy war as one in which they triumphed. What do you think about that speech, about this performance? I don’t know how much you’ve listened to Mao’s speeches.
#466
Well, he had a really difficult accent to make sense of, and native speakers of Chinese could have trouble with his speech. That one was less hard to follow than some of them.
What explains the accent?
#466
He’s just from Hunan, and he had a heavy accent. This is another complicated side of Mao: He was both anti-intellectual and very intellectual. He liked to write poetry and to fashion himself as an intellectual, but he also liked to be seen as incredibly earthy and critical of intellectuals. He had an animus toward intellectuals, even though he was intellectual; he had that anti-intellectualism.
What’s interesting about that speech, in part, is how the Korean War is depicted as the War to Resist U.S. Aggression and Aid Korea. I think it fit with his idea that it wasn’t just about China, and it wasn’t about China working in its own self-interest, but about siding with other countries—siding with the underdog countries against the hegemonic ones.
That was another part of Mao’s desire to see China as representing the Third World and the countries that had felt the brunt of imperialism—Western imperialism and Japanese imperialism—and trying to find one or another country’s imperialism to focus on. At that point, he was focusing on America, which is something that can have particular resonances.
Mao could alternate positions. At certain points, he thought there should be an alliance with Japan, or he said that China should be able to work with Japan. At one point he said, “Without Japanese imperialism, the Communist Party wouldn’t have risen, because we wouldn’t have had this ability to unite the people.”
We have seen, in the post-Mao period, some leaders playing on anti-Japanese sentiment because of the history of Japanese aggression. There can be anti-American sentiment because of the history of the American role in imperialism, or it can be played in a different way. The United States certainly tried that. The United States didn’t have formal colonies in Asia the way that Britain and France did, and tried to present itself differently.
These things are also in flux, and now we’re in a very unusual inflection point. At the beginning of the imposition of tariffs, the leaders of China, Japan, and South Korea were all together in photo ops. That was not something I would have expected—I mean, they were being seen as on the same side. I think this is also a broader lesson: Don’t assume that configurations will always stay the same if you look out into the 21st century.
What are some of the best possible things that could happen in the region and globally, with China at the center of the world stage? What are the possible trajectories you could see culturally, economically, and politically, in terms of partnerships and all this kind of stuff?
#466
It’s such a hard moment to be imagining these things. I’ve long wanted to see a return of China to a path toward greater tolerance of diversity within China, variations within China, and more space for civil society. I wasn’t one of the people who imagined that China’s emergence would evolve into a liberal capitalist kind of country, but I’d love to see a return to that kind of tolerance.
It’s a hard time to even imagine that, because Hong Kong represented a place that was somehow within China and yet was different. Looking backward, rather than forward, I think it’s really extraordinary how much leeway was given to Hong Kong for a period there. No Communist Party-run country had ever had a city within it that had as free a press as Hong Kong had then, or as much tolerance for protests.
I think it was an amazing thing. I hope it can be seen by some, at least within Beijing, as a miscalculation, too. The people of China wanted soft power, and Hong Kong films were admired around the world. This industry was there; there was a way in which creativity was flourishing.
#466
So I guess it would be just the hope for more spaces where that kind of creativity and openness can flourish. I’d love to think that there actually are a variety of things in Taiwan that, if they could become broader norms— not that Taiwan’s perfect. It has its own internal problems, but there are many really attractive things about it right now, different kinds of things that flourish. So maybe a setting in which Taiwan, in its post-martial-law, post-Leninist incarnation, would be something that we could think of more.
Yeah, and you’re right. Taiwan, and especially Hong Kong, are truly special places, a case study. It doesn’t make sense that that would happen, but it happened. History is full of wonderful things like this.
And I guess, can you clarify? You think the protests of 2019 were mostly a failure? Is there still a possibility that Hong Kong rises, and its way of life, its way of being, its democratic ideals—not necessarily full-on democracy or this kind of thing—but actually, in a sense, permeate China, not the other way around?
#466
That was a hope early on, and there were ways in which some parts of Hong Kong style even permeated across the border. I think it’s hard to see it now with how Hong Kong has changed, but I hesitate to say that, because there’s an awareness of the unpredictability of things. There’s no way to know what kind of thing there would be for Hong Kong later.
I do think there are things about Hong Kong that, even in the failure of the movement, have had repercussions that are not all negative. I think the Hong Kong spirit, which is being kept alive in diaspora communities around the world, is really interesting. There are things that are spreading.
I think Hong Kong represented a vision of a different way of being Chinese, a different notion of Chineseness. I think that is something that exists. There have been protesters in a lot of other parts of the world. I used to say, “From Minneapolis to Minsk,” because in 2020 there were protests in the United States and in Belarus, where there were activists talking about the Hong Kong idea of trying to focus on being water—more flexible protest tactics, or something.
Clearly, in Thailand, there were people who looked at things to learn from Hong Kong, even in defeat. There’s a New Zealand-based China specialist, Geremie Barmé, who talks about the other China, which can exist within China, in physical China, or elsewhere. This other China is equally attached to Chinese traditions, but thinks of those traditions as including not just Confucianism but Daoism, not just hierarchy but also openness to cosmopolitanism, and not just nationalism but cosmopolitanism.
I think there are some elements of that that, even in failure, the Hong Kong movements—the Hong Kong protests of the 2020s—were a last flourishing of. We can think of elements of Taiwan as another China as well. I think recovering this means not allowing the particular version of Chineseness that the Chinese Communist Party under Xi Jinping wants to make people think of as the essence of being Chinese. China has multiple cultural strands and multiple traditions that people can tap into. It’s something richer and more admirable, I think, than this narrowed-down version.
And I hope for a future where both Hong Kong and Beijing have bookstores that carry 1984, Brave New World, and all of your books. I can’t wait to visit them and enjoy the intellectual flourishing of incredible people. What a beautiful world we live in.
The Chinese people—all the people I’ve met—are just so great to interact with, a totally different culture. You can feel the roots run deep through ancient history, and they’re very different. It’s amazing. It’s amazing that Earth produced Chinese people, Indian people, and the Slavic people.
There are just all kinds of variants, and we all have our own weirdnesses and quirks and so on. Everybody has brilliant people. We all start shit with each other every once in a while, but I hope now that we have nuclear weapons and technology that connects us, we’ll actually collaborate more than we fight each other.
Thank you for being one of the people that shows off the beauty of this particular people, of the entire region, really, of Southeast Asia. It’s an honor to talk to you.
#466
Thank you so much. Thanks for having me on.